0001179706-17-000276.txt : 20171212 0001179706-17-000276.hdr.sgml : 20171212 20171212164734 ACCESSION NUMBER: 0001179706-17-000276 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171209 FILED AS OF DATE: 20171212 DATE AS OF CHANGE: 20171212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHULTZ JOHN F CENTRAL INDEX KEY: 0001548933 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 171252250 MAIL ADDRESS: STREET 1: C/O HEWLETT-PACKARD COMPANY STREET 2: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-12-09 0001645590 Hewlett Packard Enterprise Co HPE 0001548933 SCHULTZ JOHN F C/O HEWLETT PACKARD ENTERPRISE COMPANY 3000 HANOVER STREET PALO ALTO CA 94304 0 1 0 0 EVP, CLAA & SEC Common Stock 2017-12-09 4 M 0 26666 14.34 A 196040.7105 D Common Stock 2017-12-09 4 F 0 13915 14.34 D 182125.7105 D Common Stock 2017-12-10 4 M 0 25470 14.34 A 207595.7105 D Common Stock 2017-12-10 4 F 0 13291 14.34 D 194304.7105 D Restricted Stock Units 2017-12-09 4 M 0 26666 D Common Stock 26666 26666 D Restricted Stock Units 2017-12-10 4 M 0 25470 D Common Stock 25470 0 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/09/15 the reporting person was granted 46,296 restricted stock units ("RSUs"), 15,432 of which vested on 12/09/16, 25,969 of which vested on 12/09/17, and 25,970 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 697 vested dividend equivalent rights and a de minimus adjustment of 0.2557 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. As previously reported, on 12/10/14 the reporting person was granted 24,090 RSUs, 8,030 of which vested early on 09/17/15, 14,442 of which vested on 12/10/16, and 24,303 of which vested on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,167 vested dividend equivalent rights and a de minimus adjustment of 0.2427 due to fractional rounding of the dividend equivalent rights. The RSUs vested on 12/10/17 reflect post spin-off conversion adjustments previously reported. Derek Windham as Attorney-in-Fact for John F. Schultz 2017-12-12