0001213900-14-001089.txt : 20140224 0001213900-14-001089.hdr.sgml : 20140224 20140224080020 ACCESSION NUMBER: 0001213900-14-001089 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140220 FILED AS OF DATE: 20140224 DATE AS OF CHANGE: 20140224 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Collabrium Japan Acquisition Corp CENTRAL INDEX KEY: 0001548281 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-35698 FILM NUMBER: 14635527 BUSINESS ADDRESS: STREET 1: C/O COLLABRIUM ADVISORS LLP STREET 2: 16 OLD BOND STREET CITY: LONDON STATE: X0 ZIP: W1S 4PS BUSINESS PHONE: 44-20-7408-4710 MAIL ADDRESS: STREET 1: C/O COLLABRIUM ADVISORS LLP STREET 2: 16 OLD BOND STREET CITY: LONDON STATE: X0 ZIP: W1S 4PS 6-K 1 f6k022414_collabriumjapanacq.htm REPORT OF FOREIGN PRIVATE ISSUER f6k022414_collabriumjapanacq.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
______________

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE
SECURITIES EXCHANGE ACT OF 1934

For the month of: February 2014

Commission File Number: 001-35698

COLLABRIUM JAPAN ACQUISITION CORPORATION
(Translation of registrant’s name into English)

16 Old Bond Street, London W1S 4PS
(Address of Principal Executive Offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.  Form 20-F x  Form 40-F o

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): _____.

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): _____.

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.  Yes o  No x

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): __________.
 
 
 
 
 
Notice of Failure to Satisfy a Continued Listing Standard
 
On February 20, 2014, Collabrium Japan Acquisition Corporation (the “Company”) received a written notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company is not in compliance with Listing Rule 5550(a)(3) (the “Minimum Public Holders Rule”), which requires the Company to have at least of 300 public holders for continued listing on the exchange.
 
The Notice stated that, no later than April 6, 2014, the Company is required to submit a plan to regain compliance with the Minimum Public Holders Rule. If Nasdaq accepts the Company’s plan, Nasdaq may grant the Company an extension of up to 180 calendar days from the date of the Notice to evidence compliance with the Minimum Public Holders Rule. If Nasdaq does not accept the Company’s plan, the Company will have the opportunity to appeal the decision in front of a Nasdaq Hearings Panel. The Company intends to submit a plan with Nasdaq on or before April 6, 2014 to maintain its Nasdaq listing.
 
 
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SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Dated: February 24, 2014
  
 
COLLABRIUM JAPAN ACQUISITION CORPORATION
       
 
By:
/s/ Koji Fusa  
   
Name: Koji Fusa
  
    Title: Chief Executive Officer  
 
 
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