EX-99.906 CERT 3 fp0011089_ex99906cert.htm CERTIFICATIONS REQUIRED BY RULE 30A-2(B)
 
EX-99.906CERT

CERTIFICATIONS

Nitin N. Kumbhani, Chief Executive Officer, and Mark J. Seger, Chief Financial Officer, of APEXcm Small/Mid Cap Growth Fund, a series of Ultimus Managers Trust (the “Registrant”), each certify to the best of his knowledge that:

1. The Registrant’s periodic report on Form N-CSR for the period ended May 31, 2014 (the “Form N-CSR”) fully complies with the requirements of section 13(a) or section 15(d) of the Securities Exchange Act of 1934, as amended; and

2. The information contained in the Form N-CSR fairly presents, in all material respects, the financial condition and results of operations of the Registrant.

CHIEF EXECUTIVE OFFICER
 
CHIEF FINANCIAL OFFICER
 
 
 
Ultimus Managers Trust
 
Ultimus Managers Trust
 
 
 
/s/ Nitin N. Kumbhani
 
/s/ Mark J. Seger
Nitin N. Kumbhani, Principal Executive
 
Mark J. Seger, Treasurer
Officer of APEXcm Small/Mid Cap
 
 
Growth Fund
 
 
 
 
 
Date:  August 1, 2014
 
Date:  August 1, 2014

A signed original of this written statement required by Section 906, or other document authenticating, acknowledging or otherwise adopting the signature that appears in typed form within the electronic version of this written statement required by Section 906, has been provided to Ultimus Managers Trust  and will be retained by Ultimus Managers Trust and furnished to the Securities and Exchange Commission or its staff upon request.

This certification is being furnished to the Securities and Exchange Commission solely pursuant to 18 U.S.C. 1350 and is not being filed as part of the Form N-CSR filed with the Commission.


CERTIFICATIONS

William S. Sloneker, Chief Executive Officer, and Mark J. Seger, Chief Financial Officer, of the Cincinnati Asset Management Funds: Broad Market Strategic Income Fund, a series of Ultimus Managers Trust (the “Registrant”), each certify to the best of his knowledge that:

1. The Registrant’s periodic report on Form N-CSR for the period ended May 31, 2014 (the “Form N-CSR”) fully complies with the requirements of section 13(a) or section 15(d) of the Securities Exchange Act of 1934, as amended; and

2. The information contained in the Form N-CSR fairly presents, in all material respects, the financial condition and results of operations of the Registrant.

CHIEF EXECUTIVE OFFICER
 
CHIEF FINANCIAL OFFICER
 
 
 
Ultimus Managers Trust
 
Ultimus Managers Trust
 
 
 
/s/ William S. Sloneker
 
/s/ Mark J. Seger
William S. Sloneker, Principal Executive
 
Mark J. Seger, Treasurer
Officer of the Cincinnati Asset Management
 
 
Funds: Broad Market Strategic Income Fund
 
 
 
 
 
Date:  August 1, 2014
 
Date:  August 1, 2014

A signed original of this written statement required by Section 906, or other document authenticating, acknowledging or otherwise adopting the signature that appears in typed form within the electronic version of this written statement required by Section 906, has been provided to Ultimus Managers Trust  and will be retained by Ultimus Managers Trust and furnished to the Securities and Exchange Commission or its staff upon request.

This certification is being furnished to the Securities and Exchange Commission solely pursuant to 18 U.S.C. 1350 and is not being filed as part of the Form N-CSR filed with the Commission.


CERTIFICATIONS

Nicholas Chermayeff, Chief Executive Officer, and Mark J. Seger, Chief Financial Officer, of Barrow All-Cap Core Fund and Barrow All-Cap Long/Short Fund, each a series of Ultimus Managers Trust (the “Registrant”), each certify to the best of his knowledge that:

1. The Registrant’s periodic report on Form N-CSR for the period ended May 31, 2014 (the “Form N-CSR”) fully complies with the requirements of section 13(a) or section 15(d) of the Securities Exchange Act of 1934, as amended; and

2. The information contained in the Form N-CSR fairly presents, in all material respects, the financial condition and results of operations of the Registrant.

CHIEF EXECUTIVE OFFICER
 
CHIEF FINANCIAL OFFICER
 
 
 
Ultimus Managers Trust
 
Ultimus Managers Trust
 
 
 
/s/ Nicholas Chermayeff
 
/s/ Mark J. Seger
Nicholas Chermayeff, Principal
 
Mark J. Seger, Treasurer
Executive Officer of Barrow All-Cap
 
 
Core Fund and Barrow All-Cap Long/
 
 
Short Fund
 
 
 
 
 
Date:  August 1, 2014
 
Date:  August 1, 2014

A signed original of this written statement required by Section 906, or other document authenticating, acknowledging or otherwise adopting the signature that appears in typed form within the electronic version of this written statement required by Section 906, has been provided to Ultimus Managers Trust  and will be retained by Ultimus Managers Trust and furnished to the Securities and Exchange Commission or its staff upon request.

This certification is being furnished to the Securities and Exchange Commission solely pursuant to 18 U.S.C. 1350 and is not being filed as part of the Form N-CSR filed with the Commission.


CERTIFICATIONS

Andrew G. Dassori, Chief Executive Officer, and Mark J. Seger, Chief Financial Officer, of Wavelength Interest Rate Neutral Fund, a series of Ultimus Managers Trust (the “Registrant”), each certify to the best of his knowledge that:

1. The Registrant’s periodic report on Form N-CSR for the period ended May 31, 2014 (the “Form N-CSR”) fully complies with the requirements of section 13(a) or section 15(d) of the Securities Exchange Act of 1934, as amended; and

2. The information contained in the Form N-CSR fairly presents, in all material respects, the financial condition and results of operations of the Registrant.

CHIEF EXECUTIVE OFFICER
 
CHIEF FINANCIAL OFFICER
 
 
 
Ultimus Managers Trust
 
Ultimus Managers Trust
 
 
 
/s/ Andrew G. Dassori
 
/s/ Mark J. Seger
Andrew G. Dassori, Principal
 
Mark J. Seger, Treasurer
Executive Officer of Wavelength
 
 
Interest Rate Neutral Fund
 
 
 
 
 
Date:  August 1, 2014
 
Date:  August 1, 2014

A signed original of this written statement required by Section 906, or other document authenticating, acknowledging or otherwise adopting the signature that appears in typed form within the electronic version of this written statement required by Section 906, has been provided to Ultimus Managers Trust  and will be retained by Ultimus Managers Trust and furnished to the Securities and Exchange Commission or its staff upon request.

This certification is being furnished to the Securities and Exchange Commission solely pursuant to 18 U.S.C. 1350 and is not being filed as part of the Form N-CSR filed with the Commission.