0001062993-23-022485.txt : 20231212 0001062993-23-022485.hdr.sgml : 20231212 20231212201047 ACCESSION NUMBER: 0001062993-23-022485 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231208 FILED AS OF DATE: 20231212 DATE AS OF CHANGE: 20231212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHULTZ JOHN F CENTRAL INDEX KEY: 0001548933 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 231482732 MAIL ADDRESS: STREET 1: C/O HEWLETT-PACKARD COMPANY STREET 2: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1701 E MOSSY OAKS ROAD CITY: SPRING STATE: TX ZIP: 77389 BUSINESS PHONE: 678-259-9860 MAIL ADDRESS: STREET 1: 1701 E MOSSY OAKS ROAD CITY: SPRING STATE: TX ZIP: 77389 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-12-08 0001645590 Hewlett Packard Enterprise Co HPE 0001548933 SCHULTZ JOHN F C/O HEWLETT PACKARD ENTERPRISE COMPANY 1701 E. MOSSY OAKS ROAD HOUSTON TX 77389 0 1 0 0 EVP, COLO 0 Common Stock 2023-12-08 4 A 0 140069 16.22 A 365117.0381 D Common Stock 2023-12-08 4 F 0 48233 16.22 D 316884.0381 D Common Stock 2023-12-08 4 A 0 67957 16.22 A 384841.0381 D Common Stock 2023-12-08 4 F 0 26742 16.22 D 358099.0381 D Common Stock 2023-12-08 4 A 0 13407 16.22 A 371506.0381 D Common Stock 2023-12-08 4 F 0 5277 16.22 D 366229.0381 D Common Stock 2023-12-08 4 M 0 68448 16.22 A 434677.0381 D Common Stock 2023-12-08 4 F 0 26935 16.22 D 407742.0381 D Common Stock 2023-12-09 4 M 0 55485 16.22 A 463227.0381 D Common Stock 2023-12-09 4 F 0 20608 16.22 D 442619.0381 D Common Stock 2023-12-10 4 M 0 62665 16.22 A 505284.0381 D Common Stock 2023-12-10 4 F 0 24298 16.22 D 480986.0381 D Common Stock 2023-12-09 4 M 0 10940 16.22 A 491926.0381 D Common Stock 2023-12-09 4 F 0 4060 16.22 D 487866.0381 D Restricted Stock Units 2023-12-10 4 M 0 62665 D Common Stock 62665 0 D Restricted Stock Units 2023-12-09 4 M 0 55485 D Common Stock 55485 55484 D Restricted Stock Units 2023-12-09 4 M 0 10940 D Common Stock 10940 10940 D Restricted Stock Units 2023-12-08 4 M 0 68448 D Common Stock 68448 136894 D On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. On 06/21/22 the reporting person was granted PARSUs subject to subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% 2 and 3 years subject to performance and are issued in Issuer's common stock. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/10/20 the reporting person was granted 178,424 restricted stock units ("RSUs"), 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 5,584 vested dividend equivalent rights and a de minimus adjustment of 0.4065 due to fractional rounding of the dividend equivalent rights. As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, 52,161 of which vested on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 3,324 vested dividend equivalent rights and a de minimus adjustment of 0.4269 due to fractional rounding of the dividend equivalent rights. As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which vested on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 508 vested dividend equivalent rights and a de minimus adjustment of 0.0737 due to fractional rounding of the dividend equivalent rights. As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which vested on 12/08/23, and 66,503 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,945 vested dividend equivalent rights and a de minimus adjustment of 0.9467 due to fractional rounding of the dividend equivalent rights. Ki Hoon Kim as Attorney-in-Fact for John F. Schultz 2023-12-12