Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | Corbett Road Capital Management, LLC |
b. Street 1 | 7901 Jones Branch Drive |
Street 2 | Suite 800 |
c. City | McLean |
d. State, if applicable |
VIRGINIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 22102 |
g. Telephone number (including country code if foreign) | 703-748-5831 |
h. Briefly describe the books and records kept at this location:
| Records relating to its function as sub-advisor |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | Saba Capital Management, L.P. |
b. Street 1 | 405 Lexington Avenue |
Street 2 | 58th Floor |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10174-7199 |
g. Telephone number (including country code if foreign) | 212-542-4635 |
h. Briefly describe the books and records kept at this location:
| Records relating to its function as sub-advisor |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | The Bank of New York Mellon |
b. Street 1 | 240 Greenwich Street |
Street 2 | |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10286 |
g. Telephone number (including country code if foreign) | 1-212-495-1784 |
h. Briefly describe the books and records kept at this location:
| Records relating to its function as custodian and administrator |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | Exchange Traded Concepts, LLC |
b. Street 1 | 10900 Hefner Pointe Drive |
Street 2 | Suite 400 |
c. City | Oklahoma City |
d. State, if applicable |
OKLAHOMA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 73120 |
g. Telephone number (including country code if foreign) | 405-943-9433 |
h. Briefly describe the books and records kept at this location:
| Records relating to its function as registrant and adviser |
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) | Foreside Fund Services, LLC |
b. Street 1 | Three Canal Plaza |
Street 2 | Suite 100 |
c. City | Portland |
d. State, if applicable |
MAINE
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 04101 |
g. Telephone number (including country code if foreign) | 207-553-7111 |
h. Briefly describe the books and records kept at this location:
| Records relating to its function as distributor |
Location books Record:
6 |
a. Name of person (e.g., a custodian of records) | UMB Fund Services, Inc. |
b. Street 1 | 235 West Galena Street |
Street 2 | |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53212 |
g. Telephone number (including country code if foreign) | 414-299-2000 |
h. Briefly describe the books and records kept at this location:
| Records relating to its function as administrator |
Director Record:
1 |
a. Full Name | Linda Petrone |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-22263 |
Director Record:
2 |
a. Full Name | Richard Hogan |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
3 |
a. Full Name | David M. Mahle |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
4 |
a. Full Name | Timothy J. Jacoby |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-02993 |
File Number Record:
2 |
File Number Record: | 811-22263 |