0001213900-21-045737.txt : 20210830
0001213900-21-045737.hdr.sgml : 20210830
20210830211408
ACCESSION NUMBER: 0001213900-21-045737
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210815
FILED AS OF DATE: 20210830
DATE AS OF CHANGE: 20210830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AB Value Management LLC
CENTRAL INDEX KEY: 0001544509
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36865
FILM NUMBER: 211225255
BUSINESS ADDRESS:
STREET 1: 208 LENOX AVE
STREET 2: #409
CITY: WESTFIELD
STATE: NJ
ZIP: 07090
BUSINESS PHONE: 7327017008
MAIL ADDRESS:
STREET 1: 208 LENOX AVE
STREET 2: #409
CITY: WESTFIELD
STATE: NJ
ZIP: 07090
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rocky Mountain Chocolate Factory, Inc.
CENTRAL INDEX KEY: 0001616262
STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060]
IRS NUMBER: 471535633
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0228
BUSINESS ADDRESS:
STREET 1: 265 TURNER DRIVE
CITY: DURANGO
STATE: CO
ZIP: 80202
BUSINESS PHONE: (970) 259-0554
MAIL ADDRESS:
STREET 1: 265 TURNER DRIVE
CITY: DURANGO
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: Rocky Mountain Brands, Inc.
DATE OF NAME CHANGE: 20140808
3
1
ownership.xml
X0206
3
2021-08-15
0
0001616262
Rocky Mountain Chocolate Factory, Inc.
RMCF
0001544509
AB Value Management LLC
208 LENOX AVE., #409
WESTFIELD
NJ
07090
0
0
0
1
See Explanation of Responses
Common Stock
460189
I
See Footnote
AB Value Management LLC is a member of a "group" with AB Value Partners, LP, Bradley Radoff, Andrew Berger, Mary Kennedy Thompson, Mark Riegel, Sandra Elizabeth Taylor and Rhonda J. Parish for purposes of Section 13(d) of the Exchange Act that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock.
224,855 of the shares reported herein are owned directly by AB Value Partners, LP, a limited partnership of which AB Value Management LLC is the general partner. 235,334 of the shares reported herein are owned directly by a managed account (the "Managed Account"), of which AB Value Management LLC is the manager. AB Value Management LLC may be deemed to beneficially own the shares owned directly by AB Value Partners, LP and the Managed Account by virtue of its relationship with AB Value Partners, LP and the Managed Account.
/s/ Andrew Berger, Manager of AB Value Management LLC
2021-08-30