Regulatory Consultant

0001085146-17-001759.txt : 20170811 0001085146-17-001759.hdr.sgml : 20170811 20170811091739 ACCESSION NUMBER: 0001085146-17-001759 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170811 DATE AS OF CHANGE: 20170811 EFFECTIVENESS DATE: 20170811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Diligent Investors, LLC CENTRAL INDEX KEY: 0001549042 IRS NUMBER: 453029689 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16635 FILM NUMBER: 171023195 BUSINESS ADDRESS: STREET 1: 1901 ORANGE TREE LANE STREET 2: SUITE 230A CITY: REDLANDS STATE: CA ZIP: 92374 BUSINESS PHONE: 909-792-2894 MAIL ADDRESS: STREET 1: 132 WEST RAMSEY STREET CITY: BANNING STATE: CA ZIP: 92220 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001549042 XXXXXXXX 06-30-2017 06-30-2017 false Diligent Investors, LLC

132 West Ramsey Street Banning CA 92220

13F HOLDINGS REPORT 028-16635 N Gerardo Martinez Regulatory Consultant 310-275-7300 /s/ Gerardo Martinez Beverly Hills CA 08-10-2017 0 185 140988 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 560 2688 SH SOLE 0 0 2688 ABBOTT LABS COM 002824100 458 9428 SH SOLE 0 0 9428 ABBVIE INC COM 00287Y109 657 9054 SH SOLE 0 0 9054 ADOBE SYS INC COM 00724F101 954 6744 SH SOLE 0 0 6744 AES CORP COM 00130H105 162 14625 SH SOLE 0 0 14625 AFLAC INC COM 001055102 350 4500 SH SOLE 0 0 4500 AGNC INVT CORP COM 00123Q104 235 11056 SH SOLE 0 0 11056 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 269 1907 SH SOLE 0 0 1907 ALLEGION PUB LTD CO ORD SHS G0176J109 494 6092 SH SOLE 0 0 6092 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 242 10224 SH SOLE 0 0 10224 ALPHABET INC CAP STK CL A 02079K305 219 236 SH SOLE 0 0 236 AMAZON COM INC COM 023135106 565 584 SH SOLE 0 0 584 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 296 24580 SH SOLE 0 0 24580 AMERICAN EXPRESS CO COM 025816109 311 3694 SH SOLE 0 0 3694 AMERICAN HOMES 4 RENT CL A 02665T306 271 12000 SH SOLE 0 0 12000 AMGEN INC COM 031162100 739 4288 SH SOLE 0 0 4288 ANWORTH MORTGAGE ASSET CP COM 037347101 81 13400 SH SOLE 0 0 13400 APARTMENT INVT & MGMT CO CL A 03748R101 326 7597 SH SOLE 0 0 7597 APOLLO INVT CORP COM 03761U106 337 52700 SH SOLE 0 0 52700 APPLE INC COM 037833100 4052 28137 SH SOLE 0 0 28137 APPLIED MATLS INC COM 038222105 758 18345 SH SOLE 0 0 18345 ARCONIC INC COM 03965L100 272 11998 SH SOLE 0 0 11998 ARROW ELECTRS INC COM 042735100 494 6300 SH SOLE 0 0 6300 ASHFORD HOSPITALITY TR INC COM SHS 044103109 89 14700 SH SOLE 0 0 14700 ASHLAND GLOBAL HLDGS INC COM 044186104 401 6083 SH SOLE 0 0 6083 AT&T INC COM 00206R102 2648 70176 SH SOLE 0 0 70176 AVIS BUDGET GROUP COM 053774105 357 13083 SH SOLE 0 0 13083 BANCO SANTANDER SA ADR 05964H105 99 14842 SH SOLE 0 0 14842 BANK AMER CORP COM 060505104 701 28899 SH SOLE 0 0 28899 BB&T CORP COM 054937107 337 7412 SH SOLE 0 0 7412 BEACON ROOFING SUPPLY INC COM 073685109 402 8210 SH SOLE 0 0 8210 BERKLEY W R CORP COM 084423102 228 3300 SH SOLE 0 0 3300 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1971 11635 SH SOLE 0 0 11635 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 310 21472 SH SOLE 0 0 21472 BOEING CO COM 097023105 429 2167 SH SOLE 0 0 2167 BOSTON SCIENTIFIC CORP COM 101137107 309 11164 SH SOLE 0 0 11164 BRISTOL MYERS SQUIBB CO COM 110122108 947 17000 SH SOLE 0 0 17000 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 203 8762 SH SOLE 0 0 8762 CANADIAN PAC RY LTD COM 13645T100 1276 7933 SH SOLE 0 0 7933 CARDINAL HEALTH INC COM 14149Y108 1183 15180 SH SOLE 0 0 15180 CATERPILLAR INC DEL COM 149123101 260 2418 SH SOLE 0 0 2418 CDN IMPERIAL BK COMM TORONTO COM 136069101 244 3006 SH SOLE 0 0 3006 CELGENE CORP COM 151020104 421 3240 SH SOLE 0 0 3240 CHEVRON CORP NEW COM 166764100 906 8688 SH SOLE 0 0 8688 CHUBB LIMITED COM H1467J104 281 1933 SH SOLE 0 0 1933 CISCO SYS INC COM 17275R102 1395 44575 SH SOLE 0 0 44575 CLOUD PEAK ENERGY INC COM 18911Q102 42 11975 SH SOLE 0 0 11975 COCA COLA CO COM 191216100 1314 29295 SH SOLE 0 0 29295 CONAGRA BRANDS INC COM 205887102 257 7200 SH SOLE 0 0 7200 CONOCOPHILLIPS COM 20825C104 234 5327 SH SOLE 0 0 5327 CORNING INC COM 219350105 1123 37362 SH SOLE 0 0 37362 DAVIS FUNDAMENTAL ETF TR SELECT FINL 23908L108 388 17945 SH SOLE 0 0 17945 DAVIS FUNDAMENTAL ETF TR SELECT US EQTY 23908L207 331 15750 SH SOLE 0 0 15750 DAVIS FUNDAMENTAL ETF TR SELECT WRLD WI 23908L306 517 23200 SH SOLE 0 0 23200 DISCOVER FINL SVCS COM 254709108 830 13345 SH SOLE 0 0 13345 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 226 8971 SH SOLE 0 0 8971 DISNEY WALT CO COM DISNEY 254687106 3435 32328 SH SOLE 0 0 32328 DOVER CORP COM 260003108 813 10132 SH SOLE 0 0 10132 DOW CHEM CO COM 260543103 666 10567 SH SOLE 0 0 10567 DXC TECHNOLOGY CO COM 23355L106 297 3874 SH SOLE 0 0 3874 EATON CORP PLC SHS G29183103 565 7257 SH SOLE 0 0 7257 EATON VANCE FLTING RATE INC COM 278279104 344 22700 SH SOLE 0 0 22700 EDISON INTL COM 281020107 225 2883 SH SOLE 0 0 2883 EMCOR GROUP INC COM 29084Q100 641 9800 SH SOLE 0 0 9800 EURASIAN MINERALS INC COM 29843R100 20 21352 SH SOLE 0 0 21352 EXXON MOBIL CORP COM 30231G102 347 4294 SH SOLE 0 0 4294 FACEBOOK INC CL A 30303M102 510 3380 SH SOLE 0 0 3380 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 233 5208 SH SOLE 0 0 5208 FITBIT INC CL A 33812L102 172 32418 SH SOLE 0 0 32418 FORD MTR CO DEL COM PAR $0.01 345370860 513 45836 SH SOLE 0 0 45836 FREEPORT-MCMORAN INC CL B 35671D857 239 19888 SH SOLE 0 0 19888 GENERAL ELECTRIC CO COM 369604103 1158 42861 SH SOLE 0 0 42861 GILEAD SCIENCES INC COM 375558103 240 3386 SH SOLE 0 0 3386 GLADSTONE LD CORP COM 376549101 1171 100371 SH SOLE 0 0 100371 GLOBAL PMTS INC COM 37940X102 2127 23547 SH SOLE 0 0 23547 GOLDMAN SACHS GROUP INC COM 38141G104 549 2474 SH SOLE 0 0 2474 GOODYEAR TIRE & RUBR CO COM 382550101 228 6535 SH SOLE 0 0 6535 GREEN DOT CORP CL A 39304D102 1551 40260 SH SOLE 0 0 40260 HALLIBURTON CO COM 406216101 475 11124 SH SOLE 0 0 11124 HANESBRANDS INC COM 410345102 515 22258 SH SOLE 0 0 22258 HARLEY DAVIDSON INC COM 412822108 338 6256 SH SOLE 0 0 6256 HARRIS CORP DEL COM 413875105 720 6600 SH SOLE 0 0 6600 HERSHA HOSPITALITY TR PR SHS BEN INT 427825500 532 28725 SH SOLE 0 0 28725 HERSHEY CO COM 427866108 646 6020 SH SOLE 0 0 6020 HOME DEPOT INC COM 437076102 406 2645 SH SOLE 0 0 2645 HUGOTON RTY TR TEX UNIT BEN INT 444717102 35 19208 SH SOLE 0 0 19208 INNOVIVA INC COM 45781M101 437 34140 SH SOLE 0 0 34140 INTEL CORP COM 458140100 2656 78713 SH SOLE 0 0 78713 INVESCO CALIF VALUE MUN INC COM 46132H106 181 14327 SH SOLE 0 0 14327 ISHARES TR NASDQ BIOTEC ETF 464287556 347 1120 SH SOLE 0 0 1120 JABIL INC COM 466313103 306 10500 SH SOLE 0 0 10500 JOHN HANCOCK EXCHANGE TRADED MLTFCTR LRG CAP 47804J107 215 6809 SH SOLE 0 0 6809 JOHNSON & JOHNSON COM 478160104 882 6670 SH SOLE 0 0 6670 KIMBERLY CLARK CORP COM 494368103 253 1961 SH SOLE 0 0 1961 KNOWLES CORP COM 49926D109 364 21496 SH SOLE 0 0 21496 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 595 16607 SH SOLE 0 0 16607 KRAFT HEINZ CO COM 500754106 355 4141 SH SOLE 0 0 4141 LEGG MASON INC COM 524901105 279 7319 SH SOLE 0 0 7319 LEXINGTON REALTY TRUST COM 529043101 153 15463 SH SOLE 0 0 15463 LIBERTY INTERACTIVE CORP LBT VEN COM A NE 53071M856 298 5691 SH SOLE 0 0 5691 LIBERTY INTERACTIVE CORP QVC GP COM SER A 53071M104 1592 64868 SH SOLE 0 0 64868 MARSH & MCLENNAN COS INC COM 571748102 312 4000 SH SOLE 0 0 4000 MCDONALDS CORP COM 580135101 758 4948 SH SOLE 0 0 4948 MEDICAL PPTYS TRUST INC COM 58463J304 164 12707 SH SOLE 0 0 12707 MEDTRONIC PLC SHS G5960L103 815 9185 SH SOLE 0 0 9185 MERCK & CO INC COM 58933Y105 1822 28428 SH SOLE 0 0 28428 MESOBLAST LTD SPONS ADR 590717104 98 12296 SH SOLE 0 0 12296 METLIFE INC COM 59156R108 1218 22168 SH SOLE 0 0 22168 MFS CALIF MUN FD COM 59318C106 130 11118 SH SOLE 0 0 11118 MICROSOFT CORP COM 594918104 4376 63487 SH SOLE 0 0 63487 MONDELEZ INTL INC CL A 609207105 1687 39065 SH SOLE 0 0 39065 MORGAN STANLEY COM NEW 617446448 1122 25185 SH SOLE 0 0 25185 MOTOROLA SOLUTIONS INC COM NEW 620076307 233 2690 SH SOLE 0 0 2690 NEW GOLD INC CDA COM 644535106 37 11544 SH SOLE 0 0 11544 NEW YORK CMNTY BANCORP INC COM 649445103 328 25000 SH SOLE 0 0 25000 NEWELL BRANDS INC COM 651229106 387 7224 SH SOLE 0 0 7224 NOKIA CORP SPONSORED ADR 654902204 187 30282 SH SOLE 0 0 30282 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 315 20218 SH SOLE 0 0 20218 ONE LIBERTY PPTYS INC COM 682406103 355 15132 SH SOLE 0 0 15132 OSI ETF TR OSHARES FTSE 67110P100 375 14702 SH SOLE 0 0 14702 PACIFIC PREMIER BANCORP COM 69478X105 11667 316180 SH SOLE 0 0 316180 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 94 10800 SH SOLE 0 0 10800 PFIZER INC COM 717081103 2494 74256 SH SOLE 0 0 74256 PHILLIPS 66 COM 718546104 226 2729 SH SOLE 0 0 2729 PIMCO ETF TR INV GRD CRP BD 72201R817 2979 28342 SH SOLE 0 0 28342 POOL CORPORATION COM 73278L105 1333 11336 SH SOLE 0 0 11336 POTASH CORP SASK INC COM 73755L107 515 31614 SH SOLE 0 0 31614 POWERSHARES ETF TR II FDM HG YLD RAFI 73936T557 2764 145302 SH SOLE 0 0 145302 POWERSHARES ETF TR II KBW RG BK PORT 73937B712 280 5215 SH SOLE 0 0 5215 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 356 7962 SH SOLE 0 0 7962 POWERSHARES ETF TR II SOVEREIGN DEBT 73936T573 219 7466 SH SOLE 0 0 7466 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 1269 54836 SH SOLE 0 0 54836 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 305 2218 SH SOLE 0 0 2218 PROCTER AND GAMBLE CO COM 742718109 638 7320 SH SOLE 0 0 7320 PS BUSINESS PKS INC CALIF COM 69360J107 1575 11898 SH SOLE 0 0 11898 QUALCOMM INC COM 747525103 1448 26219 SH SOLE 0 0 26219 REGENCY CTRS CORP COM 758849103 284 4529 SH SOLE 0 0 4529 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 384 4145 SH SOLE 0 0 4145 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 218 2315 SH SOLE 0 0 2315 S&P GLOBAL INC COM 78409V104 2590 17742 SH SOLE 0 0 17742 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 112 16497 SH SOLE 0 0 16497 SCHWAB CHARLES CORP NEW COM 808513105 346 8057 SH SOLE 0 0 8057 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 216 8708 SH SOLE 0 0 8708 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1177 23349 SH SOLE 0 0 23349 SCHWAB STRATEGIC TR US REIT ETF 808524847 234 5682 SH SOLE 0 0 5682 SEAGATE TECHNOLOGY PLC SHS G7945M107 620 16000 SH SOLE 0 0 16000 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1056 13322 SH SOLE 0 0 13322 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 444 17993 SH SOLE 0 0 17993 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 422 6200 SH SOLE 0 0 6200 SENIOR HSG PPTYS TR SH BEN INT 81721M109 683 33435 SH SOLE 0 0 33435 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 246 4953 SH SOLE 0 0 4953 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 2553 92384 SH SOLE 0 0 92384 SPDR SERIES TRUST BLOOMBERG LNG TR 78464A664 2398 33260 SH SOLE 0 0 33260 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 1640 11456 SH SOLE 0 0 11456 SPDR SERIES TRUST SPDR S&P 1000 ET 78464A847 214 2297 SH SOLE 0 0 2297 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 149 23600 SH SOLE 0 0 23600 SSGA ACTIVE ETF TR GLOBL ALLO ETF 78467V400 209 5871 SH SOLE 0 0 5871 SYNCHRONY FINL COM 87165B103 422 14153 SH SOLE 0 0 14153 TELETECH HOLDINGS INC COM 879939106 408 10000 SH SOLE 0 0 10000 TEREX CORP NEW COM 880779103 694 18500 SH SOLE 0 0 18500 TEXAS INSTRS INC COM 882508104 267 3473 SH SOLE 0 0 3473 TIMKENSTEEL CORP COM 887399103 568 36943 SH SOLE 0 0 36943 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 1178 11215 SH SOLE 0 0 11215 TRANSOCEAN LTD REG SHS H8817H100 150 18211 SH SOLE 0 0 18211 TRUSTMARK CORP COM 898402102 430 13384 SH SOLE 0 0 13384 UBS GROUP AG SHS H42097107 170 10040 SH SOLE 0 0 10040 UNILEVER PLC SPON ADR NEW 904767704 460 8500 SH SOLE 0 0 8500 UNISYS CORP COM NEW 909214306 231 18034 SH SOLE 0 0 18034 UNITED PARCEL SERVICE INC CL B 911312106 330 2987 SH SOLE 0 0 2987 VALVOLINE INC COM 92047W101 1099 46343 SH SOLE 0 0 46343 VANGUARD INDEX FDS MID CAP ETF 922908629 314 2200 SH SOLE 0 0 2200 VANGUARD INDEX FDS REIT ETF 922908553 216 2600 SH SOLE 0 0 2600 VANGUARD WORLD FDS ENERGY ETF 92204A306 249 2814 SH SOLE 0 0 2814 VERIZON COMMUNICATIONS INC COM 92343V104 276 6175 SH SOLE 0 0 6175 VIACOM INC NEW CL B 92553P201 298 8875 SH SOLE 0 0 8875 VISA INC COM CL A 92826C839 3542 37769 SH SOLE 0 0 37769 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 246 8568 SH SOLE 0 0 8568 W P CAREY INC COM 92936U109 598 9055 SH SOLE 0 0 9055 WALGREENS BOOTS ALLIANCE INC COM 931427108 1381 17634 SH SOLE 0 0 17634 WAL-MART STORES INC COM 931142103 1714 22644 SH SOLE 0 0 22644 WHEELER REAL ESTATE INVT TR CV PFD SER B 963025309 1086 48275 SH SOLE 0 0 48275 WISDOMTREE TR US QTLY DIV GRT 97717X669 217 5899 SH SOLE 0 0 5899 WYNDHAM WORLDWIDE CORP COM 98310W108 926 9224 SH SOLE 0 0 9224 ZIMMER BIOMET HLDGS INC COM 98956P102 437 3400 SH SOLE 0 0 3400 ZOETIS INC CL A 98978V103 1620 25964 SH SOLE 0 0 25964