0001213900-21-045737.txt : 20210830 0001213900-21-045737.hdr.sgml : 20210830 20210830211408 ACCESSION NUMBER: 0001213900-21-045737 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210815 FILED AS OF DATE: 20210830 DATE AS OF CHANGE: 20210830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AB Value Management LLC CENTRAL INDEX KEY: 0001544509 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36865 FILM NUMBER: 211225255 BUSINESS ADDRESS: STREET 1: 208 LENOX AVE STREET 2: #409 CITY: WESTFIELD STATE: NJ ZIP: 07090 BUSINESS PHONE: 7327017008 MAIL ADDRESS: STREET 1: 208 LENOX AVE STREET 2: #409 CITY: WESTFIELD STATE: NJ ZIP: 07090 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocky Mountain Chocolate Factory, Inc. CENTRAL INDEX KEY: 0001616262 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] IRS NUMBER: 471535633 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 80202 BUSINESS PHONE: (970) 259-0554 MAIL ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Rocky Mountain Brands, Inc. DATE OF NAME CHANGE: 20140808 3 1 ownership.xml X0206 3 2021-08-15 0 0001616262 Rocky Mountain Chocolate Factory, Inc. RMCF 0001544509 AB Value Management LLC 208 LENOX AVE., #409 WESTFIELD NJ 07090 0 0 0 1 See Explanation of Responses Common Stock 460189 I See Footnote AB Value Management LLC is a member of a "group" with AB Value Partners, LP, Bradley Radoff, Andrew Berger, Mary Kennedy Thompson, Mark Riegel, Sandra Elizabeth Taylor and Rhonda J. Parish for purposes of Section 13(d) of the Exchange Act that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. 224,855 of the shares reported herein are owned directly by AB Value Partners, LP, a limited partnership of which AB Value Management LLC is the general partner. 235,334 of the shares reported herein are owned directly by a managed account (the "Managed Account"), of which AB Value Management LLC is the manager. AB Value Management LLC may be deemed to beneficially own the shares owned directly by AB Value Partners, LP and the Managed Account by virtue of its relationship with AB Value Partners, LP and the Managed Account. /s/ Andrew Berger, Manager of AB Value Management LLC 2021-08-30