0001547903-22-000063.txt : 20220218 0001547903-22-000063.hdr.sgml : 20220218 20220218163249 ACCESSION NUMBER: 0001547903-22-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220216 FILED AS OF DATE: 20220218 DATE AS OF CHANGE: 20220218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mathis Patrick L CENTRAL INDEX KEY: 0001591042 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36174 FILM NUMBER: 22653333 MAIL ADDRESS: STREET 1: C/O NMI HOLDINGS, INC. STREET 2: 2100 POWELL ST., 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMI Holdings, Inc. CENTRAL INDEX KEY: 0001547903 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 454914248 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (855) 530-6642 MAIL ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 wf-form4_164521993892018.xml FORM 4 X0306 4 2022-02-16 0 0001547903 NMI Holdings, Inc. NMIH 0001591042 Mathis Patrick L C/O NMI HOLDINGS, INC. 2100 POWELL STREET, 12TH FL. EMERYVILLE CA 94608 0 1 0 0 EVP, Chief Operating Officer Class A Common Shares, $0.01 par value per share 2022-02-16 4 M 0 16709 11.10 A 57532 D Class A Common Shares, $0.01 par value per share 2022-02-16 4 M 0 21965 18.70 A 79497 D Class A Common Shares, $0.01 par value per share 2022-02-16 4 M 0 17819 22.19 A 97316 D Class A Common Shares, $0.01 par value per share 2022-02-16 4 S 0 56493 26.0628 D 40823 D Class A Common Shares, $0.01 par value per share 2022-02-16 4 S 0 12000 26.15 D 28823 D Stock Option (right to buy) 11.1 2022-02-16 4 M 0 16709 0 D 2027-02-09 Class A Common Shares, $0.01 par value per share 16709.0 0 D Stock Option (right to buy) 18.7 2022-02-16 4 M 0 21965 0 D 2028-02-07 Class A Common Shares, $0.01 par value per share 21965.0 0 D Stock Option (right to buy) 22.19 2022-02-16 4 M 0 17819 0 D 2029-02-13 Class A Common Shares, $0.01 par value per share 17819.0 0 D The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $26.0628. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Represents 25,881 class A common shares and 14,942 unvested restricted stock units. The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $26.15. The reporting person undertakes to provide, upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Represents 13,881 class A common shares and 14,942 unvested restricted stock units. The option vested in full on February 9, 2020. The option vested in full on February 7, 2021. The option vested in full on February 13, 2022. /s/ Lynn Zheng as Attorney-in-Fact 2022-02-18