0001752724-20-048571.txt : 20200312
0001752724-20-048571.hdr.sgml : 20200312
20200312114811
ACCESSION NUMBER: 0001752724-20-048571
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200312
DATE AS OF CHANGE: 20200312
EFFECTIVENESS DATE: 20200312
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AIP Macro Registered Fund A
CENTRAL INDEX KEY: 0001544317
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22682
FILM NUMBER: 20707703
BUSINESS ADDRESS:
STREET 1: 100 FRONT STREET
STREET 2: SUITE 400
CITY: WEST CONSHOHOCKEN
STATE: PA
ZIP: 19428-2881
BUSINESS PHONE: (610) 260-7600
MAIL ADDRESS:
STREET 1: 100 FRONT STREET
STREET 2: SUITE 400
CITY: WEST CONSHOHOCKEN
STATE: PA
ZIP: 19428-2881
N-CEN
1
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Nancy C. Everett
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Joseph J. Kearns
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Patricia Maleski
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Frank L. Bowman
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Jakki L. Haussler
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W. Allen Reed
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Michael E. Nugent
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Michael F. Klein
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Kathleen A. Dennis
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Timothy J. Knierim
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522 Fifth Avenue
New York
10036
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Morgan Stanley Distribution, Inc.
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54930020DF0S7EF78K71
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Ernst & Young LLP
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AIP Macro Registered Fund A
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Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 23c-1 (17 CFR 270.23c-1)
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Morgan Stanley AIP GP LP
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BIDS Trading L.P.
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Prime Dealer Services Corp.
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UnionBanc Investment Services LLC
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Morgan Stanley Canada Limited
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MUFG Securities EMEA PLC
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Morgan Stanley India Company Private Limited
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MUFG Securities Americas Inc.
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Morgan Stanley Smith Barney LLC
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Tradeweb Markets LLC
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Tokyo Credit Services, Ltd.
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Mitsubishi UFJ Securities Holdings Co., Ltd.
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Morgan Stanley Corretora de Titulos e Valores Mobiliarios S.A.
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Morgan Stanley Asia (Singapore) Securities Pte Ltd
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549300JN2HN4WBKARP61
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Mufg Americas Leasing & Finance, Inc.
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Equilend LLC
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Morgan Stanley & Co. LLC
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Mufg Americas Capital Leasing & Finance, LLC
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Morgan Stanley MUFG Securities Co., Ltd.
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549300OB5SQ53A8BTO30
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OOO Morgan Stanley Bank
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KXR3XGBYJIDK7XYBRF48
RU
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PT Morgan Stanley Sekuritas Indonesia
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549300JVGZMY503T1I56
ID
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Morgan Stanley Taiwan Limited
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549300UX7BN34UFIPA91
TW
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Morgan Stanley Saudi Arabia Company
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549300JYPS6Z0I1BVB86
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MorganStanley Menkul Degerler Anonim Sirketi
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MUFG Securities Asia Limited
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Morgan Stanley, S.V., S.A.
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Morgan Stanley Mexico, Casa de Bolsa, S.A. de C.V.
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Morgan Stanley & Co. International PLC
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MUFG Americas Holdings Corporation
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5493004K1ECE43Q0BX47
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Morgan Stanley Wealth Management Australia Pty Ltd
N/A
000000000
549300VR74G9RZHCCE31
AU
0.00000000
MUFG Securities Asia (Singapore) Limited
N/A
000000000
213800L9NL7KKFRKQL84
SG
0.00000000
RMB Morgan Stanley Pty Ltd
N/A
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54930026T33G80GFU737
ZA
0.00000000
Morgan Stanley Bank Asia Limited
N/A
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549300OX8NDYIQ4DB571
HK
0.00000000
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
N/A
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Morgan Stanley Capital Services LLC
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Morgan Stanley Australia Securities Limited
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AU Kabucom Securities Co., Ltd.
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Morgan Stanley Hong Kong Securities Limited
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MUFG Bank, Ltd.
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Edgestream Nias Fund, Ltd.
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Western Asset Macro Opportunities Direct Feeder Fund (Offshore), Ltd.
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Autonomy Global Macro Fund L.P.
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State Street Institutional Investment Trust - State Street Institutional Liquid Reserves Fund
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Rokos Global Macro Fund Limited
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Two Sigma Absolute Return Macro Enhanced Cayman Fund, Ltd.
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GSA QMS Fund Limited
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D.E. Shaw Oculus International Fund
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Element Capital Feeder Fund Limited
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INTERNAL CONTROL RPT
2
NCEN_9791184011677236.txt
Report of Independent Registered Public
Accounting Firm
To the Shareholders and
Board of Trustees of AIP Macro Registered
Fund A
In planning and performing our audit of the
financial statements of AIP Macro Registered
Fund A (the Fund) as of and for the year ended
December 31, 2019, in accordance with the
standards of the Public Company Accounting
Oversight Board (United States), we considered
the Fund's internal control over financial
reporting, including controls over safeguarding
securities, as a basis for designing our auditing
procedures for the purpose of expressing our
opinion on the financial statements and to
comply with the requirements of Form N-CEN,
but not for the purpose of expressing an opinion
on the effectiveness of the Fund's internal
control over financial reporting. Accordingly,
we express no such opinion.
The management of the Fund is responsible for
establishing and maintaining effective internal
control over financial reporting. In fulfilling this
responsibility, estimates and judgments by
management are required to assess the expected
benefits and related costs of controls. A fund's
internal control over financial reporting is a
process designed to provide reasonable
assurance regarding the reliability of financial
reporting and the preparation of financial
statements for external purposes in accordance
with U.S. generally accepted accounting
principles. A fund's internal control over
financial reporting includes those policies and
procedures that (1) pertain to the maintenance of
records that, in reasonable detail, accurately and
fairly reflect the transactions and dispositions of
the assets of the fund; (2) provide reasonable
assurance that transactions are recorded as
necessary to permit preparation of financial
statements in accordance with U.S. generally
accepted accounting principles, and that receipts
and expenditures of the fund are being made
only in accordance with authorizations of
management and directors of the fund; and (3)
provide reasonable assurance regarding
prevention or timely detection of unauthorized
acquisition, use or disposition of a fund's assets
that could have a material effect on the financial
statements.
Because of its inherent limitations, internal
control over financial reporting may not prevent
or detect misstatements. Also, projections of any
evaluation of effectiveness to future periods are
subject to the risk that controls may become
inadequate because of changes in conditions, or
that the degree of compliance with the policies
or procedures may deteriorate.
A deficiency in internal control over financial
reporting exists when the design or operation of
a control does not allow management or
employees, in the normal course of performing
their assigned functions, to prevent or detect
misstatements on a timely basis. A material
weakness is a deficiency, or a combination of
deficiencies, in internal control over financial
reporting, such that there is a reasonable
possibility that a material misstatement of the
fund's annual or interim financial statements will
not be prevented or detected on a timely basis.
Our consideration of the Fund's internal control
over financial reporting was for the limited
purpose described in the first paragraph and
would not necessarily disclose all deficiencies in
internal control that might be material
weaknesses under standards established by the
Public Company Accounting Oversight Board
(United States). However, we noted no
deficiencies in the Fund's internal control over
financial reporting and its operation, including
controls over safeguarding securities that we
consider to be a material weakness as defined
above as of December 31, 2019.
This report is intended solely for the information
and use of management and the Board of
Trustees of AIP Macro Registered Fund A and
the Securities and Exchange Commission and is
not intended to be and should not be used by
anyone other than these specified parties.
/s/ Ernst & Young LLP
Philadelphia, Pennsylvania
February 28, 2020
ITEM 405 REG S-K
3
NCEN_9976745297498244.txt
The Fund believes that during fiscal year
ended December 31, 2019, its Reporting
Persons complied with all Section 16(a) filing
requirements, except that each of the initial
Form 3's of Eric Stampfel, Eban Cucinotta,
Christopher Morser, Gary Chan, and Robert
Rafter, portfolio managers of the Fund, were
filed untimely following each individual's
respective appointment as a portfolio manager
of the Fund. All of the referenced filings have
now been made.