0001547903-19-000041.txt : 20190314
0001547903-19-000041.hdr.sgml : 20190314
20190314183904
ACCESSION NUMBER: 0001547903-19-000041
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190312
FILED AS OF DATE: 20190314
DATE AS OF CHANGE: 20190314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mathis Patrick L
CENTRAL INDEX KEY: 0001591042
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36174
FILM NUMBER: 19682384
MAIL ADDRESS:
STREET 1: C/O NMI HOLDINGS, INC.
STREET 2: 2100 POWELL ST., 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NMI Holdings, Inc.
CENTRAL INDEX KEY: 0001547903
STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351]
IRS NUMBER: 454914248
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2100 POWELL STREET, 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (855) 530-6642
MAIL ADDRESS:
STREET 1: 2100 POWELL STREET, 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
4
1
wf-form4_155260312950648.xml
FORM 4
X0306
4
2019-03-12
0
0001547903
NMI Holdings, Inc.
NMIH
0001591042
Mathis Patrick L
C/O NMI HOLDINGS, INC.
2100 POWELL STREET, 12TH FL.
EMERYVILLE
CA
94608
0
1
0
0
EVP, Chief Operating Officer
Class A Common Shares, $0.01 par value per share
2019-03-12
4
M
0
20700
8.50
A
81650
D
Class A Common Shares, $0.01 par value per share
2019-03-12
4
M
0
33418
11.10
A
115068
D
Class A Common Shares, $0.01 par value per share
2019-03-12
4
S
0
54118
25.9811
D
60950
D
Stock Option (right to buy)
8.5
2019-03-12
4
M
0
20700
0
D
2025-02-12
Class A Common Shares, $0.01 par value per share
20700.0
0
D
Stock Option (right to buy)
11.1
2019-03-12
4
M
0
33418
0
D
2027-02-09
Class A Common Shares, $0.01 par value per share
33418.0
16709
D
The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sales price of $25.9811. The range of sale prices on the transaction date was $25.68 to $26.15. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
Represents 18,374 class A common shares and 42,576 unvested restricted stock units.
The option vested in full on February 12, 2018.
The option vests in three equal annual installments beginning on February 9, 2018.
/s/ Nicole C. Sanchez as Attorney-in-Fact
2019-03-14