0001547903-19-000141.txt : 20191118 0001547903-19-000141.hdr.sgml : 20191118 20191118174913 ACCESSION NUMBER: 0001547903-19-000141 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191114 FILED AS OF DATE: 20191118 DATE AS OF CHANGE: 20191118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Robert Owen CENTRAL INDEX KEY: 0001739814 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36174 FILM NUMBER: 191228542 MAIL ADDRESS: STREET 1: 2100 POWELL STREET STREET 2: 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMI Holdings, Inc. CENTRAL INDEX KEY: 0001547903 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 454914248 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (855) 530-6642 MAIL ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 wf-form4_157411733860231.xml FORM 4 X0306 4 2019-11-14 0 0001547903 NMI Holdings, Inc. NMIH 0001739814 Smith Robert Owen C/O NMI HOLDINGS, INC. 2100 POWELL STREET, 12TH FL. EMERYVILLE CA 94608 0 1 0 0 EVP, Chief Risk Officer Class A Common Shares, $0.01 par value per share 2019-11-14 4 S 0 3000 34.3093 D 38807 D The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $34.3093. The range of sale prices was $34.165 to $34.38. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Represents 8,168 class A common shares and 30,639 unvested restricted stock units. /s/ Nicole C. Sanchez as Attorney-in-Fact 2019-11-18