0001544206-13-000005.txt : 20130806 0001544206-13-000005.hdr.sgml : 20130806 20130806105646 ACCESSION NUMBER: 0001544206-13-000005 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20130806 DATE AS OF CHANGE: 20130806 EFFECTIVENESS DATE: 20130806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carlyle GMS Finance, Inc. CENTRAL INDEX KEY: 0001544206 IRS NUMBER: 454727439 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-196163 FILM NUMBER: 131012287 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 813-4900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0706 D/A LIVE 0001544206 Carlyle GMS Finance, Inc. 520 MADISON AVENUE 38th FLOOR NEW YORK NY NEW YORK 10022 (212) 813-4900 MARYLAND None None Corporation true 2012 Michael J. Petrick 520 Madison Avenue 38th Floor New York NY NEW YORK 10022 Director Kenneth J. Kencel 520 Madison Avenue 40th Floor New York NY NEW YORK 10022 Executive Officer Director Eliot P.S. Merrill 520 Madison Avenue 42nd Floor New York NY NEW YORK 10022 Director Nigel D. T. Andrews 520 Madison Avenue 38th Floor New York NY NEW YORK 10022 Director William P. Hendry 520 Madison Avenue 38th Floor New York NY NEW YORK 10022 Director John G. Nestor 520 Madison Avenue 38th Floor New York NY NEW YORK 10022 Director Michael L. Rankowitz 520 Madison Avenue 38th Floor New York NY NEW YORK 10022 Director Ian J. Sandler 520 Madison Avenue 38th Floor New York NY NEW YORK 10022 Executive Officer Karen T. Vejseli 520 Madison Avenue 40th Floor New York NY NEW YORK 10022 Executive Officer Matthew C. Cottrell 520 Madison Avenue 38th Floor New York NY NEW YORK 10022 Executive Officer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06 true 0001544206-13-000003 2013-05-02 true true false 0 TCG Securities, L.L.C. 154788 None None 1001 Pennsylvania Avenue NW Suite 220 South Washington DC DISTRICT OF COLUMBIA 20004-2505 All States false Morgan Stanley Smith Barney LLC and affiliated entities 149777 None None 522 Fifth Avenue 13th Floor New York NY NEW YORK 10036 All States false Raymond James & Associates, Inc. and affiliated entities 705 None None 880 Carillon Parkway St. Petersburg FL FLORIDA 33716 All States false Indefinite 651215000 Indefinite false 894 7000000 true 0 0 false Carlyle GMS Finance, Inc. /s/ Ian J. Sandler Ian J. Sandler Chief Operating Officer/ General Counsel 2013-08-06