0001179110-22-002372.txt : 20220322 0001179110-22-002372.hdr.sgml : 20220322 20220322172852 ACCESSION NUMBER: 0001179110-22-002372 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220321 FILED AS OF DATE: 20220322 DATE AS OF CHANGE: 20220322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hunt James Christopher CENTRAL INDEX KEY: 0001727207 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35845 FILM NUMBER: 22760821 MAIL ADDRESS: STREET 1: 4401 NORTH MESA CITY: EL PASO STATE: TX ZIP: 79902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lument Finance Trust, Inc. CENTRAL INDEX KEY: 0001547546 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 454966519 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: (212) 588-2051 MAIL ADDRESS: STREET 1: 230 PARK AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10169 FORMER COMPANY: FORMER CONFORMED NAME: Hunt Companies Finance Trust, Inc. DATE OF NAME CHANGE: 20180525 FORMER COMPANY: FORMER CONFORMED NAME: Five Oaks Investment Corp. DATE OF NAME CHANGE: 20120417 4 1 edgar.xml FORM 4 - X0306 4 2022-03-21 0 0001547546 Lument Finance Trust, Inc. LFT 0001727207 Hunt James Christopher C/O LUMENT FINANCE TRUST, INC. 230 PARK AVENUE, 20TH FLOOR NEW YORK NY 10169 1 0 0 0 common stock 2022-03-21 4 P 0 15000 2.7858 A 565000 D common stock 2022-03-22 4 P 0 10000 2.8763 A 575000 D /s/ Michele Halickman attorney-in-fact 2022-03-22 EX-24 2 ex24hunt.txt POWER OF ATTORNEY FOR SEC FILINGS ON FORMS ID, 3, 4, 5, 144, SCHEDULES 13D and 13G IN RESPECT OF SECURITIES OF HUNT COMPANIES FINANCE TRUST, INC. The undersigned hereby constitutes and appoints Michele Halickman as his true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution for him in his name and stead in any and all capacities, to sign and file for and on his behalf, in respect of any acquisition, disposition or other change in ownership of any Common Stock or derivative securities thereof of Hunt Companies Finance Trust, Inc. (the "Company"), the following: (i) any Form ID to be filed with the Securities and Exchange Commission (the "SEC"); (ii) any Initial Statement of Beneficial Ownership of Securities on Form 3 to be filed with the SEC; (iii) any Statement of Changes of Beneficial Ownership of Securities on Form 4 to be filed with the SEC; (iv) any Annual Statement of Beneficial Ownership of Securities on Form 5 to be filed with the SEC; (v) any Notice of Proposed Sale of Securities on Form 144 to be filed with the SEC (vi) and any other forms or reports the undersigned may be required to file in connection with the undersigned's ownership, acquisition or disposition of securities of the Company, including Schedules 13G and 13D; and (vii) any and all agreements, certificates, receipts, or other documents in connection therewith. The undersigned hereby gives full power and authority to the attorney-in-fact to seek and obtain as the undersigned's representative and on the undersigned's behalf, information on transactions in the Company's securities from any third party, including brokers, employee benefit plan administrators and trustees, and the undersigned hereby authorizes any such person to release such information to the undersigned and approves and ratifies any such release of information. The undersigned hereby grants unto such attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary in connection with such matters and hereby ratifies and confirms all that any such attorney-in-fact and agent or substitute may do or cause to be done by virtue hereof. The undersigned acknowledges that: (i) neither the Company nor such attorney-in-fact assumes (i) any liability for the undersigned's responsibility to comply with the requirement of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (ii) any liability of the undersigned for any failure to comply with such requirements or (iii) any obligation or liability of the undersigned for profit disgorgement under Section 16(b) of the Exchange Act; and (ii) this Power of Attorney does not relieve the undersigned from responsibility for compliance with the undersigned's obligations under the Exchange Act, including without limitation the reporting requirements under Section 16 of the Exchange Act. This Power of Attorney shall remain in full force and effect until revoked by the undersigned in a signed writing delivered to such attorney-in-fact. IN WITNESS WHEREOF, the undersigned has executed this Power of Attorney. Date: March 17, 2020 /s/ James C. Hunt _________________ James C. Hunt - 1 -