0000899243-17-003918.txt : 20170214 0000899243-17-003918.hdr.sgml : 20170214 20170214101500 ACCESSION NUMBER: 0000899243-17-003918 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Carlyle GMS Finance, Inc. CENTRAL INDEX KEY: 0001544206 IRS NUMBER: 454727439 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 813-4900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mizrachi Orit CENTRAL INDEX KEY: 0001608532 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00995 FILM NUMBER: 17603575 MAIL ADDRESS: STREET 1: C/O THE CARLYLE GROUP, SUITE 220 SOUTH STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2016-12-31 0 0 1 0001544206 Carlyle GMS Finance, Inc. NONE 0001608532 Mizrachi Orit 520 MADISON AVENUE 38TH FLOOR NEW YORK NY 10022 0 1 0 0 COO Common Stock 2016-11-18 4 A 0 L 514 0.00 A 1848 D Represents a compensatory grant of common stock of the issuer by Carlyle GMS Investment Management L.L.C., the investment adviser to the issuer, pursuant to the adviser's benefit plan. /s/ Matthew C. Cottrell, attorney-in-fact 2017-02-14