0001062993-22-023749.txt : 20221212 0001062993-22-023749.hdr.sgml : 20221212 20221212180404 ACCESSION NUMBER: 0001062993-22-023749 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221208 FILED AS OF DATE: 20221212 DATE AS OF CHANGE: 20221212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHULTZ JOHN F CENTRAL INDEX KEY: 0001548933 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 221458105 MAIL ADDRESS: STREET 1: C/O HEWLETT-PACKARD COMPANY STREET 2: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1701 E MOSSY OAKS ROAD CITY: SPRING STATE: TX ZIP: 77389 BUSINESS PHONE: 678-259-9860 MAIL ADDRESS: STREET 1: 1701 E MOSSY OAKS ROAD CITY: SPRING STATE: TX ZIP: 77389 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-12-08 0001645590 Hewlett Packard Enterprise Co HPE 0001548933 SCHULTZ JOHN F C/O HEWLETT PACKARD ENTERPRISE COMPANY 1701 E. MOSSY OAKS ROAD HOUSTON TX 77389 0 1 0 0 EVP, COLO Common Stock 240223.3931 D Restricted Stock Units 2022-07-08 4 A 0 660.56 A Common Stock 660.56 39347.5158 D Restricted Stock Units 2022-07-08 4 A 0 2138.10 A Common Stock 2138.10 121992.7274 D Restricted Stock Units 2022-07-08 4 A 0 3044.32 A Common Stock 3044.32 167943.5607 D Restricted Stock Units 2022-07-08 4 A 0 608.87 A Common Stock 608.87 33118.8674 D Restricted Stock Units 2022-12-08 4 A 0 199509 A Common Stock 199509 199509 D The total beneficial ownership includes 590.1040 shares at $14.27 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 10/31/22 with respect to shares held under the ESPP. The total beneficial ownership also includes the acquisition of 5.7360 shares at $13.3076 per share received on 07/08/22 through dividends paid in shares, and 6.1320 shares at $12.5591 per share received on 10/07/22 through dividends paid in shares. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/10/19 the reporting person was granted 110,480 restricted stock units ("RSUs"), 36,826 of which vested on 12/10/20, 36,827 of which vested on 12/10/21, and 35,270 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 320.8795 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 339.6790 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,038.6232 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 1,099.4735 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which will vest on each of 12/09/22, 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,478.8385 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 1,565.4799 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which will vest on 12/09/22, and 10,837 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 295.7695 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 313.0979 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22. On 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which will vest on each of 12/08/23, 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Ki Hoon Kim as Attorney-in-Fact for John F. Schultz 2022-12-12 EX-24 2 exhibit24.htm POWER OF ATTORNEY EDS senior management has for some time been subject to certain guidelines as to the timing of trades in company securities. These guidelines were established to protect the interests of EDS and to help individual officers avoid inadvertent violations of

Exhibit 24

 

POWER OF ATTORNEY

 

            Know all by these presents that the undersigned hereby constitutes and appoints Rishi Varma, Jonathan Sturz and Ki Hoon Kim, and each of them, signing singly, and with full power of substitution and re-substitution, the undersigned's true and lawful attorney in fact (each of such persons and their substitutes being referred to herein as the "Attorney-in-Fact"), with full power to act for the undersigned and in the undersigned's name, place and stead, in any and all capacities, to:

 

 

(1)

Prepare, execute, and submit to the Securities and Exchange Commission ("SEC") a Form ID, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required or considered by the Attorney-in-Fact to be advisable under Section 13 or Section 16 of the Securities Exchange Act of 1934 (the "Exchange Act") or any rule or regulation of the SEC;
 
 

(2)

Prepare, execute and submit for and on behalf of the undersigned, in the undersigned's capacity as an executive officer or a director of Hewlett Packard Enterprise Company ("HPE"), any Forms 3, 4 and 5, Schedules 13D and 13G, and Forms 144 that the undersigned is required to file with the SEC or which the Attorney-in-Fact considers advisable to file with the SEC, under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder, or under Rule 144 under the Securities Act of 1933 ("Rule 144"), or as required by the NYSE with respect to the any HPE security;
 
 

(3)

Obtain, as the undersigned's representative and on the undersigned's behalf, information regarding transactions in HPE's equity securities from any third party, including HPE and any brokers, dealers, employee benefit plan administrators and trustees, and the undersigned hereby authorizes any such third party to release any such information to the Attorney-in-Fact.


The undersigned acknowledges that:

a) This Power of Attorney authorizes, but does not require, the Attorney-in-Fact to act in his discretion on information provided to such Attorney-in-Fact without independent verification of such information;


b) Any documents prepared or executed by the Attorney-in-Fact on behalf of the undersigned pursuant to this Power of Attorney will be in such form and will contain such information as the Attorney-in-Fact, in his discretion, deems necessary or desirable;


c) Neither HPE nor the Attorney-in-Fact assumes any liability for the undersigned's responsibility to comply with the requirements of Section 13 or Section 16 of the Exchange Act or Rule 144, any liability of the undersigned for any failure to comply with such requirements, or any liability of the undersigned for disgorgement of profits under Section 16(b) of the Exchange Act; and


d) This Power of Attorney does not relieve the undersigned from responsibility for compliance with the undersigned's obligations under Section 13 or Section 16 of the Exchange Act, including, without limitation, the reporting requirements under Section 13 or Section 16 of the Exchange Act.

 

            The undersigned hereby grants to the Attorney-in-Fact full power and authority to do and perform each and every act and thing requisite, necessary or advisable to be done in connection with the foregoing, as fully, to all intents and purposes, as the undersigned might or could do in person, hereby ratifying and confirming all that the Attorney-in-Fact, or his substitute or substitutes, shall lawfully do or cause to be done by authority of this Power of Attorney.

 

            This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 4 or 5 or Schedules 13D or 13G or Forms 144 with respect to the undersigned's holdings of and transactions in HPE securities, unless earlier revoked by the undersigned in a signed writing delivered to the Attorney-in-Fact. This Power of Attorney revokes all previous powers of attorney with respect to the subject matter of this Power of Attorney.

 

             IN WITNESS WHEREOF, the undersigned has executed this Power of Attorney as of the 24th day of June, 2022.

 

 

                                                                                                                           /S/ JOHN F. SCHULTZ                                      

                                                                                                                          JOHN F. SCHULTZ