0001062993-21-012817.txt : 20211213
0001062993-21-012817.hdr.sgml : 20211213
20211213174444
ACCESSION NUMBER: 0001062993-21-012817
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211209
FILED AS OF DATE: 20211213
DATE AS OF CHANGE: 20211213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHULTZ JOHN F
CENTRAL INDEX KEY: 0001548933
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37483
FILM NUMBER: 211489094
MAIL ADDRESS:
STREET 1: C/O HEWLETT-PACKARD COMPANY
STREET 2: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co
CENTRAL INDEX KEY: 0001645590
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045]
IRS NUMBER: 473298624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 11445 COMPAQ CENTER DRIVE WEST
CITY: HOUSTON
STATE: TX
ZIP: 77070
BUSINESS PHONE: 6506875817
MAIL ADDRESS:
STREET 1: 11445 COMPAQ CENTER DRIVE WEST
CITY: HOUSTON
STATE: TX
ZIP: 77070
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2021-12-09
0001645590
Hewlett Packard Enterprise Co
HPE
0001548933
SCHULTZ JOHN F
C/O HEWLETT PACKARD ENTERPRISE COMPANY
11445 COMPAQ CENTER DRIVE WEST
HOUSTON
TX
77070
0
1
0
0
EVP, COLO
Common Stock
2021-12-09
4
A
0
66002
15.38
A
78989.8816
D
Common Stock
2021-12-09
4
F
0
25445
15.38
D
53544.8816
D
Common Stock
2021-12-09
4
A
0
47682
15.38
A
101226.8816
D
Common Stock
2021-12-09
4
F
0
22530
15.38
D
78696.8816
D
Common Stock
2021-12-10
4
M
0
37177
15.21
A
115873.8816
D
Common Stock
2021-12-10
4
F
0
17742
15.21
D
98131.8816
D
Common Stock
2021-12-10
4
M
0
4073
15.21
A
102204.8816
D
Common Stock
2021-12-10
4
F
0
1944
15.21
D
100260.8816
D
Common Stock
2021-12-10
4
M
0
36827
15.21
A
137087.8816
D
Common Stock
2021-12-10
4
F
0
17234
15.21
D
119853.8816
D
Common Stock
2021-12-10
4
M
0
2908
15.21
A
122761.8816
D
Common Stock
2021-12-10
4
F
0
1361
15.21
D
121400.8816
D
Common Stock
2021-12-10
4
M
0
59474
15.21
A
180874.8816
D
Common Stock
2021-12-10
4
F
0
26178
15.21
D
154696.8816
D
Common Stock
2021-12-10
4
M
0
2022
15.21
A
156718.8816
D
Common Stock
2021-12-10
4
F
0
890
15.21
D
155828.8816
D
Restricted Stock Units
2021-12-10
4
M
0
37177
D
Common Stock
37177
0
D
Restricted Stock Units
2021-07-07
4
A
0
2077.98
A
Common Stock
2077.98
138056.7092
D
Restricted Stock Units
2021-12-10
4
M
0
36827
D
Common Stock
36827
39734
D
Restricted Stock Units
2021-12-10
4
M
0
59474
D
Common Stock
59474
122992
D
Restricted Stock Units
2021-12-09
4
A
0
162549
A
Common Stock
162549
162549
D
The total beneficial ownership includes 509.2293 shares at $15.2190 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/30/21 with respect to shares held under the ESPP, and 556.8300 shares at $14.6500 per share acquired under the ESPP on 10/31/21 with respect to shares held under the ESPP. The total beneficial ownership includes the acquisition of 5.0840 shares at $14.5584 per share received on 07/07/21 through dividends paid in shares, and 5.0960 shares at $14.6419 per share received on 10/06/21 through dividends paid in shares.
As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 308.9501 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 303.2794 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 4,073 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6545 due to fractional rounding of the dividend.
As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,048.6122 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,029.3651 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, 36,827 of which vested on 12/10/21, and 36,827 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 612.0831 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 600.8484 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,908 vested RSU dividend equivalent rights and a de minimus adjustment of 0.0963 due to fractional rounding of the dividend.
As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,482.7479 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,455.5323 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,022 vested RSU dividend equivalent rights and a de minimus adjustment of 0.8113 due to fractional rounding of the dividend.
On 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
Derek Windham as Attorney-in-Fact for John F. Schultz
2021-12-13