0001062993-21-012817.txt : 20211213 0001062993-21-012817.hdr.sgml : 20211213 20211213174444 ACCESSION NUMBER: 0001062993-21-012817 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211209 FILED AS OF DATE: 20211213 DATE AS OF CHANGE: 20211213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHULTZ JOHN F CENTRAL INDEX KEY: 0001548933 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 211489094 MAIL ADDRESS: STREET 1: C/O HEWLETT-PACKARD COMPANY STREET 2: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2021-12-09 0001645590 Hewlett Packard Enterprise Co HPE 0001548933 SCHULTZ JOHN F C/O HEWLETT PACKARD ENTERPRISE COMPANY 11445 COMPAQ CENTER DRIVE WEST HOUSTON TX 77070 0 1 0 0 EVP, COLO Common Stock 2021-12-09 4 A 0 66002 15.38 A 78989.8816 D Common Stock 2021-12-09 4 F 0 25445 15.38 D 53544.8816 D Common Stock 2021-12-09 4 A 0 47682 15.38 A 101226.8816 D Common Stock 2021-12-09 4 F 0 22530 15.38 D 78696.8816 D Common Stock 2021-12-10 4 M 0 37177 15.21 A 115873.8816 D Common Stock 2021-12-10 4 F 0 17742 15.21 D 98131.8816 D Common Stock 2021-12-10 4 M 0 4073 15.21 A 102204.8816 D Common Stock 2021-12-10 4 F 0 1944 15.21 D 100260.8816 D Common Stock 2021-12-10 4 M 0 36827 15.21 A 137087.8816 D Common Stock 2021-12-10 4 F 0 17234 15.21 D 119853.8816 D Common Stock 2021-12-10 4 M 0 2908 15.21 A 122761.8816 D Common Stock 2021-12-10 4 F 0 1361 15.21 D 121400.8816 D Common Stock 2021-12-10 4 M 0 59474 15.21 A 180874.8816 D Common Stock 2021-12-10 4 F 0 26178 15.21 D 154696.8816 D Common Stock 2021-12-10 4 M 0 2022 15.21 A 156718.8816 D Common Stock 2021-12-10 4 F 0 890 15.21 D 155828.8816 D Restricted Stock Units 2021-12-10 4 M 0 37177 D Common Stock 37177 0 D Restricted Stock Units 2021-07-07 4 A 0 2077.98 A Common Stock 2077.98 138056.7092 D Restricted Stock Units 2021-12-10 4 M 0 36827 D Common Stock 36827 39734 D Restricted Stock Units 2021-12-10 4 M 0 59474 D Common Stock 59474 122992 D Restricted Stock Units 2021-12-09 4 A 0 162549 A Common Stock 162549 162549 D The total beneficial ownership includes 509.2293 shares at $15.2190 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/30/21 with respect to shares held under the ESPP, and 556.8300 shares at $14.6500 per share acquired under the ESPP on 10/31/21 with respect to shares held under the ESPP. The total beneficial ownership includes the acquisition of 5.0840 shares at $14.5584 per share received on 07/07/21 through dividends paid in shares, and 5.0960 shares at $14.6419 per share received on 10/06/21 through dividends paid in shares. As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 308.9501 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 303.2794 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 4,073 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6545 due to fractional rounding of the dividend. As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,048.6122 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,029.3651 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, 36,827 of which vested on 12/10/21, and 36,827 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 612.0831 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 600.8484 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,908 vested RSU dividend equivalent rights and a de minimus adjustment of 0.0963 due to fractional rounding of the dividend. As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,482.7479 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,455.5323 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,022 vested RSU dividend equivalent rights and a de minimus adjustment of 0.8113 due to fractional rounding of the dividend. On 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Derek Windham as Attorney-in-Fact for John F. Schultz 2021-12-13