0001817358-21-000206.txt : 20211119 0001817358-21-000206.hdr.sgml : 20211119 20211119184710 ACCESSION NUMBER: 0001817358-21-000206 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211117 FILED AS OF DATE: 20211119 DATE AS OF CHANGE: 20211119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lawrence Steven Paul CENTRAL INDEX KEY: 0001548845 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39589 FILM NUMBER: 211429749 MAIL ADDRESS: STREET 1: 10201 MAIN STREET CITY: HOUSTON STATE: TX ZIP: 77025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Academy Sports & Outdoors, Inc. CENTRAL INDEX KEY: 0001817358 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 851800912 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 1800 NORTH MASON ROAD CITY: KATY STATE: TX ZIP: 77449 BUSINESS PHONE: (281) 646-5200 MAIL ADDRESS: STREET 1: 1800 NORTH MASON ROAD CITY: KATY STATE: TX ZIP: 77449 4 1 wf-form4_163736560224004.xml FORM 4 X0306 4 2021-11-17 0 0001817358 Academy Sports & Outdoors, Inc. ASO 0001548845 Lawrence Steven Paul C/O ACADEMY SPORTS AND OUTDOORS, INC. 1800 NORTH MASON ROAD KATY TX 77449 0 1 0 0 EVP & CMO Common Stock 2021-11-17 4 M 0 9209 17.30 A 120762 D Common Stock 2021-11-17 4 M 0 27149 16.57 A 147911 D Common Stock 2021-11-17 4 M 0 5668 16.57 A 153579 D Common Stock 2021-11-17 4 S 0 5668 48.19 D 147911 D Common Stock 2021-11-17 4 S 0 26649 48.17 D 121262 D Common Stock 2021-11-17 4 S 0 500 49.02 D 120762 D Common Stock 2021-11-17 4 S 0 9009 48.18 D 111753 D Common Stock 2021-11-17 4 S 0 200 49.08 D 111553 D Stock Options (Right to Buy) 17.3 2021-11-17 4 M 0 9209 0 D 2030-03-05 Common Stock 9209.0 0 D Stock Options (Right to Buy) 16.57 2021-11-17 4 M 0 27149 0 D 2029-03-07 Common Stock 27149.0 0 D Stock Options (Right to Buy) 16.57 2021-11-17 4 M 0 5668 0 D 2029-03-07 Common Stock 5668.0 0 D The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $48.00 to $48.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.01 to $49.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $48.00 to $48.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $49.01 to $49.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021. These performance-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021. /s/ Gary Holland, Attorney-in-fact 2021-11-19