0001193125-20-163384.txt : 20200608 0001193125-20-163384.hdr.sgml : 20200608 20200608152958 ACCESSION NUMBER: 0001193125-20-163384 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200608 DATE AS OF CHANGE: 20200608 EFFECTIVENESS DATE: 20200608 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ClearBridge MLP & Midstream Total Return Fund Inc. CENTRAL INDEX KEY: 0001547341 IRS NUMBER: 454960969 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-22693 FILM NUMBER: 20949049 BUSINESS ADDRESS: STREET 1: 620 EIGHTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 800-805-6035 MAIL ADDRESS: STREET 1: 620 EIGHTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: ClearBridge Energy MLP Total Return Fund Inc. DATE OF NAME CHANGE: 20120412 DEFA14A 1 d936623ddefa14a.htm CLEARBRIDGE MLP AND MIDSTREAM TOTAL RETURN FUND INC. ClearBridge MLP and Midstream Total Return Fund Inc.

 

 

SCHEDULE 14A

(Rule 14a-101)

 

 

INFORMATION REQUIRED IN PROXY STATEMENT

SCHEDULE 14A INFORMATION

Proxy Statement Pursuant to Section 14(a) of the

Securities Exchange Act of 1934

(Amendment No.    )

 

 

Filed by the Registrant  ☒                            Filed by a Party other than the Registrant  ☐

Check the appropriate box:

 

☐    Preliminary Proxy Statement
☐    Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
☐    Definitive Proxy Statement
☒    Definitive Additional Materials
☐    Soliciting Material Pursuant to Section 240.14a-11(c) or Section 240.14a-12

CLEARBRIDGE MLP AND MIDSTREAM TOTAL RETURN FUND INC.

(Name of Registrant as Specified in Its Charter)

Payment of Filing Fee (Check the appropriate box):

☒   No fee required.
☐   Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.
  (1)  

Title of each class of securities to which transaction applies:

 

     

  (2)  

Aggregate number of securities to which transaction applies:

 

     

  (3)  

Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):

 

     

  (4)  

Proposed maximum aggregate value of transaction:

 

     

  (5)  

Total fee paid:

 

     

☐   Fee paid previously with preliminary materials.
☐   Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by the registration statement number, or the Form or Schedule and the date of its filing.
  (1)  

Amount Previously Paid:

 

     

  (2)  

Form, Schedule or Registration Statement No.:

 

     

  (3)  

Filing Party:

 

     

  (4)  

Date Filed:

 

     

 

 

 

SHAREHOLDERS IN LEGG MASON-SPONSORED FUNDS

SHAREHOLDER MEETING POSTPONED/ADJOURNED

 

          

URGENT PROXY VOTING REQUEST  

 

           

YOUR VOTE MATTERS!!

Please take a few minutes to vote, today

VOTING NOW CAN ELIMINATE

ADDITIONAL MAILINGS AND PHONE CALLS

Dear Shareholder:

Your shareholder meeting originally scheduled for June 5, 2020 has been postponed or adjourned, as applicable, allowing shareholders more time to submit their voting instructions. The meeting will reconvene on July 6, 2020.

We need your vote!

For fund operations to continue uninterrupted, shareholders are asked to vote to approve the new agreements. They will be identical to the current agreements, except for the dates of execution, effectiveness and termination.

This letter was sent because you held shares in the fund(s) on the record date and we have not received your vote.

YOUR FUND BOARD(S) UNANIMOUSLY RECOMMENDS THAT YOU VOTE “FOR” THE PROPOSALS

Your vote counts. Please exercise your shareholder rights and vote today.

Please vote using one of these options:

 

  1.

VOTE ONLINE

Log on to www.proxyvote.com or scan the QR code shown on your vote instruction card. Please have your vote instruction card in hand to access your control number (located in the box) and follow the on-screen instructions.

 

  2.

VOTE BY TOUCH-TONE TELEPHONE

Call the toll-free number listed on your vote instruction card. Please have your vote instruction card in hand to access your control number (located in the box) and follow the recorded instructions.

 

  3.

VOTE BY MAIL

Complete, sign and date the vote instruction card and then return it in the enclosed postage paid envelope.

Please read the proxy materials carefully. If you have questions regarding the proposals, or need assistance with voting, please call Computershare Fund Services, the funds’ proxy solicitor, toll free at 1-866-859-8682.

Thank you for your prompt attention to this matter. If you have already voted, we appreciate your participation.

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