0001209191-21-063517.txt : 20211108
0001209191-21-063517.hdr.sgml : 20211108
20211108214228
ACCESSION NUMBER: 0001209191-21-063517
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211104
FILED AS OF DATE: 20211108
DATE AS OF CHANGE: 20211108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sloat Tyler
CENTRAL INDEX KEY: 0001735436
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40806
FILM NUMBER: 211389654
MAIL ADDRESS:
STREET 1: C/O FRESHWORKS INC
STREET 2: 2950 S DELAWARE STREET, SUITE 201
CITY: SAN MATEO
STATE: CA
ZIP: 94403
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Freshworks Inc.
CENTRAL INDEX KEY: 0001544522
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 331218825
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2950 S. DELAWARE ST.
STREET 2: SUITE 201
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: (650) 513-0514
MAIL ADDRESS:
STREET 1: 2950 S. DELAWARE ST.
STREET 2: SUITE 201
CITY: SAN MATEO
STATE: CA
ZIP: 94403
FORMER COMPANY:
FORMER CONFORMED NAME: FreshDesk Inc.
DATE OF NAME CHANGE: 20120312
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-11-04
0
0001544522
Freshworks Inc.
FRSH
0001735436
Sloat Tyler
C/O FRESHWORKS INC.
2950 S DELAWARE STREET, SUITE 201
SAN MATEO
CA
94403
0
1
0
0
Chief Financial Officer
Class A Common Stock
2021-11-05
4
C
0
266028
0.00
A
266028
D
Class A Common Stock
2021-11-05
4
S
0
266028
38.95
D
0
D
Restricted Stock Units
2021-11-04
4
M
0
450000
0.00
D
2030-05-14
Class B Common Stock
450000
1800000
D
Class B Common Stock
2021-11-04
4
M
0
450000
0.00
A
Class A Common Stock
450000
450000
D
Class B Common Stock
2021-11-05
4
C
0
266028
0.00
D
Class A Common Stock
266028
183972
D
Represents the number of shares sold by the Reporting Person to satisfy the tax withholding obligation in connection with the vesting of Restricted Stock Units previously reported on a Form 3 filed on September 21, 2021, and does not represent a discretionary sale by the Reporting Person.
The reported price in Column 4 is the price applied to the Reporting Person's account by the broker and represents a weighted average sale price for a block sale.
Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.
The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit award granted to the Reporting Person. The Restricted Stock Units shall vest as follows: 1/4th of the shares subject to the restricted stock unit vest on the first anniversary of April 13, 2020, and the remaining shares will vest in equal monthly installments thereafter over 36 months, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.
Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.
The shares of Class B common stock being issued represent vested Restricted Stock Units that are settled in connection with a partial early release from certain lock-up provisions. The remaining vested Restricted Stock Units will not be settled until the remaining lock-up provisions expire.
/s/ Pamela Sergeeff, Attorney-in-fact
2021-11-08