0001628280-19-001774.txt : 20190222
0001628280-19-001774.hdr.sgml : 20190222
20190222170201
ACCESSION NUMBER: 0001628280-19-001774
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190219
FILED AS OF DATE: 20190222
DATE AS OF CHANGE: 20190222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Foster Jonathan P.
CENTRAL INDEX KEY: 0001545414
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38815
FILM NUMBER: 19626513
MAIL ADDRESS:
STREET 1: 2450 SOUTH SHORE BLVD.
STREET 2: SUITE 402
CITY: LEAGUE CITY
STATE: TX
ZIP: 77573
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Soliton, Inc.
CENTRAL INDEX KEY: 0001548187
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 364729076
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1225 NORTH LOOP WEST, STE. 725
CITY: HOUSTON
STATE: TX
ZIP: 77008
BUSINESS PHONE: 713-305-5041
MAIL ADDRESS:
STREET 1: 1225 NORTH LOOP WEST, STE. 725
CITY: HOUSTON
STATE: TX
ZIP: 77008
3
1
wf-form3_155087290618825.xml
FORM 3
X0206
3
2019-02-19
0
0001548187
Soliton, Inc.
SOLY
0001545414
Foster Jonathan P.
C/O SOLITON, INC. 5304 ASHBROOK DRIVE
HOUSTON
TX
77081
1
0
0
0
Option to purchase common stock (right to buy)
1.75
2028-06-19
Common Stock
30000.0
D
Warrant to purchase common stock (right to buy)
1.75
2018-10-19
2023-10-18
Common Stock
12500.0
D
The options set forth in this table vest in four equal annual installments beginning on the first anniversary of the issuance date, or June 19, 2018, subject to the grantee's continued service on the Company's Board of Directors on each vesting date.
/s/ Jonathan P. Foster
2019-02-19