0001179706-18-000214.txt : 20181211 0001179706-18-000214.hdr.sgml : 20181211 20181211180555 ACCESSION NUMBER: 0001179706-18-000214 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181207 FILED AS OF DATE: 20181211 DATE AS OF CHANGE: 20181211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHULTZ JOHN F CENTRAL INDEX KEY: 0001548933 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 181229671 MAIL ADDRESS: STREET 1: C/O HEWLETT-PACKARD COMPANY STREET 2: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-12-07 0001645590 Hewlett Packard Enterprise Co HPE 0001548933 SCHULTZ JOHN F C/O HEWLETT PACKARD ENTERPRISE COMPANY 3000 HANOVER STREET PALO ALTO CA 94304 0 1 0 0 EVP, CLAA & SEC Common Stock 2018-12-07 4 M 0 32454 14.71 A 323495.888 D Common Stock 2018-12-07 4 F 0 16092 14.71 D 307403.888 D Common Stock 2018-12-07 4 M 0 47998 14.71 A 355401.888 D Common Stock 2018-12-07 4 F 0 23799 14.71 D 331602.888 D Restricted Stock Units 2018-12-07 4 M 0 32454 D Common Stock 32454 32453 D Restricted Stock Units 2018-12-07 4 M 0 47998 D Common Stock 47998 95995 D The total beneficial ownership includes 500.4169 shares at $14.488 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 10/31/18 with respect to shares held under the ESPP. The total beneficial ownership includes the acquisition of 4.1990 shares at $14.77 per share received on 07/05/18 through dividends paid in shares, 3.7820 shares at $16.75 per share received on 10/03/18 through dividends paid in shares. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/07/16 the reporting person was granted 55,713 Restricted Stock Units ("RSUs"), 31,251 of which vested on 12/07/17, 31,253 of which vested on 12/07/18, and 31,253 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 476.0951 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 419.8164 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 1,201 vested dividend equivalent rights and a de minimus adjustment of 0.4151 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. As previously reported, on 12/07/17 the reporting person was granted 140,647 RSUs, 46,882 of which vested on 12/07/18, 46,882 of which will vest on 12/07/19, and 46,883 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,071.2788 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 944.6440 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 1,116 vested dividend equivalent rights and a de minimus adjustment of 0.9818 due to fractional rounding of the dividend equivalent rights. Derek Windham as Attorney-in-Fact for John F. Schultz 2018-12-11