0001547903-19-000041.txt : 20190314 0001547903-19-000041.hdr.sgml : 20190314 20190314183904 ACCESSION NUMBER: 0001547903-19-000041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190312 FILED AS OF DATE: 20190314 DATE AS OF CHANGE: 20190314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mathis Patrick L CENTRAL INDEX KEY: 0001591042 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36174 FILM NUMBER: 19682384 MAIL ADDRESS: STREET 1: C/O NMI HOLDINGS, INC. STREET 2: 2100 POWELL ST., 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NMI Holdings, Inc. CENTRAL INDEX KEY: 0001547903 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 454914248 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (855) 530-6642 MAIL ADDRESS: STREET 1: 2100 POWELL STREET, 12TH FLOOR CITY: EMERYVILLE STATE: CA ZIP: 94608 4 1 wf-form4_155260312950648.xml FORM 4 X0306 4 2019-03-12 0 0001547903 NMI Holdings, Inc. NMIH 0001591042 Mathis Patrick L C/O NMI HOLDINGS, INC. 2100 POWELL STREET, 12TH FL. EMERYVILLE CA 94608 0 1 0 0 EVP, Chief Operating Officer Class A Common Shares, $0.01 par value per share 2019-03-12 4 M 0 20700 8.50 A 81650 D Class A Common Shares, $0.01 par value per share 2019-03-12 4 M 0 33418 11.10 A 115068 D Class A Common Shares, $0.01 par value per share 2019-03-12 4 S 0 54118 25.9811 D 60950 D Stock Option (right to buy) 8.5 2019-03-12 4 M 0 20700 0 D 2025-02-12 Class A Common Shares, $0.01 par value per share 20700.0 0 D Stock Option (right to buy) 11.1 2019-03-12 4 M 0 33418 0 D 2027-02-09 Class A Common Shares, $0.01 par value per share 33418.0 16709 D The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sales price of $25.9811. The range of sale prices on the transaction date was $25.68 to $26.15. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Represents 18,374 class A common shares and 42,576 unvested restricted stock units. The option vested in full on February 12, 2018. The option vests in three equal annual installments beginning on February 9, 2018. /s/ Nicole C. Sanchez as Attorney-in-Fact 2019-03-14