0001140361-17-013249.txt : 20170324
0001140361-17-013249.hdr.sgml : 20170324
20170324161428
ACCESSION NUMBER: 0001140361-17-013249
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160707
FILED AS OF DATE: 20170324
DATE AS OF CHANGE: 20170324
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Seritage Growth Properties
CENTRAL INDEX KEY: 0001628063
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500]
IRS NUMBER: 383976287
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 489 FIFTH AVE, 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2123557800
MAIL ADDRESS:
STREET 1: 489 FIFTH AVE, 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: Seritage Growth Properties, Inc.
DATE OF NAME CHANGE: 20141215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schall Benjamin
CENTRAL INDEX KEY: 0001544531
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37420
FILM NUMBER: 17712914
MAIL ADDRESS:
STREET 1: 261 BROADWAY
STREET 2: NO.11B
CITY: NEW YORK
STATE: NY
ZIP: 10007
4
1
doc1.xml
FORM 4
X0306
4
2016-07-07
0
0001628063
Seritage Growth Properties
SRG
0001544531
Schall Benjamin
489 FIFTH AVENUE, 18TH FLOOR
NEW YORK
NY
10017
1
1
0
0
CEO, President
Class A Common Shares
2016-07-07
4
M
0
7184
A
212235
D
Restricted Share Units (time-based)
2016-07-07
4
M
0
7184
0
D
Class A Common Shares
7184
0
D
Represents vesting of 1/3 of a grant of 21,552 Restricted Share Units ("RSUs") under the Seritage Growth Properties 2015 Share Plan (the "Plan") granted on July 7, 2015 that vests in three equal installments beginning on July 7, 2016. When vested RSUs are converted into Class A Common Shares on a one-to-one basis.
Includes 171,145 unvested RSU and Restricted Shares, including (a) 33,807 unvested Restricted Shares, which will vest in two remaining tranches on July 7, 2017 and 2018 and which were previously reported on Table I on July 9, 2015; (b) 101,419 unvested Restricted Shares representing the target number of shares that will vest upon the achievement of applicable performance goals, which were granted under the Plan and previously reported on Table II on July 9, 2015, (c) 21,551 unvested Restricted Shares representing the target number of shares that will vest upon the achievement of applicable performance goals, which were granted under the Plan and previously reported on Table II on July 9, 2015, and (d) 14,368 unvested RSUs representing the remainder of the RSU award granted on July 7, 2015 and previously reported in Table II on July 9, 2015.
The Reporting Person has elected to report his ownership of these unvested RSUs and performance-based Restricted Shares in Table I of his Form 4 filings.
/s/ Benjamin Schall
2017-03-24