0000899243-16-020068.txt : 20160516 0000899243-16-020068.hdr.sgml : 20160516 20160516162010 ACCESSION NUMBER: 0000899243-16-020068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160512 FILED AS OF DATE: 20160516 DATE AS OF CHANGE: 20160516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KCG Holdings, Inc. CENTRAL INDEX KEY: 0001569391 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 545 WASHINGTON BOULEVARD CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 201-222-9400 MAIL ADDRESS: STREET 1: 545 WASHINGTON BOULEVARD CITY: JERSEY CITY STATE: NJ ZIP: 07310 FORMER COMPANY: FORMER CONFORMED NAME: Knight Holdco, Inc. DATE OF NAME CHANGE: 20130211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmitt Daniel F CENTRAL INDEX KEY: 0001548855 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54991 FILM NUMBER: 161654129 MAIL ADDRESS: STREET 1: KNIGHT CAPITAL GROUP, INC. STREET 2: 545 WASHINGTON BLVD. CITY: JERSEY CITY STATE: NJ ZIP: 07310 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-12 0 0001569391 KCG Holdings, Inc. KCG 0001548855 Schmitt Daniel F KCG HOLDINGS, INC. 545 WASHINGTON BOULEVARD JERSEY CITY NJ 07310 1 0 0 0 Restricted Stock Units 2016-05-12 4 A 0 6089 13.14 A 12064 D Restricted Stock Units 2016-05-13 4 M 0 5975 D 6089 D Class A Common Stock, par value $0.01 per share 2016-05-13 4 M 0 5975 A 27743 D Restricted stock units granted pursuant to the KCG Holdings, Inc. Amended and Restated Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Class A Common Stock of KCG Holdings, Inc. Restricted stock units are scheduled to vest on May 12, 2017 or upon earlier retirement and will be settled upon vesting. Represents restricted stock units that vested into Class A Common Stock of KCG Holdings, Inc. on a one-for-one basis. /s/ Robert McQueen as attorney-in-fact for Daniel F. Schmitt 2016-05-16