0001606587-15-000311.txt : 20151112
0001606587-15-000311.hdr.sgml : 20151112
20151112093728
ACCESSION NUMBER: 0001606587-15-000311
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151112
DATE AS OF CHANGE: 20151112
EFFECTIVENESS DATE: 20151112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: New Harbor Financial Group, LLC
CENTRAL INDEX KEY: 0001548577
IRS NUMBER: 202077226
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15047
FILM NUMBER: 151222036
BUSINESS ADDRESS:
STREET 1: 54 MAIN STREET
STREET 2: STE 102
CITY: LEOMINSTER
STATE: MA
ZIP: 01453
BUSINESS PHONE: 978.537.7701
MAIL ADDRESS:
STREET 1: 54 MAIN STREET
STREET 2: STE 102
CITY: LEOMINSTER
STATE: MA
ZIP: 01453
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001548577
XXXXXXXX
09-30-2015
09-30-2015
false
New Harbor Financial Group, LLC
54 Main Street
Ste 102
Leominster
MA
01453
13F HOLDINGS REPORT
028-15047
N
Christine Drisco
Chief Compliance Officer
978-537-7701
Christine Drisco
Leominster
MA
10-20-2015
0
166
77094
false
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
YAMANA GOLD INC
COM
98462Y100
5
3115
SH
SOLE
NONE
3115
0
0
GABELLI GLOBAL GOLD NAT RES & INCOME TR
COM SH BEN INT
36465A109
1
300
SH
SOLE
NONE
300
0
0
SEMPRA ENERGY
COM
816851109
71
735
SH
SOLE
NONE
735
0
0
SEMPRA ENERGY
COM
816851109
67
700
SH
Put
SOLE
NONE
700
0
0
PUBLIC SVC ENTERPRISE GROUP COM
COM
744573106
12
300
SH
SOLE
NONE
300
0
0
PAN AMERICAN SILVER CORP COM
COM
697900108
15
2500
SH
SOLE
NONE
2500
0
0
SEADRILL LIMTED
SHS
G7945E105
10
1750
SH
SOLE
NONE
1750
0
0
HECLA MNG CO COM
COM
422704106
20
10525
SH
SOLE
NONE
10525
0
0
GOLD FIELDS LTD NEW SPONSORED ADR
SPONSORED ADR
38059T106
12
4800
SH
SOLE
NONE
4800
0
0
ISHARES GOLD TRUST ETF
ISHARES
464285105
1
100
SH
SOLE
NONE
100
0
0
RUBICON MINERALS CORP COM
COM
780911103
237
325340
SH
SOLE
NONE
325340
0
0
JOHNSON & JOHNSON COM
COM
478160104
37
400
SH
SOLE
NONE
400
0
0
EATON VANCE TAX ADVT DIV INCM COM
COM
27828G107
0
0
SH
SOLE
NONE
0
0
0
COSTCO WHOLESALE CORP
COM
22160K105
4
33
SH
SOLE
NONE
33
0
0
PROCTER & GAMBLE CO COM
COM
742718109
35
491
SH
SOLE
NONE
491
0
0
OCCIDENTAL PETE CORP DEL COM
COM
674599105
1
25
SH
SOLE
NONE
25
0
0
FIRST MAJESTIC SILVER CORP COM
COM
32076V103
10
3300
SH
SOLE
NONE
3300
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
56
4100
SH
SOLE
NONE
4100
0
0
PROSHARES SHORT RUSSELL2000
SHRT RUSSELL2000
74348A210
6189
95172
SH
SOLE
NONE
95172
0
0
MERCK & CO INC
COM
58933Y105
2
50
SH
SOLE
NONE
50
0
0
MCKESSON CORP
COM
58155Q103
4
25
SH
SOLE
NONE
25
0
0
CENTRAL GOLDTRUST TR UNIT
TR UNIT
153546106
2492
62809
SH
SOLE
NONE
62809
0
0
ISHARES TIPS BOND ETF
TIPS BD ETF
464287176
22
200
SH
SOLE
NONE
200
0
0
ISHARES TR S&P 100 INDEX FUND
S&P 100 ETF
464287101
6003
70809
SH
SOLE
NONE
70809
0
0
VERIZON COMMUNICATIONS
COM
92343V104
67
1545
SH
SOLE
NONE
1545
0
0
NEW GOLD INC CDA COM
COM
644535106
9
4340
SH
SOLE
NONE
4340
0
0
PEPSICO INC COM
COM
713448108
37
400
SH
SOLE
NONE
400
0
0
ISHARES 1-3 YEAR TREASURY BOND ETF
1-3 YR TR BD ETF
464287457
12734
149839
SH
SOLE
NONE
149839
0
0
VIAVI SOLUTIONS INC COM
COM
925550105
2
375
SH
SOLE
NONE
375
0
0
PENNEY J C INC COM
COM
708160106
2
300
SH
SOLE
NONE
300
0
0
BERKSHIRE HATHAWAY INC DEL CL B
CL B NEW
084670702
32
253
SH
SOLE
NONE
253
0
0
BERKSHIRE HATHAWAY INC DEL CL B
CL B NEW
084670702
26
200
SH
Put
SOLE
NONE
200
0
0
HONEYWELL INTL INC
COM
438516106
0
0
SH
SOLE
NONE
0
0
0
FORD MOTOR COMPANY
COM PAR $0.01
345370860
0
62
SH
SOLE
NONE
62
0
0
BAXTER INTL INC COM
COM
071813109
0
0
SH
SOLE
NONE
0
0
0
SPDR GOLD ETF
GOLD SHS
78463V107
246
2311
SH
SOLE
NONE
2311
0
0
SPDR GOLD ETF
GOLD SHS
78463V107
4584
42900
SH
Put
SOLE
NONE
42900
0
0
ETFS PHYSICAL PALLADIUM SHARES
SH BEN INT
26923A106
6
100
SH
SOLE
NONE
100
0
0
EXELON CORP COM
COM
30161N101
1
46
SH
SOLE
NONE
46
0
0
GOOGLE INC
CL A
38259P508
6
10
SH
SOLE
NONE
10
0
0
HALLIBURTON CO COM
COM
406216101
19
550
SH
SOLE
NONE
550
0
0
NEWMONT MINING CORP COM
COM
651639106
0
50
SH
SOLE
NONE
50
0
0
IRONWOOD PHARMACEUTICALS INC COM CL A
COM CL A
46333X108
6
600
SH
SOLE
NONE
600
0
0
CSX CORP
COM
126408103
16
600
SH
SOLE
NONE
600
0
0
CSX CORP
COM
126408103
16
600
SH
Put
SOLE
NONE
600
0
0
WHOLE FOODS MKT INC COM
COM
966837106
6
200
SH
SOLE
NONE
200
0
0
MICROSOFT
COM
594918104
2
50
SH
SOLE
NONE
50
0
0
VALERO ENERGY CORP NEW COM
COM
91913Y100
2
34
SH
SOLE
NONE
34
0
0
SCHLUMBERGER LTD COM
COM
806857108
114
1658
SH
SOLE
NONE
1658
0
0
ACCO BRANDS CORP COM
COM
00081T108
0
15
SH
SOLE
NONE
15
0
0
SPROTT PHYSICAL GOLD TRUST UNIT
UNIT
85207H104
171
18727
SH
SOLE
NONE
18727
0
0
SIMON PPTY GROUP INC NEW COM
COM
828806109
38
207
SH
SOLE
NONE
207
0
0
ISHARES MSCI BRAZIL INDEX FD ETF
MSCI BRZ CAP ETF
464286400
2
100
SH
SOLE
NONE
100
0
0
RICHMONT MINES INC COM
COM
76547T106
180
65280
SH
SOLE
NONE
65280
0
0
OASIS PETE INC NEW COM
COM
674215108
17
2000
SH
SOLE
NONE
2000
0
0
WILLIAMS CLAYTON ENERGY INC COM
COM
969490101
0
20
SH
SOLE
NONE
20
0
0
COEUR MNG INC COM NEW
COM NEW
192108504
0
250
SH
SOLE
NONE
250
0
0
GOLDCORP INC NEW COM
COM
380956409
458
36610
SH
SOLE
NONE
36610
0
0
ALPS TRUST ETF ALERIAN MLP
ALERIAN MLP
00162Q866
3
300
SH
SOLE
NONE
300
0
0
TEMPLETON GLOBAL INCOME FD COM
COM
880198106
3491
573277
SH
SOLE
NONE
573277
0
0
QUESTAR CORP COM
COM
748356102
2
130
SH
SOLE
NONE
130
0
0
STANLEY BLACK & DECKER INC COM
COM
854502101
14
150
SH
SOLE
NONE
150
0
0
ISHARES MSCI INDONESIA ETF
MSCI INDONIA ETF
46429B309
1
100
SH
SOLE
NONE
100
0
0
SPROTT PHYSICAL SILVER TR TR UNIT
TR UNIT
85207K107
444
78410
SH
SOLE
NONE
78410
0
0
AMERESCO INC CL A
CL A
02361E108
35
6000
SH
SOLE
NONE
6000
0
0
TAHOE RES INC COM
COM
873868103
0
113
SH
SOLE
NONE
113
0
0
MARKET VECTORS GOLD MINERS INDEX ETF
GOLD MINER ETF
57060U100
7799
567660
SH
SOLE
NONE
567660
0
0
MARKET VECTORS GOLD MINERS INDEX ETF
GOLD MINER ETF
57060U100
7243
527200
SH
Put
SOLE
NONE
527200
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
16
450
SH
SOLE
NONE
450
0
0
GREAT PANTHER SILVER LTD COM
COM
39115V101
3
8750
SH
SOLE
NONE
8750
0
0
ANADARKO PETE CORP COM
COM
032511107
49
818
SH
SOLE
NONE
818
0
0
ANADARKO PETE CORP COM
COM
032511107
36
600
SH
Put
SOLE
NONE
600
0
0
SUNPOWER CORP COM
COM
867652406
6
300
SH
SOLE
NONE
300
0
0
PROSHARES SHORT S&P 500
PSHS SHRT S&P500
74347R503
288
12800
SH
SOLE
NONE
12800
0
0
ALCATEL-LUCENT SPONSORED ADR
SPONSORED ADR
013904305
0
23
SH
SOLE
NONE
23
0
0
ISHARES U.S. OIL EQUIPMENT & SERVICES ETF
US OIL EQ&SV ETF
464288844
10
300
SH
SOLE
NONE
300
0
0
PARKER DRILLING CO COM
COM
701081101
1
500
SH
SOLE
NONE
500
0
0
FREEPORT MCMORAN COPPER
CL B
35671D857
0
50
SH
SOLE
NONE
50
0
0
SPECTRA ENERGY CORP COM
COM
847560109
15
600
SH
SOLE
NONE
600
0
0
PNM RES INC COM
COM
69349H107
2
100
SH
SOLE
NONE
100
0
0
ELDORADO GOLD CORP NEW COM
COM
284902103
0
200
SH
SOLE
NONE
200
0
0
GLOBAL X SILVER MINERS ETF
SILVER MNR ETF
37950E853
10
1600
SH
SOLE
NONE
1600
0
0
PROSHARES SHORT HIGH YIELD
SHRT HGH YIELD
74347R131
34
1200
SH
SOLE
NONE
1200
0
0
MIDDLESEX WATER CO COM
COM
596680108
789
33120
SH
SOLE
NONE
33120
0
0
FRANCO NEVADA CORP COM
COM
351858105
301
6850
SH
SOLE
NONE
6850
0
0
PRETIUM RES INC COM
COM
74139C102
248
41055
SH
SOLE
NONE
41055
0
0
FORTUNE BRANDS HOME & SEC INC COM
COM
34964C106
34
736
SH
SOLE
NONE
736
0
0
PACIFIC DRILLING SA LUXEMBOURG REG SHS
REG SHS
L7257P106
1
1400
SH
SOLE
NONE
1400
0
0
SANCHEZ ENERGY CORP COM
COM
79970Y105
6
1100
SH
SOLE
NONE
1100
0
0
LAREDO PETROLEUM INC COM
COM
516806106
4
450
SH
SOLE
NONE
450
0
0
CLEARSIGN COMBUSTION CORP COM
COM
185064102
2
400
SH
SOLE
NONE
400
0
0
VISTA GOLD CORP COM NEW
COM NEW
927926303
0
1000
SH
SOLE
NONE
1000
0
0
KEURIG GREEN MTN INC COM
COM
49271M100
5
100
SH
SOLE
NONE
100
0
0
DUKE ENERGY CORP NEW COM NEW
COM NEW
26441C204
14
200
SH
SOLE
NONE
200
0
0
ADAMS DIVERSIFIED EQUITY FD COM
COM
006212104
54
4297
SH
SOLE
NONE
4297
0
0
ORGANOVO HLDGS INC COM
COM
68620A104
8
3000
SH
SOLE
NONE
3000
0
0
BELLATRIX EXPLORATION LTD COM
COM
078314101
4
2900
SH
SOLE
NONE
2900
0
0
DIAMONDBACK ENERGY INC COM
COM
25278X109
22
350
SH
SOLE
NONE
350
0
0
NEW YORK CMNTY BANCORP INC COM
COM
649445103
222
12300
SH
SOLE
NONE
12300
0
0
NIPPON TELEG & TEL CORP SPONSORED ADR
SPONSORED ADR
654624105
7
200
SH
SOLE
NONE
200
0
0
STRATASYS LTD SHS
SHS
M85548101
13
500
SH
SOLE
NONE
500
0
0
KROGER CO COM
COM
501044101
7
200
SH
SOLE
NONE
200
0
0
EOG RESOURCES INC
COM
26875P101
4
67
SH
SOLE
NONE
67
0
0
SILVER WHEATON CORP COM
COM
828336107
3
250
SH
SOLE
NONE
250
0
0
VELOCITYSHARES DAILY 2X VIX SHORT TERM ETN
VELSHS DLY SHTRM
22539T423
0
55
SH
SOLE
NONE
55
0
0
ASANKO GOLD INC COM
COM
04341Y105
2
1700
SH
SOLE
NONE
1700
0
0
STARRETT L S CO CL A
CL A
855668109
7
602
SH
SOLE
NONE
602
0
0
SILVER SPRING NETWORKS INC COM
COM
82817Q103
14
1100
SH
SOLE
NONE
1100
0
0
TURTLE BEACH CORP COM
COM
900450107
3
1500
SH
SOLE
NONE
1500
0
0
INTUITIVE SURGICAL INC COM NEW
COM NEW
46120E602
4
10
SH
SOLE
NONE
10
0
0
MARKET VECTORS JUNIOR GOLD MINERS ETF
JR GOLD MINERS E
57061R544
1197
61105
SH
SOLE
NONE
61105
0
0
AT&T INC COM
COM
00206R102
24
738
SH
SOLE
NONE
738
0
0
AT&T INC COM
COM
00206R102
19
600
SH
Put
SOLE
NONE
600
0
0
ENERGY SELECT SECTOR SPDR
SBI INT-ENERGY
81369Y506
18
300
SH
SOLE
NONE
300
0
0
GENERAL ELECTRIC CO COM
COM
369604103
110
4391
SH
SOLE
NONE
4391
0
0
GABELLI HLTHCARE & WELLNESS TR SHS
SHS
36246K103
17
1780
SH
SOLE
NONE
1780
0
0
SEABRIDGE GOLD INC COM
COM
811916105
16
2900
SH
SOLE
NONE
2900
0
0
TWITTER INC COM
COM
90184L102
8
300
SH
SOLE
NONE
300
0
0
CIGNA CORPORATION COM
COM
125509109
45
340
SH
SOLE
NONE
340
0
0
NOBLE CORP PLC SHS USD
SHS USD
G65431101
17
1600
SH
SOLE
NONE
1600
0
0
UNION PAC CORP COM
COM
907818108
280
3178
SH
SOLE
NONE
3178
0
0
UNION PAC CORP COM
COM
907818108
256
2900
SH
Put
SOLE
NONE
2900
0
0
E M C CORP
COM
268648102
2
100
SH
SOLE
NONE
100
0
0
CHEVRON CORP NEW COM
COM
166764100
86
1100
SH
SOLE
NONE
1100
0
0
CONOCOPHILLIPS COM
COM
20825C104
14
300
SH
SOLE
NONE
300
0
0
EXPRESS SCRIPTS INC
COM
30219G108
4
55
SH
SOLE
NONE
55
0
0
BANK AMER CORP COM
COM
060505104
33
2172
SH
SOLE
NONE
2172
0
0
BANK AMER CORP COM
COM
060505104
28
1800
SH
Put
SOLE
NONE
1800
0
0
ISHARES 3-7 YEAR TREASURY BOND ETF
3-7 YR TR BD ETF
464288661
12271
98448
SH
SOLE
NONE
98448
0
0
INTL BUSINESS MACHINES
COM
459200101
36
250
SH
SOLE
NONE
250
0
0
LEGACY RESVS LP UNIT LP INT
UNIT LP INT
524707304
5
1356
SH
SOLE
NONE
1356
0
0
GILEAD SCIENCES INC
COM
375558103
7
75
SH
SOLE
NONE
75
0
0
GOOGLE INC CL C
CL C
38259P706
6
10
SH
SOLE
NONE
10
0
0
AMGEN INC COM
COM
031162100
7
55
SH
SOLE
NONE
55
0
0
POWERSHARES EMERGING MARKETS SOVEREIGN DEBT PORTFOLIO
SOVEREIGN DEBT
73936T573
13
500
SH
SOLE
NONE
500
0
0
PROSHARES ULTRASHORT RUSSELL2000
ULTSHT RUSS2000
74348A319
1068
24633
SH
SOLE
NONE
24633
0
0
WASHINGTON PRIME GROUP INC
COM
92939N102
1
103
SH
SOLE
NONE
103
0
0
AGNICO EAGLE MINES LTD COM
COM
008474108
306
12110
SH
SOLE
NONE
12110
0
0
AU OPTRONICS CORP SPONSORED ADR
SPONSORED ADR
002255107
26
9000
SH
SOLE
NONE
9000
0
0
TRANSCANADA CORP COM
COM
89353D107
6
200
SH
SOLE
NONE
200
0
0
VANGUARD DIVIDEND APPRECIATION ETF
DIV APP ETF
921908844
7
106
SH
SOLE
NONE
106
0
0
ABERDEEN ASIA PACIFIC INCOM FD COM
COM
003009107
20
4500
SH
SOLE
NONE
4500
0
0
TEKLA HEALTHCARE OPPORTUNIT FD SHS
SHS
879105104
0
0
SH
SOLE
NONE
0
0
0
ALTERA CORP COM
COM
021441100
35
700
SH
SOLE
NONE
700
0
0
AQUA AMERICA INC COM
COM
03836W103
2
91
SH
SOLE
NONE
91
0
0
MURPHY USA INC COM
COM
626755102
0
12
SH
SOLE
NONE
12
0
0
ALEXCO RESOURCE CORP COM
COM
01535P106
0
2400
SH
SOLE
NONE
2400
0
0
ROYAL GOLD INC COM
COM
780287108
1
40
SH
SOLE
NONE
40
0
0
WHITING PETE CORP NEW COM
COM
966387102
2
170
SH
SOLE
NONE
170
0
0
MINES MGMT INC COM
COM
603432105
1
5200
SH
SOLE
NONE
5200
0
0
BARRICK GOLD CORP COM
COM
067901108
10
1600
SH
SOLE
NONE
1600
0
0
CITIGROUP INC
COM NEW
172967424
0
1
SH
SOLE
NONE
1
0
0
3-D SYS CORP DEL COM NEW
COM NEW
88554D205
19
1700
SH
SOLE
NONE
1700
0
0
EXXON MOBIL CORP COM
COM
30231G102
185
2500
SH
SOLE
NONE
2500
0
0
SOLAREDGE TECHNOLOGIES INC COM
COM
83417M104
710
31017
SH
SOLE
NONE
31017
0
0
ENDEAVOUR SILVER CORP COM
COM
29258Y103
10
7000
SH
SOLE
NONE
7000
0
0
CENTRAL FD CDA LTD CL A
CL A
153501101
3948
372814
SH
SOLE
NONE
372814
0
0
DEVON ENERGY CORP
COM
25179M103
11
300
SH
SOLE
NONE
300
0
0
VODAFONE GROUP NEW ADR F
SPNSR ADR NO PAR
92857W308
28
900
SH
SOLE
NONE
900
0
0
GLOBAL X FDS X YIELDCO IX ETF
X YIELDCO IX ETF
37954Y707
5
500
SH
SOLE
NONE
500
0
0
BAXALTA INC COM
COM
07177M103
0
0
SH
SOLE
NONE
0
0
0
8POINT3 ENERGY PARTNERS LP CL A RPT LTDPT
CL A RPT LTDPT
282539105
734
69200
SH
SOLE
NONE
69200
0
0
BANK OF NOVA SCOTIA CMN
COM
064149107
2
60
SH
SOLE
NONE
60
0
0
URANIUM ENERGY CORP COM
COM
916896103
1
1000
SH
SOLE
NONE
1000
0
0
STILLWATER MNG CO COM
COM
86074Q102
0
50
SH
SOLE
NONE
50
0
0
APPLE INC
COM
037833100
52
480
SH
SOLE
NONE
480
0
0