0001062993-23-022485.txt : 20231212
0001062993-23-022485.hdr.sgml : 20231212
20231212201047
ACCESSION NUMBER: 0001062993-23-022485
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231208
FILED AS OF DATE: 20231212
DATE AS OF CHANGE: 20231212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHULTZ JOHN F
CENTRAL INDEX KEY: 0001548933
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37483
FILM NUMBER: 231482732
MAIL ADDRESS:
STREET 1: C/O HEWLETT-PACKARD COMPANY
STREET 2: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co
CENTRAL INDEX KEY: 0001645590
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570]
IRS NUMBER: 473298624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 1701 E MOSSY OAKS ROAD
CITY: SPRING
STATE: TX
ZIP: 77389
BUSINESS PHONE: 678-259-9860
MAIL ADDRESS:
STREET 1: 1701 E MOSSY OAKS ROAD
CITY: SPRING
STATE: TX
ZIP: 77389
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2023-12-08
0001645590
Hewlett Packard Enterprise Co
HPE
0001548933
SCHULTZ JOHN F
C/O HEWLETT PACKARD ENTERPRISE COMPANY
1701 E. MOSSY OAKS ROAD
HOUSTON
TX
77389
0
1
0
0
EVP, COLO
0
Common Stock
2023-12-08
4
A
0
140069
16.22
A
365117.0381
D
Common Stock
2023-12-08
4
F
0
48233
16.22
D
316884.0381
D
Common Stock
2023-12-08
4
A
0
67957
16.22
A
384841.0381
D
Common Stock
2023-12-08
4
F
0
26742
16.22
D
358099.0381
D
Common Stock
2023-12-08
4
A
0
13407
16.22
A
371506.0381
D
Common Stock
2023-12-08
4
F
0
5277
16.22
D
366229.0381
D
Common Stock
2023-12-08
4
M
0
68448
16.22
A
434677.0381
D
Common Stock
2023-12-08
4
F
0
26935
16.22
D
407742.0381
D
Common Stock
2023-12-09
4
M
0
55485
16.22
A
463227.0381
D
Common Stock
2023-12-09
4
F
0
20608
16.22
D
442619.0381
D
Common Stock
2023-12-10
4
M
0
62665
16.22
A
505284.0381
D
Common Stock
2023-12-10
4
F
0
24298
16.22
D
480986.0381
D
Common Stock
2023-12-09
4
M
0
10940
16.22
A
491926.0381
D
Common Stock
2023-12-09
4
F
0
4060
16.22
D
487866.0381
D
Restricted Stock Units
2023-12-10
4
M
0
62665
D
Common Stock
62665
0
D
Restricted Stock Units
2023-12-09
4
M
0
55485
D
Common Stock
55485
55484
D
Restricted Stock Units
2023-12-09
4
M
0
10940
D
Common Stock
10940
10940
D
Restricted Stock Units
2023-12-08
4
M
0
68448
D
Common Stock
68448
136894
D
On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
On 06/21/22 the reporting person was granted PARSUs subject to subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% 2 and 3 years subject to performance and are issued in Issuer's common stock.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 12/10/20 the reporting person was granted 178,424 restricted stock units ("RSUs"), 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 5,584 vested dividend equivalent rights and a de minimus adjustment of 0.4065 due to fractional rounding of the dividend equivalent rights.
As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, 52,161 of which vested on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 3,324 vested dividend equivalent rights and a de minimus adjustment of 0.4269 due to fractional rounding of the dividend equivalent rights.
As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which vested on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 508 vested dividend equivalent rights and a de minimus adjustment of 0.0737 due to fractional rounding of the dividend equivalent rights.
As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which vested on 12/08/23, and 66,503 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,945 vested dividend equivalent rights and a de minimus adjustment of 0.9467 due to fractional rounding of the dividend equivalent rights.
Ki Hoon Kim as Attorney-in-Fact for John F. Schultz
2023-12-12