0001111830-13-000345.txt : 20130517 0001111830-13-000345.hdr.sgml : 20130517 20130517144324 ACCESSION NUMBER: 0001111830-13-000345 CONFORMED SUBMISSION TYPE: AW PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130517 DATE AS OF CHANGE: 20130517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ultimus Managers Trust CENTRAL INDEX KEY: 0001545440 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: AW SEC ACT: SEC FILE NUMBER: 333-180308 FILM NUMBER: 13854605 BUSINESS ADDRESS: STREET 1: 225 PICTORIA DRIVE STREET 2: SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 BUSINESS PHONE: 513-587-3400 MAIL ADDRESS: STREET 1: 225 PICTORIA DRIVE STREET 2: SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 AW 1 barrow_aw-0513.htm ULTIMUS MANAGERS TRUST - AW barrow_aw-0513.htm
ULTIMUS MANAGERS TRUST
225 Pictoria Drive, Suite 450
Cincinnati, Ohio 45246
 
 
VIA EDGAR
 
 
May 17, 2013

 
U.S. Securities and Exchange Commission
100 F Street, N.E.
Washington, D.C. 20549

Re:       Ultimus Managers Trust (the “Trust”)
Request for Withdrawal of Post-Effective Amendment No. 7 to the Trust’s
Registration Statement (File Nos. 333-180308 and 811-22680)

Ladies and Gentlemen:

In accordance with Rule 477 of the Securities Act of 1933, as amended (the “Act”), on behalf of the Trust, I respectfully request the withdrawal of Post-Effective Amendment No. 7 to the Trust’s Registration Statement on Form N-1A (the “Amendment”).

The Amendment was filed electronically with the Securities and Exchange Commission on April 12, 2013 (Accession No. 0001111830-13-000281) in order to register two new series, the Barrow SQV Hedged All Cap Fund and the Barrow SQV Long All Cap Fund (the “Funds”). The Amendment is being withdrawn because the Trust intends to revise the registration statement for the Barrow SQV Long All Cap Fund, and will re-file for both Funds.  No securities were sold in connection with this offering.

Please issue an order with respect to this application for withdrawal as soon as possible.  In addition, please provide a copy of the order granting the request for withdrawal of the Amendment to Frank L. Newbauer, Secretary of the Trust, by facsimile at 513.587.3437.  If you have any questions, please do not hesitate to contact me at 513.587.3451.

Very truly yours,

/s/ Frank L. Newbauer

Frank L. Newbauer
Secretary of the Trust