0001547903-21-000050.txt : 20210217
0001547903-21-000050.hdr.sgml : 20210217
20210217202305
ACCESSION NUMBER: 0001547903-21-000050
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210212
FILED AS OF DATE: 20210217
DATE AS OF CHANGE: 20210217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mathis Patrick L
CENTRAL INDEX KEY: 0001591042
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36174
FILM NUMBER: 21647212
MAIL ADDRESS:
STREET 1: C/O NMI HOLDINGS, INC.
STREET 2: 2100 POWELL ST., 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NMI Holdings, Inc.
CENTRAL INDEX KEY: 0001547903
STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351]
IRS NUMBER: 454914248
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2100 POWELL STREET, 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (855) 530-6642
MAIL ADDRESS:
STREET 1: 2100 POWELL STREET, 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
4
1
wf-form4_161361135492255.xml
FORM 4
X0306
4
2021-02-12
0
0001547903
NMI Holdings, Inc.
NMIH
0001591042
Mathis Patrick L
C/O NMI HOLDINGS, INC.
2100 POWELL STREET, 12TH FL.
EMERYVILLE
CA
94608
0
1
0
0
EVP, Chief Operating Officer
Class A Common Shares, $0.01 par value per share
2021-02-12
4
F
0
2827
0
D
78218
D
Class A Common Shares, $0.01 par value per share
2021-02-13
4
F
0
3524
0
D
74694
D
Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 12, 2020, at a net settlement price equal to the closing stock price on February 12, 2021. Such restricted stock units vest 40% on each of the first and second anniversaries of the grant date and 20% on the third anniversary of the grant date.
Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on February 13, 2019, at a net settlement price equal to the closing stock price on February 12, 2021. Such restricted stock units vest in three equal annual installments beginning on February 13, 2020.
Represents 38,706 class A common shares and 35,988 unvested restricted stock units.
/s/ Nicole C. Sanchez as Attorney-in-Fact
2021-02-17