0001547903-23-000142.txt : 20231106 0001547903-23-000142.hdr.sgml : 20231106 20231106162752 ACCESSION NUMBER: 0001547903-23-000142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231103 FILED AS OF DATE: 20231106 DATE AS OF CHANGE: 20231106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Robert Owen CENTRAL INDEX KEY: 0001739814 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36174 FILM NUMBER: 231380324 MAIL ADDRESS: STREET 1: 2100 POWELL STREET STREET 2: 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMI Holdings, Inc. CENTRAL INDEX KEY: 0001547903 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 454914248 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (855) 530-6642 MAIL ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 wk-form4_1699306062.xml FORM 4 X0508 4 2023-11-03 0 0001547903 NMI Holdings, Inc. NMIH 0001739814 Smith Robert Owen C/O NMI HOLDINGS, INC. 2100 POWELL STREET, 12TH FL. EMERYVILLE CA 94608 0 1 0 0 EVP, Chief Risk Officer 0 Class A Common Shares, $0.01 par value per share 2023-11-03 4 S 0 8500 28.671 D 66346 D The common stock was sold by the reporting person in an open market transaction on the transaction date, at a sale price of $28.671. The reporting person undertakes to provide, upon request by the SEC staff, NMIH or a security holder of NMIH, full information regarding the sale. Represents 24,021 Class A common shares and 42,325 unvested restricted stock units. /s/ Lynn Zheng, as Attorney-in-Fact 2023-11-06