0001179706-19-000025.txt : 20190225
0001179706-19-000025.hdr.sgml : 20190225
20190225170829
ACCESSION NUMBER: 0001179706-19-000025
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190221
FILED AS OF DATE: 20190225
DATE AS OF CHANGE: 20190225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHULTZ JOHN F
CENTRAL INDEX KEY: 0001548933
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37483
FILM NUMBER: 19630410
MAIL ADDRESS:
STREET 1: C/O HEWLETT-PACKARD COMPANY
STREET 2: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co
CENTRAL INDEX KEY: 0001645590
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570]
IRS NUMBER: 473298624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 6280 AMERICA CENTER DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95002
BUSINESS PHONE: 6506875817
MAIL ADDRESS:
STREET 1: 6280 AMERICA CENTER DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95002
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-02-21
0001645590
Hewlett Packard Enterprise Co
HPE
0001548933
SCHULTZ JOHN F
C/O HEWLETT PACKARD ENTERPRISE COMPANY
6280 AMERICA CENTER DRIVE
SAN JOSE
CA
95002
0
1
0
0
EVP, CLAA & SEC
Common Stock
2019-02-21
4
M
0
68798
8.92
A
400400.888
D
Common Stock
2019-02-21
4
S
0
68798
16.2591
D
331602.888
D
Common Stock
2019-02-21
4
M
0
249754
8.62
A
581356.888
D
Common Stock
2019-02-21
4
S
0
249754
16.2591
D
331602.888
D
Common Stock
2019-02-21
4
M
0
159457
8.83
A
491059.888
D
Common Stock
2019-02-21
4
S
0
159457
16.2591
D
331602.888
D
Common Stock
2019-02-21
4
M
0
111816
14.67
A
443418.888
D
Common Stock
2019-02-21
4
S
0
111816
16.2591
D
331602.888
D
Common Stock
2019-02-22
4
M
0
33797
8.92
A
365399.888
D
Common Stock
2019-02-22
4
S
0
33797
16.50
D
331602.888
D
Common Stock
2019-02-22
4
M
0
52590
8.62
A
384192.888
D
Common Stock
2019-02-22
4
S
0
52590
16.50
D
331602.888
D
Common Stock
2019-02-22
4
M
0
36048
8.83
A
367650.888
D
Common Stock
2019-02-22
4
S
0
36048
16.50
D
331602.888
D
Common Stock
2019-02-22
4
M
0
34393
14.67
A
365995.888
D
Common Stock
2019-02-22
4
S
0
34393
16.50
D
331602.888
D
Common Stock
2019-02-22
4
S
0
34177
16.50
D
297425.888
D
Restricted Stock Units
2019-01-02
4
A
0
261.2156
A
Common Stock
261.2156
32714.2156
D
Restricted Stock Units
2019-01-02
4
A
0
783.6971
A
Common Stock
783.6971
96778.6971
D
Restricted Stock Units
2019-01-02
4
A
0
932.187
A
Common Stock
932.187
112463.187
D
Employee Stock Option (Right to Buy)
8.92
2019-02-21
4
M
0
68798
0
D
2014-12-11
2021-12-11
Common Stock
68798
68799
D
Employee Stock Option (Right to Buy)
8.62
2019-02-21
4
M
0
249754
0
D
2016-11-02
2023-11-02
Common Stock
249754
249754
D
Employee Stock Option (Right to Buy)
8.83
2019-02-21
4
M
0
159457
0
D
2016-12-09
2023-12-09
Common Stock
159457
159457
D
Employee Stock Option (Right to Buy)
14.67
2019-02-21
4
M
0
111816
0
D
2017-12-07
2024-12-07
Common Stock
111816
223632
D
Employee Stock Option (Right to Buy)
8.92
2019-02-22
4
M
0
33797
0
D
2014-12-11
2021-12-11
Common Stock
33797
35002
D
Employee Stock Option (Right to Buy)
8.62
2019-02-22
4
M
0
52590
0
D
2016-11-02
2023-11-02
Common Stock
52590
197164
D
Employee Stock Option (Right to Buy)
8.83
2019-02-22
4
M
0
36048
0
D
2016-12-09
2023-12-09
Common Stock
36048
123409
D
Employee Stock Option (Right to Buy)
14.67
2019-02-22
4
M
0
34393
0
D
2017-12-07
2024-12-07
Common Stock
34393
189239
D
The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/18/18.
The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.25 to $16.29. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 261.2156 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which will vest on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 783.6971 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.
As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 932.1870 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.
This option became exercisable beginning on this date.
This option is no longer exercisable beginning on this date.
Derek Windham as Attorney-in-Fact for John F. Schultz
2019-02-25