0001179706-20-000129.txt : 20201209
0001179706-20-000129.hdr.sgml : 20201209
20201209183015
ACCESSION NUMBER: 0001179706-20-000129
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201207
FILED AS OF DATE: 20201209
DATE AS OF CHANGE: 20201209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHULTZ JOHN F
CENTRAL INDEX KEY: 0001548933
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37483
FILM NUMBER: 201378918
MAIL ADDRESS:
STREET 1: C/O HEWLETT-PACKARD COMPANY
STREET 2: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co
CENTRAL INDEX KEY: 0001645590
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045]
IRS NUMBER: 473298624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 11445 COMPAQ CENTER DRIVE WEST
CITY: HOUSTON
STATE: TX
ZIP: 77070
BUSINESS PHONE: 6506875817
MAIL ADDRESS:
STREET 1: 11445 COMPAQ CENTER DRIVE WEST
CITY: HOUSTON
STATE: TX
ZIP: 77070
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2020-12-07
0001645590
Hewlett Packard Enterprise Co
HPE
0001548933
SCHULTZ JOHN F
C/O HEWLETT PACKARD ENTERPRISE COMPANY
11445 COMPAQ CENTER DRIVE WEST
HOUSTON
TX
77070
0
1
0
0
EVP, COLO & SEC
Common Stock
2020-12-07
4
M
0
51541
12.08
A
470284.0693
D
Common Stock
2020-12-07
4
F
0
17824
12.08
D
452460.0693
D
Common Stock
2020-12-07
4
A
0
47984
12.08
A
500444.0693
D
Common Stock
2020-12-07
4
F
0
3791
12.08
D
496653.0693
D
Common Stock
2020-12-07
4
A
0
60335
12.08
A
556988.0693
D
Common Stock
2020-12-07
4
F
0
18918
12.08
D
538070.0693
D
Restricted Stock Units
2020-12-07
4
M
0
51541
D
Common Stock
51541
0
D
Restricted Stock Units
2020-01-02
4
A
0
3343.595
A
Common Stock
3343.595
79972.595
D
Restricted Stock Units
2020-01-02
4
A
0
5674.2726
A
Common Stock
5674.2726
133768.769
D
Restricted Stock Units
2020-01-02
4
A
0
4968.1306
A
Common Stock
4968.1306
115448.13
D
The total beneficial ownership includes 810.9197 shares at $9.5570 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/30/20 with respect to shares held under the ESPP, and 786.8372 shares at $8.2080 per share acquired under the ESPP on 10/31/20 with respect to shares held under the ESPP. The total beneficial ownership includes the acquisition of 4.3230 shares at $16.096 per share received on 01/02/20 through dividends paid in shares, 7.3480 shares at $9.5409 per share received on 04/01/20 through dividends paid in shares, 7.2860 shares at $9.7433 per share received on 07/01/20 through dividends paid in shares, and 7.3670 shares at $9.7539 per share received on 10/07/20 through dividends paid in shares.
As previously reported, on 12/07/17 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance, and are issued in Issuer's common stock.
On 12/10/18 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance, and are issued in Issuer's common stock.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 12/07/17 the reporting person was granted 140,647 Restricted Stock Units ("RSUs"), 46,882 of which vested on 12/07/18, 46,882 of which vested on 12/07/19, and 46,883 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 347.9258 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 587.2610 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 597.2357 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 575.8403 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 4,658 vested dividend equivalent rights and a de minimus adjustment of 0.7372 due to fractional rounding of the dividend equivalent rights.
As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which vested on 12/10/19, and 37,177 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 551.7922 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 931.3653 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 947.1847 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 913.2528 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.
As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 936.4230 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,580.5804 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,607.4268 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,549.8424 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.
As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which will vest on 12/10/20, and 36,827 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 819.8887 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,383.8831 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,407.3885 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,356.9703 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.
Derek Windham as Attorney-in-Fact for John F. Schultz
2020-12-09