0001209191-23-042333.txt : 20230714 0001209191-23-042333.hdr.sgml : 20230714 20230714211540 ACCESSION NUMBER: 0001209191-23-042333 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230713 FILED AS OF DATE: 20230714 DATE AS OF CHANGE: 20230714 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rathinam Pradeep CENTRAL INDEX KEY: 0001974976 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40806 FILM NUMBER: 231090330 MAIL ADDRESS: STREET 1: C/O FRESHWORKS INC. STREET 2: 2950 S. DELAWARE ST., SUITE 201 CITY: SAN MATEO STATE: CA ZIP: 94403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Freshworks Inc. CENTRAL INDEX KEY: 0001544522 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 331218825 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2950 S. DELAWARE ST. STREET 2: SUITE 201 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (650) 513-0514 MAIL ADDRESS: STREET 1: 2950 S. DELAWARE ST. STREET 2: SUITE 201 CITY: SAN MATEO STATE: CA ZIP: 94403 FORMER COMPANY: FORMER CONFORMED NAME: FreshDesk Inc. DATE OF NAME CHANGE: 20120312 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-07-13 0 0001544522 Freshworks Inc. FRSH 0001974976 Rathinam Pradeep C/O FRESHWORKS INC. 2950 S DELAWARE STREET, SUITE 201 SAN MATEO CA 94403 0 1 0 0 Chief Revenue Officer 0 Class A Common Stock 2023-07-13 4 C 0 16996 0.00 A 834289 D Class A Common Stock 2023-07-13 4 F 0 16996 17.65 D 817293 D Restricted Stock Units 2023-07-13 4 M 0 15000 0.00 D 2030-05-14 Class B Common Stock 15000 15000 D Restricted Stock Units 2023-07-13 4 M 0 28190 0.00 D 2030-05-14 Class B Common Stock 28190 28190 D Class B Common Stock 2023-07-13 4 M 0 43190 0.00 A Class A Common Stock 43190 228755 D Class B Common Stock 2023-07-13 4 C 0 16996 0.00 D Class A Common Stock 16996 211759 D Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligation in connection with the settlement of Restricted Stock Units. Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock. The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. The Restricted Stock Units shall vest as follows: 1/4th of the shares subject to the restricted stock unit vest on the first anniversary of January 13, 2020, and the remaining shares will vest in equal installments every six months thereafter over 36 months, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. /s/ Pamela Sergeeff, Attorney-in-fact 2023-07-14