0001544206-15-000001.txt : 20150722
0001544206-15-000001.hdr.sgml : 20150722
20150722135039
ACCESSION NUMBER: 0001544206-15-000001
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20150722
DATE AS OF CHANGE: 20150722
EFFECTIVENESS DATE: 20150722
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Carlyle GMS Finance, Inc.
CENTRAL INDEX KEY: 0001544206
IRS NUMBER: 454727439
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-196163
FILM NUMBER: 15999687
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 813-4900
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
D/A
1
primary_doc.xml
X0707
D/A
LIVE
0001544206
Carlyle GMS Finance, Inc.
520 MADISON AVENUE
38TH FLOOR
NEW YORK
NY
NEW YORK
10022
(212) 813-4900
MARYLAND
None
None
Corporation
true
2012
Michael
J.
Petrick
520 Madison Avenue
38th Floor
New York
NY
NEW YORK
10022
Director
Michael
A.
Hart
520 Madison Avenue
40th Floor
New York
NY
NEW YORK
10022
Executive Officer
Director
Eliot
P.S.
Merrill
520 Madison Avenue
42nd Floor
New York
NY
NEW YORK
10022
Director
Nigel
D. T.
Andrews
520 Madison Avenue
38th Floor
New York
NY
NEW YORK
10022
Director
William
P.
Hendry
520 Madison Avenue
38th Floor
New York
NY
NEW YORK
10022
Director
John
G.
Nestor
520 Madison Avenue
38th Floor
New York
NY
NEW YORK
10022
Director
Michael
L.
Rankowitz
520 Madison Avenue
38th Floor
New York
NY
NEW YORK
10022
Director
Orit
Mizrachi
520 Madison Avenue
38th Floor
New York
NY
NEW YORK
10022
Executive Officer
Venugopal
N.
Rathi
520 Madison Avenue
41st Floor
New York
NY
NEW YORK
10022
Executive Officer
Matthew
C.
Cottrell
520 Madison Avenue
38th Floor
New York
NY
NEW YORK
10022
Executive Officer
Pooled Investment Fund
Other Investment Fund
false
Decline to Disclose
- 06b
true
0001544206-14-000001
2013-05-02
true
true
false
0
TCG Securities, L.L.C.
154788
None
None
1001 Pennsylvania Avenue NW
Suite 220 South
Washington
DC
DISTRICT OF COLUMBIA
20004-2505
All States
false
Morgan Stanley Smith Barney LLC and affiliated entities
149777
None
None
522 Fifth Avenue
13th Floor
New York
NY
NEW YORK
10036
All States
false
Raymond James & Associates, Inc. and affiliated entities
705
None
None
880 Carillon Parkway
St. Petersburg
FL
FLORIDA
33716
All States
false
Hightower Advisors LLC
145323
None
None
200 Madison Street
Suite 2500
Chicago
IL
ILLINOIS
60606
All States
false
Indefinite
937256594
Indefinite
false
1497
8500000
true
0
0
false
Carlyle GMS Finance, Inc.
Matthew Cottrell
Matthew Cottrell
Chief Compliance Officer
2015-07-22