Regulatory Consultant

0001085146-18-001129.txt : 20180423 0001085146-18-001129.hdr.sgml : 20180423 20180423135937 ACCESSION NUMBER: 0001085146-18-001129 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180423 DATE AS OF CHANGE: 20180423 EFFECTIVENESS DATE: 20180423 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Diligent Investors, LLC CENTRAL INDEX KEY: 0001549042 IRS NUMBER: 453029689 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16635 FILM NUMBER: 18768541 BUSINESS ADDRESS: STREET 1: 1901 ORANGE TREE LANE STREET 2: SUITE 230A CITY: REDLANDS STATE: CA ZIP: 92374 BUSINESS PHONE: 909-792-2894 MAIL ADDRESS: STREET 1: 132 WEST RAMSEY STREET CITY: BANNING STATE: CA ZIP: 92220 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001549042 XXXXXXXX 03-31-2018 03-31-2018 false Diligent Investors, LLC

132 West Ramsey Street Banning CA 92220

13F HOLDINGS REPORT 028-16635 N Gerardo Martinez Regulatory Consultant 310-275-7300 /s/ Gerardo Martinez Beverly Hills CA 04-23-2018 0 202 166066 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 599 2728 SH SOLE 0 0 2728 ABBOTT LABS COM 002824100 547 9130 SH SOLE 0 0 9130 ABBVIE INC COM 00287Y109 819 8654 SH SOLE 0 0 8654 ADOBE SYS INC COM 00724F101 1144 5294 SH SOLE 0 0 5294 AES CORP COM 00130H105 162 14225 SH SOLE 0 0 14225 AFLAC INC COM 001055102 394 9000 SH SOLE 0 0 9000 AGNC INVT CORP COM 00123Q104 209 11056 SH SOLE 0 0 11056 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 303 1651 SH SOLE 0 0 1651 ALLEGION PUB LTD CO ORD SHS G0176J109 439 5147 SH SOLE 0 0 5147 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 225 8363 SH SOLE 0 0 8363 ALPHABET INC CAP STK CL A 02079K305 280 270 SH SOLE 0 0 270 AMAZON COM INC COM 023135106 828 572 SH SOLE 0 0 572 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 350 17580 SH SOLE 0 0 17580 AMERICAN EXPRESS CO COM 025816109 340 3644 SH SOLE 0 0 3644 AMERICAN HOMES 4 RENT CL A 02665T306 336 16717 SH SOLE 0 0 16717 AMGEN INC COM 031162100 685 4017 SH SOLE 0 0 4017 ANWORTH MORTGAGE ASSET CP COM 037347101 60 12450 SH SOLE 0 0 12450 APARTMENT INVT & MGMT CO CL A 03748R101 285 7000 SH SOLE 0 0 7000 APOLLO INVT CORP COM 03761U106 275 52700 SH SOLE 0 0 52700 APPLE INC COM 037833100 4645 27685 SH SOLE 0 0 27685 APPLIED MATLS INC COM 038222105 975 17524 SH SOLE 0 0 17524 ARCONIC INC COM 03965L100 221 9608 SH SOLE 0 0 9608 ARROW ELECTRS INC COM 042735100 485 6300 SH SOLE 0 0 6300 ASHFORD HOSPITALITY TR INC COM SHS 044103109 78 12000 SH SOLE 0 0 12000 ASHLAND GLOBAL HLDGS INC COM 044186104 306 4383 SH SOLE 0 0 4383 AT&T INC COM 00206R102 2663 74693 SH SOLE 0 0 74693 AVIS BUDGET GROUP COM 053774105 568 12137 SH SOLE 0 0 12137 BANCO SANTANDER SA ADR 05964H105 71 10843 SH SOLE 0 0 10843 BANK AMER CORP 7.25%CNV PFD L 060505682 219 170 SH SOLE 0 0 170 BANK AMER CORP COM 060505104 910 30338 SH SOLE 0 0 30338 BB&T CORP COM 054937107 381 7312 SH SOLE 0 0 7312 BEACON ROOFING SUPPLY INC COM 073685109 410 7727 SH SOLE 0 0 7727 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2284 11450 SH SOLE 0 0 11450 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 446 33821 SH SOLE 0 0 33821 BOEING CO COM 097023105 752 2293 SH SOLE 0 0 2293 BRIGHTHOUSE FINL INC COM 10922N103 1595 31024 SH SOLE 0 0 31024 BRISTOL MYERS SQUIBB CO COM 110122108 965 15258 SH SOLE 0 0 15258 CANADIAN PAC RY LTD COM 13645T100 1363 7723 SH SOLE 0 0 7723 CARDINAL HEALTH INC COM 14149Y108 951 15180 SH SOLE 0 0 15180 CATERPILLAR INC DEL COM 149123101 356 2418 SH SOLE 0 0 2418 CDN IMPERIAL BK COMM TORONTO COM 136069101 265 3006 SH SOLE 0 0 3006 CELGENE CORP COM 151020104 334 3740 SH SOLE 0 0 3740 CHEVRON CORP NEW COM 166764100 990 8678 SH SOLE 0 0 8678 CHUBB LIMITED COM H1467J104 249 1820 SH SOLE 0 0 1820 CISCO SYS INC COM 17275R102 1447 33726 SH SOLE 0 0 33726 COCA COLA CO COM 191216100 1259 28995 SH SOLE 0 0 28995 CONAGRA BRANDS INC COM 205887102 258 7000 SH SOLE 0 0 7000 CONOCOPHILLIPS COM 20825C104 304 5127 SH SOLE 0 0 5127 CORNING INC COM 219350105 1025 36754 SH SOLE 0 0 36754 COSTCO WHSL CORP NEW COM 22160K105 214 1138 SH SOLE 0 0 1138 CVS HEALTH CORP COM 126650100 1007 16182 SH SOLE 0 0 16182 DAVIS FUNDAMENTAL ETF TR SELCT INTL ETF 23908L405 511 26000 SH SOLE 0 0 26000 DAVIS FUNDAMENTAL ETF TR SELECT FINL 23908L108 447 18655 SH SOLE 0 0 18655 DAVIS FUNDAMENTAL ETF TR SELECT US EQTY 23908L207 382 16552 SH SOLE 0 0 16552 DAVIS FUNDAMENTAL ETF TR SELECT WRLD WI 23908L306 639 24602 SH SOLE 0 0 24602 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 1787 40634 SH SOLE 0 0 40634 DISCOVER FINL SVCS COM 254709108 960 13345 SH SOLE 0 0 13345 DISNEY WALT CO COM DISNEY 254687106 3206 31921 SH SOLE 0 0 31921 DOVER CORP COM 260003108 902 9180 SH SOLE 0 0 9180 DOWDUPONT INC COM 26078J100 887 13917 SH SOLE 0 0 13917 DXC TECHNOLOGY CO COM 23355L106 386 3837 SH SOLE 0 0 3837 EATON CORP PLC SHS G29183103 516 6457 SH SOLE 0 0 6457 EATON VANCE FLTING RATE INC COM 278279104 329 22000 SH SOLE 0 0 22000 EDISON INTL COM 281020107 226 3549 SH SOLE 0 0 3549 EMCOR GROUP INC COM 29084Q100 685 8790 SH SOLE 0 0 8790 EMX RTY CORP COM 26873J107 19 21352 SH SOLE 0 0 21352 EXPRESS SCRIPTS HLDG CO COM 30219G108 731 10575 SH SOLE 0 0 10575 EXXON MOBIL CORP COM 30231G102 320 4294 SH SOLE 0 0 4294 FACEBOOK INC CL A 30303M102 516 3228 SH SOLE 0 0 3228 FITBIT INC CL A 33812L102 62 12118 SH SOLE 0 0 12118 FORD MTR CO DEL COM PAR $0.01 345370860 528 47681 SH SOLE 0 0 47681 FREEPORT-MCMORAN INC CL B 35671D857 308 17526 SH SOLE 0 0 17526 GCI LIBERTY INC COM CLASS A 36164V305 248 4700 SH SOLE 0 0 4700 GENERAL ELECTRIC CO COM 369604103 532 39467 SH SOLE 0 0 39467 GILEAD SCIENCES INC COM 375558103 241 3201 SH SOLE 0 0 3201 GLADSTONE LD CORP COM 376549101 1134 93896 SH SOLE 0 0 93896 GLOBAL PMTS INC COM 37940X102 2295 20579 SH SOLE 0 0 20579 GOLDMAN SACHS GROUP INC COM 38141G104 383 1520 SH SOLE 0 0 1520 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 1157 84708 SH SOLE 0 0 84708 GREEN DOT CORP CL A 39304D102 1767 27533 SH SOLE 0 0 27533 HALLIBURTON CO COM 406216101 449 9559 SH SOLE 0 0 9559 HANESBRANDS INC COM 410345102 408 22163 SH SOLE 0 0 22163 HARLEY DAVIDSON INC COM 412822108 251 5856 SH SOLE 0 0 5856 HARRIS CORP DEL COM 413875105 1064 6600 SH SOLE 0 0 6600 HERSHA HOSPITALITY TR PR SHS BEN INT 427825500 527 29425 SH SOLE 0 0 29425 HERSHEY CO COM 427866108 586 5920 SH SOLE 0 0 5920 HOME DEPOT INC COM 437076102 461 2589 SH SOLE 0 0 2589 HUGOTON RTY TR TEX UNIT BEN INT 444717102 12 16908 SH SOLE 0 0 16908 ING GROEP N V SPONSORED ADR 456837103 174 10300 SH SOLE 0 0 10300 INNOVIVA INC COM 45781M101 544 32630 SH SOLE 0 0 32630 INTEL CORP COM 458140100 4018 77146 SH SOLE 0 0 77146 INVESCO CALIF VALUE MUN INC COM 46132H106 133 11412 SH SOLE 0 0 11412 ISHARES TR NASDAQ BIOTECH 464287556 374 3505 SH SOLE 0 0 3505 ISHARES TR US AER DEF ETF 464288760 218 1100 SH SOLE 0 0 1100 JABIL INC COM 466313103 302 10500 SH SOLE 0 0 10500 JOHNSON & JOHNSON COM 478160104 890 6946 SH SOLE 0 0 6946 KIMBERLY CLARK CORP COM 494368103 216 1961 SH SOLE 0 0 1961 KNOWLES CORP COM 49926D109 235 18686 SH SOLE 0 0 18686 KOHLS CORP COM 500255104 210 3200 SH SOLE 0 0 3200 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 636 16607 SH SOLE 0 0 16607 KRAFT HEINZ CO COM 500754106 239 3843 SH SOLE 0 0 3843 KROGER CO COM 501044101 576 24060 SH SOLE 0 0 24060 LEGG MASON INC COM 524901105 257 6319 SH SOLE 0 0 6319 LEXINGTON REALTY TRUST COM 529043101 108 13674 SH SOLE 0 0 13674 LIBERTY INTERACTIVE CORP QVC GP COM SER A 53071M104 1454 57766 SH SOLE 0 0 57766 MARSH & MCLENNAN COS INC COM 571748102 289 3500 SH SOLE 0 0 3500 MCDONALDS CORP COM 580135101 790 5051 SH SOLE 0 0 5051 MEDICAL PPTYS TRUST INC COM 58463J304 153 11807 SH SOLE 0 0 11807 MEDTRONIC PLC SHS G5960L103 737 9185 SH SOLE 0 0 9185 MERCK & CO INC COM 58933Y105 1527 28027 SH SOLE 0 0 28027 MESOBLAST LTD SPONS ADR 590717104 71 12296 SH SOLE 0 0 12296 METLIFE INC COM 59156R108 975 21257 SH SOLE 0 0 21257 MFS CALIF MUN FD COM 59318C106 106 10118 SH SOLE 0 0 10118 MICROSOFT CORP COM 594918104 5330 58393 SH SOLE 0 0 58393 MONDELEZ INTL INC CL A 609207105 1596 38240 SH SOLE 0 0 38240 MORGAN STANLEY COM NEW 617446448 1246 23085 SH SOLE 0 0 23085 MOTOROLA SOLUTIONS INC COM NEW 620076307 259 2456 SH SOLE 0 0 2456 NEW GOLD INC CDA COM 644535106 30 11544 SH SOLE 0 0 11544 NEW YORK CMNTY BANCORP INC COM 649445103 326 25000 SH SOLE 0 0 25000 NOKIA CORP SPONSORED ADR 654902204 165 30182 SH SOLE 0 0 30182 NUTRIEN LTD COM 67077M108 549 11625 SH SOLE 0 0 11625 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 274 20218 SH SOLE 0 0 20218 NUVEEN QUALITY MUNCP INCOME COM 67066V101 146 11102 SH SOLE 0 0 11102 ONE LIBERTY PPTYS INC COM 682406103 328 14853 SH SOLE 0 0 14853 OPPENHEIMER ETF TR LARGE CAP REV ET 68386C104 1754 35200 SH SOLE 0 0 35200 OSI ETF TR OSHARES FTSE 67110P100 415 15967 SH SOLE 0 0 15967 PACIFIC PREMIER BANCORP COM 69478X105 9072 225668 SH SOLE 0 0 225668 PANDORA MEDIA INC COM 698354107 64 12800 SH SOLE 0 0 12800 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 98 10200 SH SOLE 0 0 10200 PFIZER INC COM 717081103 2485 70011 SH SOLE 0 0 70011 PG&E CORP COM 69331C108 457 10405 SH SOLE 0 0 10405 PHILLIPS 66 COM 718546104 257 2679 SH SOLE 0 0 2679 PIMCO ETF TR INV GRD CRP BD 72201R817 482 4712 SH SOLE 0 0 4712 POOL CORPORATION COM 73278L105 1552 10616 SH SOLE 0 0 10616 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 203 11947 SH SOLE 0 0 11947 POWERSHARES ETF TR II FDM HG YLD RAFI 73936T557 2974 160688 SH SOLE 0 0 160688 POWERSHARES ETF TR II KBW RG BK PORT 73937B712 267 4715 SH SOLE 0 0 4715 POWERSHARES ETF TR II SOVEREIGN DEBT 73936T573 2324 82448 SH SOLE 0 0 82448 POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 217 8625 SH SOLE 0 0 8625 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 1291 81939 SH SOLE 0 0 81939 POWERSHARES ETF TRUST II DWA DEVMKTMOM PT 73936Q108 1335 47885 SH SOLE 0 0 47885 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 339 2118 SH SOLE 0 0 2118 PROCTER AND GAMBLE CO COM 742718109 607 7652 SH SOLE 0 0 7652 PS BUSINESS PKS INC CALIF COM 69360J107 1345 11898 SH SOLE 0 0 11898 PUBLIC STORAGE COM 74460D109 1058 5282 SH SOLE 0 0 5282 QUALCOMM INC COM 747525103 1557 28091 SH SOLE 0 0 28091 REGENCY CTRS CORP COM 758849103 249 4229 SH SOLE 0 0 4229 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 210 3200 SH SOLE 0 0 3200 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 1872 17048 SH SOLE 0 0 17048 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 1760 27244 SH SOLE 0 0 27244 S&P GLOBAL INC COM 78409V104 3326 17407 SH SOLE 0 0 17407 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 109 13797 SH SOLE 0 0 13797 SCHWAB CHARLES CORP NEW COM 808513105 371 7103 SH SOLE 0 0 7103 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 763 26586 SH SOLE 0 0 26586 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 880 24116 SH SOLE 0 0 24116 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1731 34740 SH SOLE 0 0 34740 SEAGATE TECHNOLOGY PLC SHS G7945M107 942 16100 SH SOLE 0 0 16100 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1059 13008 SH SOLE 0 0 13008 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 472 17118 SH SOLE 0 0 17118 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 453 6100 SH SOLE 0 0 6100 SENIOR HSG PPTYS TR SH BEN INT 81721M109 519 33135 SH SOLE 0 0 33135 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 535 10191 SH SOLE 0 0 10191 SPDR SER TR NUVEEN BLMBRG SR 78468R739 201 4211 SH SOLE 0 0 4211 SPDR SER TR NUVEEN BRC MUNIC 78468R721 374 7780 SH SOLE 0 0 7780 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 507 17182 SH SOLE 0 0 17182 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 3273 93245 SH SOLE 0 0 93245 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 2099 13333 SH SOLE 0 0 13333 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 1778 17870 SH SOLE 0 0 17870 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 875 3761 SH SOLE 0 0 3761 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 859 6960 SH SOLE 0 0 6960 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 2494 57388 SH SOLE 0 0 57388 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 151 14000 SH SOLE 0 0 14000 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 143 23600 SH SOLE 0 0 23600 SYNCHRONY FINL COM 87165B103 542 16160 SH SOLE 0 0 16160 SYSCO CORP COM 871829107 212 3538 SH SOLE 0 0 3538 TEREX CORP NEW COM 880779103 616 16460 SH SOLE 0 0 16460 TEXAS INSTRS INC COM 882508104 362 3483 SH SOLE 0 0 3483 TIMKENSTEEL CORP COM 887399103 448 29521 SH SOLE 0 0 29521 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 1172 8990 SH SOLE 0 0 8990 TRANSOCEAN LTD REG SHS H8817H100 165 16672 SH SOLE 0 0 16672 TRUSTMARK CORP COM 898402102 373 11984 SH SOLE 0 0 11984 TTEC HLDGS INC COM 89854H102 307 10000 SH SOLE 0 0 10000 UBS GROUP AG SHS H42097107 177 10000 SH SOLE 0 0 10000 UNILEVER PLC SPON ADR NEW 904767704 467 8400 SH SOLE 0 0 8400 UNISYS CORP COM NEW 909214306 173 16100 SH SOLE 0 0 16100 UNITED PARCEL SERVICE INC CL B 911312106 350 3347 SH SOLE 0 0 3347 VALVOLINE INC COM 92047W101 915 41329 SH SOLE 0 0 41329 VANGUARD INDEX FDS MID CAP ETF 922908629 339 2200 SH SOLE 0 0 2200 VANGUARD WORLD FDS ENERGY ETF 92204A306 280 3028 SH SOLE 0 0 3028 VERIZON COMMUNICATIONS INC COM 92343V104 283 5919 SH SOLE 0 0 5919 VIACOM INC NEW CL B 92553P201 216 6951 SH SOLE 0 0 6951 VISA INC COM CL A 92826C839 4457 37261 SH SOLE 0 0 37261 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 248 8910 SH SOLE 0 0 8910 W P CAREY INC COM 92936U109 564 9092 SH SOLE 0 0 9092 W R BERKLEY CORPORATION COM 084423102 240 3300 SH SOLE 0 0 3300 WALGREENS BOOTS ALLIANCE INC COM 931427108 1102 16834 SH SOLE 0 0 16834 WALMART INC COM 931142103 2005 22539 SH SOLE 0 0 22539 WESTERN UN CO COM 959802109 779 40500 SH SOLE 0 0 40500 WHEELER REAL ESTATE INVT TR CV PFD SER B 963025309 153 10743 SH SOLE 0 0 10743 WYNDHAM WORLDWIDE CORP COM 98310W108 990 8654 SH SOLE 0 0 8654 ZIMMER BIOMET HLDGS INC COM 98956P102 371 3400 SH SOLE 0 0 3400 ZOETIS INC CL A 98978V103 1983 23747 SH SOLE 0 0 23747