0001547903-19-000155.txt : 20191213
0001547903-19-000155.hdr.sgml : 20191213
20191213174715
ACCESSION NUMBER: 0001547903-19-000155
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191211
FILED AS OF DATE: 20191213
DATE AS OF CHANGE: 20191213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pollitzer Adam
CENTRAL INDEX KEY: 0001706001
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36174
FILM NUMBER: 191285461
MAIL ADDRESS:
STREET 1: 2100 POWELL STREET
STREET 2: 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NMI Holdings, Inc.
CENTRAL INDEX KEY: 0001547903
STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351]
IRS NUMBER: 454914248
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2100 POWELL STREET, 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (855) 530-6642
MAIL ADDRESS:
STREET 1: 2100 POWELL STREET, 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
4
1
wf-form4_157627721739453.xml
FORM 4
X0306
4
2019-12-11
0
0001547903
NMI Holdings, Inc.
NMIH
0001706001
Pollitzer Adam
C/O NMI HOLDINGS, INC.
2100 POWELL ST., 12TH FLOOR
EMERYVILLE
CA
94608
0
1
0
0
EVP, Chief Financial Officer
Class A Common Shares, $0.01 par value per share
2019-12-11
4
M
0
4629
10.80
A
170913
D
Class A Common Shares, $0.01 par value per share
2019-12-11
4
S
0
4629
34.0429
D
166284
D
Class A Common Shares, $0.01 par value per share
2019-12-12
4
M
0
9043
10.80
A
175327
D
Class A Common Shares, $0.01 par value per share
2019-12-12
4
S
0
9043
33.9275
D
166284
D
Class A Common Shares, $0.01 par value per share
2019-12-13
4
M
0
32256
10.80
A
198540
D
Class A Common Shares, $0.01 par value per share
2019-12-13
4
M
0
8131
18.70
A
206671
D
Class A Common Shares, $0.01 par value per share
2019-12-13
4
M
0
9717
16
A
216388
D
Class A Common Shares, $0.01 par value per share
2019-12-13
4
S
0
50104
33.1251
D
166284
D
Stock Option (right to buy)
10.8
2019-12-11
4
M
0
4629
0
D
2027-05-10
Class A Common Shares, $0.01 par value per share
4629.0
64264
D
Stock Option (right to buy)
10.8
2019-12-12
4
M
0
9043
0
D
2027-05-10
Class A Common Shares, $0.01 par value per share
9043.0
55221
D
Stock Option (right to buy)
10.8
2019-12-13
4
M
0
32256
0
D
2027-05-10
Class A Common Shares, $0.01 par value per share
32256.0
22965
D
Stock Option (right to buy)
18.7
2019-12-13
4
M
0
8131
0
D
2028-02-07
Class A Common Shares, $0.01 par value per share
8131.0
16264
D
Stock Option (right to buy)
16.0
2019-12-13
4
M
0
9717
0
D
2028-03-15
Class A Common Shares, $0.01 par value per share
9717.0
19435
D
The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $34.0429. The range of sale prices was $34.002 to $34.14. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $33.9275. The range of sale prices was $33.75 to $34.17. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $33.1251. The range of sale prices was $32.88 to $33.44. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
Represents 166,284 unvested restricted stock units.
Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on May 10, 2018.
Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on February 7, 2019.
Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on March 15, 2019.
/s/ Nicole Sanchez as Attorney-in-Fact
2019-12-13