0001548309-19-000024.txt : 20190131 0001548309-19-000024.hdr.sgml : 20190131 20190131073414 ACCESSION NUMBER: 0001548309-19-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190130 FILED AS OF DATE: 20190131 DATE AS OF CHANGE: 20190131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BIRD E J CENTRAL INDEX KEY: 0001560693 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35641 FILM NUMBER: 19553695 MAIL ADDRESS: STREET 1: C/O 5500 TRILLIUM BOULEVARD STREET 2: SUITE 501 CITY: HOFFMAN ESTATES STATE: IL ZIP: 60192 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEARS HOMETOWN & OUTLET STORES, INC. CENTRAL INDEX KEY: 0001548309 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 800808358 STATE OF INCORPORATION: DE FISCAL YEAR END: 0202 BUSINESS ADDRESS: STREET 1: 5500 TRILLIUM BOULEVARD STREET 2: SUITE 501 CITY: HOFFMAN ESTATES STATE: IL ZIP: 60192 BUSINESS PHONE: 847-286-7000 MAIL ADDRESS: STREET 1: 5500 TRILLIUM BOULEVARD STREET 2: SUITE 501 CITY: HOFFMAN ESTATES STATE: IL ZIP: 60192 FORMER COMPANY: FORMER CONFORMED NAME: Sears Hometown & Outlet Stores, Inc. DATE OF NAME CHANGE: 20120425 4 1 wf-form4_154893803588701.xml FORM 4 X0306 4 2019-01-30 0 0001548309 SEARS HOMETOWN & OUTLET STORES, INC. SHOS 0001560693 BIRD E J 5500 TRILLIUM BOULEVARD SUITE 501 HOFFMAN ESTATES IL 60192 1 1 0 0 SVP and CFO Common Stock 2019-01-30 4 M 0 13333 0 A 42333 D Common Stock 2019-01-30 4 M 0 19006 0 A 61339 D Common Stock 2019-01-30 4 D 0 32339 2.10 D 29000 D Phantom Stock (stock units) 0.0 2019-01-30 4 M 0 13333 0 D 2019-01-30 2020-01-30 Common Stock 13333.0 13334 D Phantom Stock (stock units) 0.0 2019-01-30 4 M 0 19006 0 D 2019-01-30 2021-01-30 Common Stock 19006.0 38012 D Each share of Phantom Stock (stock unit) is the economic equivalent of one share of the Company's common stock and is exercisable solely for cash. These shares of Phantom Stock (stock units) vested on 1-30-19 in accordance with their terms. The remaining shares of Phantom Stock (stock units) with respect to this grant vest on 1-30-20. These shares of Phantom Stock (stock units) vested on 1-30-19 in accordance with their terms. The remaining shares of Phantom Stock (stock units) with respect to this grant vest one-half on 1-30-20 and the other half on 1-30-21. By: /s/ Charles J. Hansen, as Attorney-in-Fact for E.J. Bird 2019-01-31