0001179706-18-000214.txt : 20181211
0001179706-18-000214.hdr.sgml : 20181211
20181211180555
ACCESSION NUMBER: 0001179706-18-000214
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181207
FILED AS OF DATE: 20181211
DATE AS OF CHANGE: 20181211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHULTZ JOHN F
CENTRAL INDEX KEY: 0001548933
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37483
FILM NUMBER: 181229671
MAIL ADDRESS:
STREET 1: C/O HEWLETT-PACKARD COMPANY
STREET 2: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co
CENTRAL INDEX KEY: 0001645590
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570]
IRS NUMBER: 473298624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: 6506875817
MAIL ADDRESS:
STREET 1: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-12-07
0001645590
Hewlett Packard Enterprise Co
HPE
0001548933
SCHULTZ JOHN F
C/O HEWLETT PACKARD ENTERPRISE COMPANY
3000 HANOVER STREET
PALO ALTO
CA
94304
0
1
0
0
EVP, CLAA & SEC
Common Stock
2018-12-07
4
M
0
32454
14.71
A
323495.888
D
Common Stock
2018-12-07
4
F
0
16092
14.71
D
307403.888
D
Common Stock
2018-12-07
4
M
0
47998
14.71
A
355401.888
D
Common Stock
2018-12-07
4
F
0
23799
14.71
D
331602.888
D
Restricted Stock Units
2018-12-07
4
M
0
32454
D
Common Stock
32454
32453
D
Restricted Stock Units
2018-12-07
4
M
0
47998
D
Common Stock
47998
95995
D
The total beneficial ownership includes 500.4169 shares at $14.488 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 10/31/18 with respect to shares held under the ESPP. The total beneficial ownership includes the acquisition of 4.1990 shares at $14.77 per share received on 07/05/18 through dividends paid in shares, 3.7820 shares at $16.75 per share received on 10/03/18 through dividends paid in shares.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 476.0951 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 419.8164 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 1,201 vested dividend equivalent rights and a de minimus adjustment of 0.4151 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which will vest on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,071.2788 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 944.6440 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 1,116 vested dividend equivalent rights and a de minimus adjustment of 0.9818 due to fractional rounding of the dividend equivalent rights.
Derek Windham as Attorney-in-Fact for John F. Schultz
2018-12-11