0001213900-14-000621.txt : 20140203 0001213900-14-000621.hdr.sgml : 20140203 20140203073019 ACCESSION NUMBER: 0001213900-14-000621 CONFORMED SUBMISSION TYPE: NT 20-F PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20140203 DATE AS OF CHANGE: 20140203 EFFECTIVENESS DATE: 20140203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Collabrium Japan Acquisition Corp CENTRAL INDEX KEY: 0001548281 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 20-F SEC ACT: 1934 Act SEC FILE NUMBER: 001-35698 FILM NUMBER: 14566520 BUSINESS ADDRESS: STREET 1: C/O COLLABRIUM ADVISORS LLP STREET 2: 16 OLD BOND STREET CITY: LONDON STATE: X0 ZIP: W1S 4PS BUSINESS PHONE: 44-20-7408-4710 MAIL ADDRESS: STREET 1: C/O COLLABRIUM ADVISORS LLP STREET 2: 16 OLD BOND STREET CITY: LONDON STATE: X0 ZIP: W1S 4PS NT 20-F 1 extf20f0913_collabriumjapan.htm NOTIFICATION OF LATE FILING extf20f0913_collabriumjapan.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 
FORM 12b-25
OMB APPROVAL
 
OMB Number: . . .  . . . . . . . . . 3235-0058
Expires: . . . . . . . . . . . . . .August 31, 2015
Estimated average burden
hours per response. . . . . . . . . . . . . . .  2.50
 
 
Notification of Late Filing
SEC FILE NUMBER
001-35698
 
   
CUSIP NUMBER
G2266G 102
 
(Check One):
o Form 10-K      x Form 20-F      o Form 11-K      o Form 10-Q      o Form 10-D      o Form N-SAR      o Form N-CSR
 
 
For Period Ended: September 30, 2013

o Transition Report on Form 10-K
o Transition Report on Form 20-F
o Transition Report on Form 11-K
o Transition Report on Form 10-Q
o Transition Report on Form N-SAR

For the Transition Period Ended:______________

Read Instructions (on back page) Before Preparing Form.  Please Print or Type.
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: N/A

PART I – REGISTRANT INFORMATION

COLLABRIUM JAPAN ACQUISITION CORPORATION 
Full Name of Registrant

N/A 
Former Name if Applicable

16 Old Bond Street 
Address of Principal Executive Office (Street and Number)

London W1S 4PS 
City, State and Zip Code
 
 
 
 
 
PART II – RULES 12b-25 (b) AND (c)

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed.  (Check box if appropriate)

    (a)
The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
     
x   (b)
The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
     
    (c)
The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
     
 
PART III – NARRATIVE

State below in reasonable detail the reasons why the Forms 10-K, 20-F, 11-K, 10-Q, 10-D, NBSAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.  (Attach extra sheets if needed)
 
 
The Company’s Annual Report on Form 20-F for the year ended September 30, 2013 was unable to be completed in time without unreasonable effort and expense to the Company because the Company does not have a full-time administrative and accounting staff and, as a result, was unable to accurately and completely compile the information required to be included in the Form 20-F.
 
PART IV – OTHER INFORMATION

(1)
Name and telephone number of person to contact in regard to this notification
 
 
Koji Fusa
  
44-020
  
7408-4710
 
(Name)
  
(Area Code)
  
(Telephone Number)
 
(2)
Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed?  If answer is no, identify report(s).
   
 x Yes     o No
   
(3)
Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
   
 x Yes     o No
   
 
If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.
 
We anticipate reporting operating losses of approximately $4,397,547 for the year ended September 30, 2013 as compared to $3,190 for the period from February 8, 2012 (inception) to September 30, 2012, due primarily to a change of $3,843,788 in fair value of warrants posted in the year ended September 30, 2013 and costs incurred during the year ended September 30, 2013 related to being a public company as well as the costs of identification of and negotiation with potential business combination targets.
 
 
2
 
 
COLLABRIUM JAPAN ACQUISITION CORPORATION
(Name of Registrant as Specified in Charter)

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
 
Date:  January 31, 2014 By: /s/ Koji Fusa  
   
Koji Fusa, Chief Executive Officer
  
 
INSTRUCTION:  The form may be signed by an executive officer of the registrant or by any other duly authorized representative.  The name and title of the person signing the form shall be typed or printed beneath the signature.  If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative’s authority to sign on behalf of the registrant shall be filed with the form.

ATTENTION
Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).
 
 
3