0001104659-20-002669.txt : 20200109
0001104659-20-002669.hdr.sgml : 20200109
20200109160438
ACCESSION NUMBER: 0001104659-20-002669
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191101
FILED AS OF DATE: 20200109
DATE AS OF CHANGE: 20200109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hartford Funds Management Co LLC
CENTRAL INDEX KEY: 0001546587
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23457
FILM NUMBER: 20518214
BUSINESS ADDRESS:
STREET 1: 690 LEE ROAD
CITY: WAYNE
STATE: PA
ZIP: 19087
BUSINESS PHONE: 610-386-7374
MAIL ADDRESS:
STREET 1: 690 LEE ROAD
CITY: WAYNE
STATE: PA
ZIP: 19087
FORMER NAME:
FORMER CONFORMED NAME: Hartford Investment Advisory Company, LLC
DATE OF NAME CHANGE: 20120405
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hartford Schroders Opportunistic Income Fund
CENTRAL INDEX KEY: 0001768966
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 690 LEE ROAD
CITY: WAYNE
STATE: PA
ZIP: 19087
BUSINESS PHONE: 610-386-1844
MAIL ADDRESS:
STREET 1: 690 LEE ROAD
CITY: WAYNE
STATE: PA
ZIP: 19087
FORMER COMPANY:
FORMER CONFORMED NAME: Hartford Schroders Securitized Opportunities Fund
DATE OF NAME CHANGE: 20190225
3/A
1
tm201726-1_3a.xml
OWNERSHIP DOCUMENT
X0206
3/A
2019-11-01
2019-11-04
0
0001768966
Hartford Schroders Opportunistic Income Fund
HSQIX
0001546587
Hartford Funds Management Co LLC
C/O HARTFORD FUNDS
690 LEE ROAD
WAYNE
PA
19087
0
0
1
1
See Explanation of Responses
Hartford Schroders Opportunistic Income Fund - A Shares
250000
D
Hartford Schroders Opportunistic Income Fund - I Shares
250000
D
Hartford Schroders Opportunistic Income Fund - SDR Shares
4000
D
The Reporting Person, Harford Funds Management Company, LLC is the investment adviser of the Issuer and has invested the Fund's initial seed capital. Thomas R. Phillips is an authorized signer of the Reporting Person.
/s/ Thomas R. Phillips
2020-01-09