0000899243-17-003918.txt : 20170214
0000899243-17-003918.hdr.sgml : 20170214
20170214101500
ACCESSION NUMBER: 0000899243-17-003918
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170214
DATE AS OF CHANGE: 20170214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Carlyle GMS Finance, Inc.
CENTRAL INDEX KEY: 0001544206
IRS NUMBER: 454727439
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 813-4900
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mizrachi Orit
CENTRAL INDEX KEY: 0001608532
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00995
FILM NUMBER: 17603575
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP, SUITE 220 SOUTH
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
5
1
doc5.xml
FORM 5 SUBMISSION
X0306
5
2016-12-31
0
0
1
0001544206
Carlyle GMS Finance, Inc.
NONE
0001608532
Mizrachi Orit
520 MADISON AVENUE
38TH FLOOR
NEW YORK
NY
10022
0
1
0
0
COO
Common Stock
2016-11-18
4
A
0
L
514
0.00
A
1848
D
Represents a compensatory grant of common stock of the issuer by Carlyle GMS Investment Management L.L.C., the investment adviser to the issuer, pursuant to the adviser's benefit plan.
/s/ Matthew C. Cottrell, attorney-in-fact
2017-02-14