0001546184-16-000033.txt : 20160705 0001546184-16-000033.hdr.sgml : 20160705 20160705110639 ACCESSION NUMBER: 0001546184-16-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160705 DATE AS OF CHANGE: 20160705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIFC LLC CENTRAL INDEX KEY: 0001649709 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 364814372 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 250 PARK AVENUE, 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10177 BUSINESS PHONE: (212) 624-1200 MAIL ADDRESS: STREET 1: 250 PARK AVENUE, 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10177 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wriedt Oliver CENTRAL INDEX KEY: 0001546184 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37674 FILM NUMBER: 161749217 MAIL ADDRESS: STREET 1: CIFC CORP. STREET 2: 250 PARK AVENUE, 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10177 4 1 wf-form4_146773118615963.xml FORM 4 X0306 4 2016-06-30 0 0001649709 CIFC LLC CIFC 0001546184 Wriedt Oliver C/O CIFC LLC, 250 PARK AVENUE; 4TH FLOOR NEW YORK NY 10177 0 1 0 0 Co-President Common Shares 2016-06-30 4 M 0 6000 0 A 713614 D Common Shares 82676 I Held in Deutsche Bank Group International Pension Plan Restricted Share Units 2016-06-30 4 M 0 6000 0 D 2016-03-31 2016-03-31 Common Shares 6000.0 252000 D Restricted Share Units granted on June 13, 2014 were previously reported on Table II as derivative securities. The balance of that grant, 252,000 Restricted Share Units, is now included in Table I, Column 5. Each Restricted Share Unit represents a contingent right to receive one Common Share of the Issuer. The Restricted Share Units vest in five equal tranches and installments as follows: (i) 60,000 vest at a rate of 20% on December 31, 2014 and in 16 equal quarterly installments thereafter; (ii) 60,000 vest at a rate of 20% on December 31, 2015 and in 16 equal quarterly installments thereafter; (iii) 60,000 vest at a rate of 20% on December 31, 2016 and in 16 equal quarterly installments thereafter; (iv) 60,000 vest at a rate of 20% on December 31, 2017 and in 16 equal quarterly installments thereafter; and (v) 60,000 vest at a rate of 20% on December 31, 2018 and in 16 equal quarterly installments thereafter. The Restricted Share Units are subject to adjustment, acceleration and forfeit as more fully described in the Restricted Share Unit Award Agreement, dated June 13, 2014, between the Issuer and the Reporting Person. /s/ Oliver Wriedt 2016-07-05