0000950142-21-002877.txt : 20210910 0000950142-21-002877.hdr.sgml : 20210910 20210910180618 ACCESSION NUMBER: 0000950142-21-002877 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210908 FILED AS OF DATE: 20210910 DATE AS OF CHANGE: 20210910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roark Capital Partners III LP CENTRAL INDEX KEY: 0001547125 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39898 FILM NUMBER: 211248068 BUSINESS ADDRESS: STREET 1: 1180 PEACHTREE STREET NE STREET 2: SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-591-5200 MAIL ADDRESS: STREET 1: 1180 PEACHTREE STREET NE STREET 2: SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roark Capital GenPar III LLC CENTRAL INDEX KEY: 0001840288 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39898 FILM NUMBER: 211248067 BUSINESS ADDRESS: STREET 1: C/O ROARK CAPITAL MANAGEMENT, LLC STREET 2: 1180 PEACHTREE STREET, SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-591-5200 MAIL ADDRESS: STREET 1: C/O ROARK CAPITAL MANAGEMENT, LLC STREET 2: 1180 PEACHTREE STREET, SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RC Driven Holdco LLC CENTRAL INDEX KEY: 0001840427 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39898 FILM NUMBER: 211248069 BUSINESS ADDRESS: STREET 1: C/O ROARK CAPITAL MANAGEMENT, LLC STREET 2: 1180 PEACHTREE STREET, SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-591-5200 MAIL ADDRESS: STREET 1: C/O ROARK CAPITAL MANAGEMENT, LLC STREET 2: 1180 PEACHTREE STREET, SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Driven Equity LLC CENTRAL INDEX KEY: 0001840422 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39898 FILM NUMBER: 211248070 BUSINESS ADDRESS: STREET 1: C/O ROARK CAPITAL MANAGEMENT, LLC STREET 2: 1180 PEACHTREE STREET, SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-591-5200 MAIL ADDRESS: STREET 1: C/O ROARK CAPITAL MANAGEMENT, LLC STREET 2: 1180 PEACHTREE STREET, SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Driven Brands Holdings Inc. CENTRAL INDEX KEY: 0001804745 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AUTOMOTIVE REPAIR, SERVICES & PARKING [7500] IRS NUMBER: 473595252 STATE OF INCORPORATION: DE FISCAL YEAR END: 1226 BUSINESS ADDRESS: STREET 1: 440 S. CHURCH STREET STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-377-8855 MAIL ADDRESS: STREET 1: 440 S. CHURCH STREET STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: RC Driven Holdings LLC DATE OF NAME CHANGE: 20200226 4 1 es210182807_4-dreq.xml OWNERSHIP DOCUMENT X0306 4 2021-09-08 0 0001804745 Driven Brands Holdings Inc. DRVN 0001840422 Driven Equity LLC C/O ROARK CAPITAL MANAGEMENT, LLC 1180 PEACHTREE STREET, SUITE 2500 ATLANTA GA 30309 0 0 1 1 See Remarks. 0001840427 RC Driven Holdco LLC C/O ROARK CAPITAL MANAGEMENT, LLC 1180 PEACHTREE STREET, SUITE 2500 ATLANTA GA 30309 0 0 1 1 See Remarks. 0001547125 Roark Capital Partners III LP C/O ROARK CAPITAL MANAGEMENT, LLC 1180 PEACHTREE STREET, SUITE 2500 ATLANTA GA 30309 0 0 1 1 See Remarks. 0001840288 Roark Capital GenPar III LLC C/O ROARK CAPITAL MANAGEMENT, LLC 1180 PEACHTREE STREET, SUITE 2500 ATLANTA GA 30309 0 0 1 1 See Remarks. Common Stock, par value $0.01 per share 2021-09-08 4 S 0 597181 29.50 D 73575368 I See footnote Consists of shares held directly by Driven Equity LLC. Driven Equity LLC is controlled by RC Driven Holdco LLC. RC Driven Holdco LLC is controlled by Roark Capital Partners III LP, which is in turn controlled by its general partner, Roark Capital GenPar III LLC. Roark Capital GenPar III LLC is controlled by its managing member, Neal K. Aronson. (Continued in FN2) (Continued from FN1) Each of RC Driven Holdco LLC, Roark Capital Partners III LP, Roark Capital GenPar III LLC and Mr. Aronson may be deemed to have voting and dispositive power with respect to the common stock directly owned by Driven Equity LLC and therefore be deemed to be the beneficial owner of the common stock held by Driven Equity LLC, but each disclaims beneficial ownership of such common stock except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. These shares were sold by Driven Equity LLC pursuant to the underwriters' exercise in part of the option granted to the underwriters in connection with the recently closed public offering of common stock by Driven Equity LLC and RC IV Cayman ICW Holdings LLC. The reporting persons are members of a 10% group with (i) Neal K Aronson and (ii) RC IV Cayman ICW Holdings LLC, RC IV Cayman Equity ICW LLC, Roark Capital Partners IV Cayman AIV LP, Roark Capital GenPar IV Cayman AIV LP and Roark Capital GenPar IV Cayman AIV Ltd (the "RC IV Entities"). None of the shares of common stock held by Mr. Aronson and the RC IV Entities are reflected in this report. See signatures attached as Exhibit 99.1 2021-09-10 EX-99.1 2 es210182807_ex9901.htm EXHIBIT 99.1

EXHIBIT 99.1

This statement on Form 4 is filed by: (i) Driven Equity LLC, (ii) RC Driven Holdco LLC, (iii) Roark Capital Partners III LP and (iv) Roark Capital GenPar III LLC

Name of Designated Filer: Driven Equity LLC

Date of Event Requiring Statement: September 8, 2021

Issuer Name and Ticker or Trading Symbol: Driven Brands Holdings Inc. [DRVN]

	DRIVEN EQUITY LLC

	By:	/s/ Stephen D. Aronson
		Name: Stephen D. Aronson Title: General Counsel and Secretary
	RC Driven holdco llc

	By:	/s/ Stephen D. Aronson
		Name: Stephen D. Aronson Title: General Counsel and Secretary
	Roark Capital partners iii lp

	By:	/s/ Stephen D. Aronson
		Name: Stephen D. Aronson Title: Vice President, General Counsel and Secretary

	roark capital genpar iii LLC

	By:	/s/ Stephen D. Aronson
		Name: Stephen D. Aronson Title: General Counsel and Secretary