0000899243-15-009546.txt : 20151209 0000899243-15-009546.hdr.sgml : 20151209 20151209160610 ACCESSION NUMBER: 0000899243-15-009546 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151207 FILED AS OF DATE: 20151209 DATE AS OF CHANGE: 20151209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Carlyle GMS Finance, Inc. CENTRAL INDEX KEY: 0001544206 IRS NUMBER: 454727439 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 813-4900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mizrachi Orit CENTRAL INDEX KEY: 0001608532 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00995 FILM NUMBER: 151278477 MAIL ADDRESS: STREET 1: C/O THE CARLYLE GROUP, SUITE 220 SOUTH STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. CITY: WASHINGTON STATE: DC ZIP: 20004 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-12-07 0 0001544206 Carlyle GMS Finance, Inc. NONE 0001608532 Mizrachi Orit 520 MADISON AVENUE 38TH FLOOR NEW YORK NY 10022 0 1 0 0 COO Common Stock 2015-12-07 4 P 0 47 19.08 A 798 D Common Stock 2015-12-07 4 A 0 356 0.00 A 1154 D Represents a compensatory grant of common stock of the issuer by Carlyle GMS Investment Management L.L.C., the investment adviser to the issuer, pursuant to the adviser's benefit plan. /s/ Matthew C. Cottrell, attorney-in-fact 2015-12-09