0000899243-21-017876.txt : 20210503
0000899243-21-017876.hdr.sgml : 20210503
20210503201002
ACCESSION NUMBER: 0000899243-21-017876
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210430
FILED AS OF DATE: 20210503
DATE AS OF CHANGE: 20210503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEWTYN PARTNERS, LP
CENTRAL INDEX KEY: 0001548707
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38636
FILM NUMBER: 21885411
BUSINESS ADDRESS:
STREET 1: 60 EAST 42ND STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-446-2465
MAIL ADDRESS:
STREET 1: 60 EAST 42ND STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEWTYN TE PARTNERS, LP
CENTRAL INDEX KEY: 0001548709
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38636
FILM NUMBER: 21885410
BUSINESS ADDRESS:
STREET 1: 60 EAST 42ND STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-446-2465
MAIL ADDRESS:
STREET 1: 60 EAST 42ND STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Newtyn Management, LLC
CENTRAL INDEX KEY: 0001569241
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38636
FILM NUMBER: 21885412
BUSINESS ADDRESS:
STREET 1: 60 EAST 42ND STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-446-2465
MAIL ADDRESS:
STREET 1: 60 EAST 42ND STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ledo Capital, LLC
CENTRAL INDEX KEY: 0001789647
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38636
FILM NUMBER: 21885408
BUSINESS ADDRESS:
STREET 1: 60 EAST 42ND STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-446-2460
MAIL ADDRESS:
STREET 1: 60 EAST 42ND STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Levy Noah G.
CENTRAL INDEX KEY: 0001788608
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38636
FILM NUMBER: 21885407
MAIL ADDRESS:
STREET 1: 60 EAST 42ND ST, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Newtyn Capital Partners, LP
CENTRAL INDEX KEY: 0001789643
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38636
FILM NUMBER: 21885409
BUSINESS ADDRESS:
STREET 1: 60 EAST 42ND STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-446-2460
MAIL ADDRESS:
STREET 1: 60 EAST 42ND STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10165
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Garrett Motion Inc.
CENTRAL INDEX KEY: 0001735707
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 824873189
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: LA PIECE 16
CITY: ROLLE
STATE: V8
ZIP: 1180
BUSINESS PHONE: 41-21-695-3000
MAIL ADDRESS:
STREET 1: LA PIECE 16
CITY: ROLLE
STATE: V8
ZIP: 1180
FORMER COMPANY:
FORMER CONFORMED NAME: Garrett Transportation Systems Inc.
DATE OF NAME CHANGE: 20180327
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-04-30
1
0001735707
Garrett Motion Inc.
GTX
0001569241
Newtyn Management, LLC
60 EAST 42ND STREET, 9TH FLOOR
NEW YORK
NY
0
0
0
1
Member of 10% owner group
0001548707
NEWTYN PARTNERS, LP
60 EAST 42ND STREET, 9TH FLOOR
NEW YORK
NY
10165
0
0
0
1
Member of 10% owner group
0001548709
NEWTYN TE PARTNERS, LP
60 EAST 42ND STREET, 9TH FLOOR
NEW YORK
NY
0
0
0
1
Member of 10% owner group
0001789643
Newtyn Capital Partners, LP
60 EAST 42ND STREET, 9TH FLOOR
NEW YORK
NY
10165
0
0
0
1
Member of 10% owner group
0001789647
Ledo Capital, LLC
60 EAST 42ND STREET, 9TH FLOOR
NEW YORK
NY
10165
0
0
0
1
Member of 10% owner group
0001788608
Levy Noah G.
60 EAST 42ND STREET, 9TH FLOOR
NEW YORK
NY
10165
0
0
0
1
Member of 10% owner group
Common Stock
2021-04-30
4
J
0
1802095
D
0
I
See Footnote
On September 20, 2020, Garrett Motion Inc. (the "Issuer") and certain of its subsidiaries (collectively, the "Debtors") each filed a voluntary petition for relief under chapter 11 of title 11 of the United States Code (the "Bankruptcy Code") in the United States Bankruptcy Court for the Southern District of New York (the "Bankruptcy Court"). On April 26, 2021, the Debtors filed an amended Chapter 11 plan of reorganization (the "Plan") and on April 9, 2021, the Issuer filed a supplement to the Plan (as amended on April 20, 2021 and April 22, 2021, the "Plan Supplement") with the Bankruptcy Court. On April 26, 2021, the Bankruptcy Court entered an order confirming the Plan (the "Confirmation Order") and, on April 30, 2021 (the "Effective Date") the conditions to effectiveness of the Plan were satisfied or waived and the Issuer emerged from bankruptcy.
(Continued from footnote 1) On the Effective Date, all outstanding shares of the Issuer's common stock outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and without any need for a holder of such common stock to take further action with respect thereto. Accordingly, this Form 4 shall constitute an exit filing for the Reporting Persons with respect to the Issuer.
Newtyn Partners, LP ("NP") and Newtyn TE Partners, LP ("NTE") directly held 1,117,299 and 684,796 shares, respectively, of common stock of the Issuer. Newtyn Management, LLC ("NM") is the investment manager of NP and NTE. Newtyn Capital Partners, LP ("NCP") is the general partner to each of NP and NTE. Ledo Capital, LLC ("Ledo") is the general partner to NCP. Mr. Noah Levy is managing member to NM. NP, NTE, NM, NCP, Ledo and Mr. Levy are collectively referred to as the "Reporting Persons."
The Reporting Persons are jointly filing this Form 4. The Reporting Persons disclaim beneficial ownership of any securities reported by any person except to the extent of their pecuniary interest therein.
Newtyn Partners, LP, By: Newtyn Management, LLC, Investment Manager, By: /s/ Eugene Dozortsev, Name: Eugene Dozortsev, Title: Authorized Signatory
2021-05-03
Newtyn TE Partners, LP, By: Newtyn Management, LLC, Investment Manager, By: /s/ Eugene Dozortsev, Name: Eugene Dozortsev, Title: Authorized Signatory
2021-05-03
Newtyn Management, LLC, By: /s/ Eugene Dozortsev, Name: Eugene Dozortsev, Title: Authorized Signatory
2021-05-03
Newtyn Capital Partners, LP, By: Ledo Capital, LLC, General Partner, By: /s/ Eugene Dozortsev, Name: Eugene Dozortsev, Title: Authorized Signatory
2021-05-03
Ledo Capital, LLC, By: /s/ Eugene Dozortsev, Name: Eugene Dozortsev, Title: Authorized Signatory
2021-05-03
/s/ Noah Levy, Noah Levy
2021-05-03