|
Broker Dealers Record:
1 |
a. Full name | Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | O7YCEUWQXFIO1CHULC69 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Morgan Stanley Capital Services LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | I7331LVCZKQKX5T7XV54 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Bank of Tokyo-Mitsubishi UFJ Trust Company |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Morgan Stanley Wealth Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300VR74G9RZHCCE31 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Morgan Stanley India Company Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | OYO6KC46QF54MHNL5D43 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Morgan Stanley MUFG Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OB5SQ53A8BTO30 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | RMB Morgan Stanley Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 54930026T33G80GFU737 |
e. State, if applicable | |
f. Foreign country, if applicable |
SOUTH AFRICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Tradeweb Markets LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493000G5QHJUY9ZWQ91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | PT Morgan Stanley Sekuritas Indonesia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300JVGZMY503T1I56 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDONESIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Morgan Stanley Asia (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S7TFLKD0ZWWBHLSCAD37 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Prime Dealer Services Corp. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300U1ZGT51W4F9866 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Morgan Stanley Taiwan Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300UX7BN34UFIPA91 |
e. State, if applicable | |
f. Foreign country, if applicable |
TAIWAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Morgan Stanley Canada Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 54930065FO7CXEUTGL76 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | BTMU Capital Corporation |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300RQE3JAY9P6W002 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | OOO Morgan Stanley Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KXR3XGBYJIDK7XYBRF48 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Morgan Stanley Australia Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6NYZXKE9GUP7XNI56S88 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Morgan Stanley Distribution, Inc. |
b. SEC file number | N/A |
c. CRD number | 000030344 |
d. LEI, if any | 54930020DF0S7EF78K71 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | MorganStanley Menkul Degerler Anonim Sirketi |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300VJZV93UIORC566 |
e. State, if applicable | |
f. Foreign country, if applicable |
TURKEY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Morgan Stanley Gateway Securities JSC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493007LT7NGWGYW4E84 |
e. State, if applicable | |
f. Foreign country, if applicable |
VIET NAM
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | 008-67376 |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Morgan Stanley Saudi Arabia Company |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300JYPS6Z0I1BVB86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Mitsubishi UFJ Trust and Banking Corporation |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JBONEPAGQXF4QP29B387 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | TMC Bonds L.L.C. |
b. SEC file number | 8-52951 |
c. CRD number | 000104507 |
d. LEI, if any | 254900IU6VEB33AMKU93 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | MUFG Securities Asia (Singapore) Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 213800L9NL7KKFRKQL84 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Morgan Stanley & Co. International PLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4PQUHN3JPFGFNF3BB653 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Morgan Stanley, S.V., S.A. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GSKN0B8BOS5L68 |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Tokyo Credit Services, Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Morgan Stanley Hong Kong Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300SY0QG9QQ09KW20 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Kabu.com Securities Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MB56QSRJ3E5ZE1TK5Y54 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | UnionBanCal Corporation |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | UnionBanc Investment Services LLC |
b. SEC file number | 8-30706 |
c. CRD number | 000014455 |
d. LEI, if any | 254900Y9HI2TG6D79N41 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Morgan Stanley Mexico, Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FHYNAGT8UJJJOGL0BI58 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | MUFG Securities EMEA PLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | U7M81AY481YLIOR75625 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | MUFG Securities Americas Inc. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. LEI, if any | K5HU16E3LMSVCCJJJ255 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Morgan Stanley Corretora de Titulos e Valores Mobiliarios S.A. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HN65QO5XTFJICDM5V937 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | MUFG Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 2138005ZEOWWBQI5ZU43 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Mufg Americas Capital Leasing & Finance, LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001ONN58FA71VU35 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Morgan Stanley Asia International Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OX8NDYIQ4DB571 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Morgan Stanley Asia (Singapore) Securities Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300JN2HN4WBKARP61 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |