0001179706-17-000066.txt : 20170404 0001179706-17-000066.hdr.sgml : 20170404 20170404185556 ACCESSION NUMBER: 0001179706-17-000066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170404 DATE AS OF CHANGE: 20170404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHULTZ JOHN F CENTRAL INDEX KEY: 0001548933 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 17740428 MAIL ADDRESS: STREET 1: C/O HEWLETT-PACKARD COMPANY STREET 2: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-03-31 0001645590 Hewlett Packard Enterprise Co HPE 0001548933 SCHULTZ JOHN F C/O HEWLETT PACKARD ENTERPRISE COMPANY 3000 HANOVER STREET PALO ALTO CA 94304 0 1 0 0 EVP, GC & SEC Common Stock 2017-03-31 4 S 0 17176 24.00 D 100686.3967 D Restricted Stock Units 2017-01-04 4 A 0 40.0311 A Common Stock 40.0311 14964.0311 D Restricted Stock Units 2017-01-04 4 A 0 175.3531 A Common Stock 175.3531 64209.3531 D Restricted Stock Units 2017-01-04 4 A 0 85.5505 A Common Stock 85.5505 31325.5505 D Restricted Stock Units 2017-01-04 4 A 0 154.4284 A Common Stock 154.4284 55867.4284 D The total beneficial ownership includes the acquisition of 1.4880 shares at $23.5014 per share received on 01/04/17 through dividends paid in shares. The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/13/17. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/10/14 the reporting person was granted 24,090 restricted stock units ("RSUs"), 8,030 of which vested early on 09/17/15, 14,442 of which vested on 12/10/16, and 14,442 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 40.0311 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17. As previously reported, on 11/02/15 the reporting person was granted 94,893 RSUs, 31,631 of which vested on 11/02/16, and 31,631 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 175.3531 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17. As previously reported, on 12/09/15 the reporting person was granted 46,296 RSUs, 15,432 of which vested on 12/09/16, and 15,432 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 85.5505 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17. As previously reported, on 12/07/16 the reporting person was granted 55,713 RSUs, 18,571 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 154.4284 dividend equivalent rights at $23.45 per RSU credited to the reporting person's account on 01/04/17. Derek Windham as Attorney-in-Fact for John F. Schultz 2017-04-04