0001547903-19-000155.txt : 20191213 0001547903-19-000155.hdr.sgml : 20191213 20191213174715 ACCESSION NUMBER: 0001547903-19-000155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191211 FILED AS OF DATE: 20191213 DATE AS OF CHANGE: 20191213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pollitzer Adam CENTRAL INDEX KEY: 0001706001 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36174 FILM NUMBER: 191285461 MAIL ADDRESS: STREET 1: 2100 POWELL STREET STREET 2: 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMI Holdings, Inc. CENTRAL INDEX KEY: 0001547903 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 454914248 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (855) 530-6642 MAIL ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 wf-form4_157627721739453.xml FORM 4 X0306 4 2019-12-11 0 0001547903 NMI Holdings, Inc. NMIH 0001706001 Pollitzer Adam C/O NMI HOLDINGS, INC. 2100 POWELL ST., 12TH FLOOR EMERYVILLE CA 94608 0 1 0 0 EVP, Chief Financial Officer Class A Common Shares, $0.01 par value per share 2019-12-11 4 M 0 4629 10.80 A 170913 D Class A Common Shares, $0.01 par value per share 2019-12-11 4 S 0 4629 34.0429 D 166284 D Class A Common Shares, $0.01 par value per share 2019-12-12 4 M 0 9043 10.80 A 175327 D Class A Common Shares, $0.01 par value per share 2019-12-12 4 S 0 9043 33.9275 D 166284 D Class A Common Shares, $0.01 par value per share 2019-12-13 4 M 0 32256 10.80 A 198540 D Class A Common Shares, $0.01 par value per share 2019-12-13 4 M 0 8131 18.70 A 206671 D Class A Common Shares, $0.01 par value per share 2019-12-13 4 M 0 9717 16 A 216388 D Class A Common Shares, $0.01 par value per share 2019-12-13 4 S 0 50104 33.1251 D 166284 D Stock Option (right to buy) 10.8 2019-12-11 4 M 0 4629 0 D 2027-05-10 Class A Common Shares, $0.01 par value per share 4629.0 64264 D Stock Option (right to buy) 10.8 2019-12-12 4 M 0 9043 0 D 2027-05-10 Class A Common Shares, $0.01 par value per share 9043.0 55221 D Stock Option (right to buy) 10.8 2019-12-13 4 M 0 32256 0 D 2027-05-10 Class A Common Shares, $0.01 par value per share 32256.0 22965 D Stock Option (right to buy) 18.7 2019-12-13 4 M 0 8131 0 D 2028-02-07 Class A Common Shares, $0.01 par value per share 8131.0 16264 D Stock Option (right to buy) 16.0 2019-12-13 4 M 0 9717 0 D 2028-03-15 Class A Common Shares, $0.01 par value per share 9717.0 19435 D The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $34.0429. The range of sale prices was $34.002 to $34.14. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $33.9275. The range of sale prices was $33.75 to $34.17. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $33.1251. The range of sale prices was $32.88 to $33.44. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Represents 166,284 unvested restricted stock units. Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on May 10, 2018. Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on February 7, 2019. Granted pursuant to the NMIH 2012 Stock Incentive Plan. The option vests in three equal annual installments beginning on March 15, 2019. /s/ Nicole Sanchez as Attorney-in-Fact 2019-12-13