0001179706-20-000150.txt : 20201214 0001179706-20-000150.hdr.sgml : 20201214 20201214183613 ACCESSION NUMBER: 0001179706-20-000150 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201210 FILED AS OF DATE: 20201214 DATE AS OF CHANGE: 20201214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHULTZ JOHN F CENTRAL INDEX KEY: 0001548933 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 201387635 MAIL ADDRESS: STREET 1: C/O HEWLETT-PACKARD COMPANY STREET 2: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-12-10 0001645590 Hewlett Packard Enterprise Co HPE 0001548933 SCHULTZ JOHN F C/O HEWLETT PACKARD ENTERPRISE COMPANY 11445 COMPAQ CENTER DRIVE WEST HOUSTON TX 77070 0 1 0 0 EVP, COLO & SEC Common Stock 2020-12-10 4 M 0 39987 12.12 A 551522.0693 D Common Stock 2020-12-10 4 F 0 19827 12.12 D 531695.0693 D Common Stock 2020-12-10 4 M 0 38483 12.12 A 570178.0693 D Common Stock 2020-12-10 4 F 0 19081 12.12 D 551097.0693 D Restricted Stock Units 2020-12-10 4 M 0 39987 D Common Stock 39987 39986 D Restricted Stock Units 2020-12-10 4 M 0 38483 D Common Stock 38483 76966 D Restricted Stock Units 2020-12-10 4 A 0 178424 A Common Stock 178424 178424 D To clarify, the total beneficial ownership in Column 5 reflects an adjustment of 26,535 shares in connection with the 12/07/20 vesting of the reporting person's performance adjusted restricted stock units previously reported as 3,791 instead of 23,791 shares withheld for taxes, and 18,918 instead of 25,453 shares withheld for taxes, thereby reducing the beneficial holdings from 538,070.0693 to 511,535.0693. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,810 vested dividend equivalent rights and a de minimus adjustment of 0.4050 due to fractional rounding of the dividend equivalent rights. As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,657 vested dividend equivalent rights and a de minimus adjustment of 0.8694 due to fractional rounding of the dividend equivalent rights. On 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which will vest on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Derek Windham as Attorney-in-Fact for John F. Schultz 2020-12-14