0001566114-14-000043.txt : 20140623 0001566114-14-000043.hdr.sgml : 20140623 20140604160035 ACCESSION NUMBER: 0001566114-14-000043 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140604 DATE AS OF CHANGE: 20140604 EFFECTIVENESS DATE: 20140604 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAIS ESG CROSS BORDER EQUITY FUND LLC CENTRAL INDEX KEY: 0001546544 IRS NUMBER: 454745678 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-176540 FILM NUMBER: 14890823 BUSINESS ADDRESS: STREET 1: CAPITAL INTEGRATION SYSTEMS LLC STREET 2: 598 MADISON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-300-9350 MAIL ADDRESS: STREET 1: CAPITAL INTEGRATION SYSTEMS LLC STREET 2: 598 MADISON AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: CAIS ESG CROSS BOARDER EQUITY FUND LLC DATE OF NAME CHANGE: 20120404 D/A 1 primary_doc.xml X0707 D/A LIVE 0001546544 CAIS ESG CROSS BORDER EQUITY FUND LLC CAPITAL INTEGRATION SYSTEMS LLC 598 MADISON AVENUE, 11TH FLOOR NEW YORK NY NEW YORK 10022 212-300-9350 DELAWARE CAIS ESG CROSS BOARDER EQUITY FUND LLC Limited Liability Company true 2012 n/a CAPITAL INTEGRATION SYSTEMS LLC 598 MADISON AVENUE 11TH FLOOR NEW YORK NY NEW YORK 10022 Promoter MANAGING MEMBER MATTHEW C. BROWN CAPITAL INTEGRATION SYSTEMS LLC 598 MADISON AVENUE, 11TH FLOOR NEW YORK NY NEW YORK 10022 Executive Officer MANAGING PRINCIPAL RAFAY H. FAROOQUI CAPITAL INTEGRATION SYSTEMS LLC 598 MADISON AVENUE, 11TH FLOOR NEW YORK NY NEW YORK 10022 Executive Officer MANAGING PRINCIPAL Pooled Investment Fund Hedge Fund false Decline to Disclose 3C 3C.7 true 0001546544-13-000001 2012-04-01 true true false 100000 HIGHTOWER SECURITIES, LLC 116681 None None 525 W. MONROE STREET SUITE 2300 CHICAGO IL ILLINOIS 60661 All States false JEFFERIES & COMPANY, INC. 2347 None None 520 MADISON AVENUE 16TH FLOOR NEW YORK NY NEW YORK 10022 All States false USCA SECURITIES LLC 103789 None None 1330 POST OAK BOULEVARD SUITE 900 HOUSTON TX TEXAS 77056 All States false Indefinite 23498018 Indefinite false 76 0 0 0 false CAIS ESG CROSS BORDER EQUITY FUND LLC /s/Timothy B. Shannon Timothy B. Shannon COO Head of Business 2014-06-04