0001104659-20-002669.txt : 20200109 0001104659-20-002669.hdr.sgml : 20200109 20200109160438 ACCESSION NUMBER: 0001104659-20-002669 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191101 FILED AS OF DATE: 20200109 DATE AS OF CHANGE: 20200109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hartford Funds Management Co LLC CENTRAL INDEX KEY: 0001546587 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-23457 FILM NUMBER: 20518214 BUSINESS ADDRESS: STREET 1: 690 LEE ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 610-386-7374 MAIL ADDRESS: STREET 1: 690 LEE ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER NAME: FORMER CONFORMED NAME: Hartford Investment Advisory Company, LLC DATE OF NAME CHANGE: 20120405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hartford Schroders Opportunistic Income Fund CENTRAL INDEX KEY: 0001768966 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 690 LEE ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 610-386-1844 MAIL ADDRESS: STREET 1: 690 LEE ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: Hartford Schroders Securitized Opportunities Fund DATE OF NAME CHANGE: 20190225 3/A 1 tm201726-1_3a.xml OWNERSHIP DOCUMENT X0206 3/A 2019-11-01 2019-11-04 0 0001768966 Hartford Schroders Opportunistic Income Fund HSQIX 0001546587 Hartford Funds Management Co LLC C/O HARTFORD FUNDS 690 LEE ROAD WAYNE PA 19087 0 0 1 1 See Explanation of Responses Hartford Schroders Opportunistic Income Fund - A Shares 250000 D Hartford Schroders Opportunistic Income Fund - I Shares 250000 D Hartford Schroders Opportunistic Income Fund - SDR Shares 4000 D The Reporting Person, Harford Funds Management Company, LLC is the investment adviser of the Issuer and has invested the Fund's initial seed capital. Thomas R. Phillips is an authorized signer of the Reporting Person. /s/ Thomas R. Phillips 2020-01-09