0001544206-15-000001.txt : 20150722 0001544206-15-000001.hdr.sgml : 20150722 20150722135039 ACCESSION NUMBER: 0001544206-15-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150722 DATE AS OF CHANGE: 20150722 EFFECTIVENESS DATE: 20150722 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carlyle GMS Finance, Inc. CENTRAL INDEX KEY: 0001544206 IRS NUMBER: 454727439 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-196163 FILM NUMBER: 15999687 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 813-4900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0707 D/A LIVE 0001544206 Carlyle GMS Finance, Inc. 520 MADISON AVENUE 38TH FLOOR NEW YORK NY NEW YORK 10022 (212) 813-4900 MARYLAND None None Corporation true 2012 Michael J. Petrick 520 Madison Avenue 38th Floor New York NY NEW YORK 10022 Director Michael A. Hart 520 Madison Avenue 40th Floor New York NY NEW YORK 10022 Executive Officer Director Eliot P.S. Merrill 520 Madison Avenue 42nd Floor New York NY NEW YORK 10022 Director Nigel D. T. Andrews 520 Madison Avenue 38th Floor New York NY NEW YORK 10022 Director William P. Hendry 520 Madison Avenue 38th Floor New York NY NEW YORK 10022 Director John G. Nestor 520 Madison Avenue 38th Floor New York NY NEW YORK 10022 Director Michael L. Rankowitz 520 Madison Avenue 38th Floor New York NY NEW YORK 10022 Director Orit Mizrachi 520 Madison Avenue 38th Floor New York NY NEW YORK 10022 Executive Officer Venugopal N. Rathi 520 Madison Avenue 41st Floor New York NY NEW YORK 10022 Executive Officer Matthew C. Cottrell 520 Madison Avenue 38th Floor New York NY NEW YORK 10022 Executive Officer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b true 0001544206-14-000001 2013-05-02 true true false 0 TCG Securities, L.L.C. 154788 None None 1001 Pennsylvania Avenue NW Suite 220 South Washington DC DISTRICT OF COLUMBIA 20004-2505 All States false Morgan Stanley Smith Barney LLC and affiliated entities 149777 None None 522 Fifth Avenue 13th Floor New York NY NEW YORK 10036 All States false Raymond James & Associates, Inc. and affiliated entities 705 None None 880 Carillon Parkway St. Petersburg FL FLORIDA 33716 All States false Hightower Advisors LLC 145323 None None 200 Madison Street Suite 2500 Chicago IL ILLINOIS 60606 All States false Indefinite 937256594 Indefinite false 1497 8500000 true 0 0 false Carlyle GMS Finance, Inc. Matthew Cottrell Matthew Cottrell Chief Compliance Officer 2015-07-22