0001179706-19-000025.txt : 20190225 0001179706-19-000025.hdr.sgml : 20190225 20190225170829 ACCESSION NUMBER: 0001179706-19-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190221 FILED AS OF DATE: 20190225 DATE AS OF CHANGE: 20190225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHULTZ JOHN F CENTRAL INDEX KEY: 0001548933 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 19630410 MAIL ADDRESS: STREET 1: C/O HEWLETT-PACKARD COMPANY STREET 2: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 6280 AMERICA CENTER DRIVE CITY: SAN JOSE STATE: CA ZIP: 95002 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 6280 AMERICA CENTER DRIVE CITY: SAN JOSE STATE: CA ZIP: 95002 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-02-21 0001645590 Hewlett Packard Enterprise Co HPE 0001548933 SCHULTZ JOHN F C/O HEWLETT PACKARD ENTERPRISE COMPANY 6280 AMERICA CENTER DRIVE SAN JOSE CA 95002 0 1 0 0 EVP, CLAA & SEC Common Stock 2019-02-21 4 M 0 68798 8.92 A 400400.888 D Common Stock 2019-02-21 4 S 0 68798 16.2591 D 331602.888 D Common Stock 2019-02-21 4 M 0 249754 8.62 A 581356.888 D Common Stock 2019-02-21 4 S 0 249754 16.2591 D 331602.888 D Common Stock 2019-02-21 4 M 0 159457 8.83 A 491059.888 D Common Stock 2019-02-21 4 S 0 159457 16.2591 D 331602.888 D Common Stock 2019-02-21 4 M 0 111816 14.67 A 443418.888 D Common Stock 2019-02-21 4 S 0 111816 16.2591 D 331602.888 D Common Stock 2019-02-22 4 M 0 33797 8.92 A 365399.888 D Common Stock 2019-02-22 4 S 0 33797 16.50 D 331602.888 D Common Stock 2019-02-22 4 M 0 52590 8.62 A 384192.888 D Common Stock 2019-02-22 4 S 0 52590 16.50 D 331602.888 D Common Stock 2019-02-22 4 M 0 36048 8.83 A 367650.888 D Common Stock 2019-02-22 4 S 0 36048 16.50 D 331602.888 D Common Stock 2019-02-22 4 M 0 34393 14.67 A 365995.888 D Common Stock 2019-02-22 4 S 0 34393 16.50 D 331602.888 D Common Stock 2019-02-22 4 S 0 34177 16.50 D 297425.888 D Restricted Stock Units 2019-01-02 4 A 0 261.2156 A Common Stock 261.2156 32714.2156 D Restricted Stock Units 2019-01-02 4 A 0 783.6971 A Common Stock 783.6971 96778.6971 D Restricted Stock Units 2019-01-02 4 A 0 932.187 A Common Stock 932.187 112463.187 D Employee Stock Option (Right to Buy) 8.92 2019-02-21 4 M 0 68798 0 D 2014-12-11 2021-12-11 Common Stock 68798 68799 D Employee Stock Option (Right to Buy) 8.62 2019-02-21 4 M 0 249754 0 D 2016-11-02 2023-11-02 Common Stock 249754 249754 D Employee Stock Option (Right to Buy) 8.83 2019-02-21 4 M 0 159457 0 D 2016-12-09 2023-12-09 Common Stock 159457 159457 D Employee Stock Option (Right to Buy) 14.67 2019-02-21 4 M 0 111816 0 D 2017-12-07 2024-12-07 Common Stock 111816 223632 D Employee Stock Option (Right to Buy) 8.92 2019-02-22 4 M 0 33797 0 D 2014-12-11 2021-12-11 Common Stock 33797 35002 D Employee Stock Option (Right to Buy) 8.62 2019-02-22 4 M 0 52590 0 D 2016-11-02 2023-11-02 Common Stock 52590 197164 D Employee Stock Option (Right to Buy) 8.83 2019-02-22 4 M 0 36048 0 D 2016-12-09 2023-12-09 Common Stock 36048 123409 D Employee Stock Option (Right to Buy) 14.67 2019-02-22 4 M 0 34393 0 D 2017-12-07 2024-12-07 Common Stock 34393 189239 D The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/18/18. The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.25 to $16.29. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 261.2156 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which will vest on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 783.6971 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. As previously reported, on 12/10/18 the reporting person was granted 111,531 RSUs, 37,177 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 932.1870 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. This option became exercisable beginning on this date. This option is no longer exercisable beginning on this date. Derek Windham as Attorney-in-Fact for John F. Schultz 2019-02-25