0000899243-15-009545.txt : 20151209 0000899243-15-009545.hdr.sgml : 20151209 20151209160526 ACCESSION NUMBER: 0000899243-15-009545 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151207 FILED AS OF DATE: 20151209 DATE AS OF CHANGE: 20151209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Carlyle GMS Finance, Inc. CENTRAL INDEX KEY: 0001544206 IRS NUMBER: 454727439 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 813-4900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hart Michael Anthony CENTRAL INDEX KEY: 0001621474 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00995 FILM NUMBER: 151278466 MAIL ADDRESS: STREET 1: C/O THE CARLYLE GROUP STREET 2: 520 MADISON AVENUE 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-12-07 0 0001544206 Carlyle GMS Finance, Inc. NONE 0001621474 Hart Michael Anthony 520 MADISON AVENUE 38TH FLOOR NEW YORK NY 10022 1 1 0 0 President Common Stock 2015-12-07 4 A 0 4329 0.00 A 5636 D Represents a compensatory grant of common stock of the issuer by Carlyle GMS Investment Management L.L.C., the investment adviser to the issuer, pursuant to the adviser's benefit plan. /s/ Matthew C. Cottrell, attorney-in-fact 2015-12-09