0000919574-20-001792.txt : 20200221 0000919574-20-001792.hdr.sgml : 20200221 20200221094007 ACCESSION NUMBER: 0000919574-20-001792 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20200221 DATE AS OF CHANGE: 20200221 EFFECTIVENESS DATE: 20200221 FILER: COMPANY DATA: COMPANY CONFORMED NAME: A.W. JONES FUND, LTD. CENTRAL INDEX KEY: 0001543952 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-174428 FILM NUMBER: 20637601 BUSINESS ADDRESS: STREET 1: MAPLES CORPORATE SVCS LTD STREET 2: BOX 309 UGLAND HOUSE, SO. CHURCH ST CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 212-956-0800 MAIL ADDRESS: STREET 1: MAPLES CORPORATE SVCS LTD STREET 2: BOX 309 UGLAND HOUSE, SO. CHURCH ST CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 FORMER COMPANY: FORMER CONFORMED NAME: A. W. JONES FUND, LTD. DATE OF NAME CHANGE: 20120306 D/A 1 primary_doc.xml X0708 D/A LIVE 0001543952 A.W. JONES FUND, LTD. MAPLES CORPORATE SVCS LTD BOX 309 UGLAND HOUSE, SO. CHURCH ST GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1104 212-956-0800 CAYMAN ISLANDS None A. W. JONES FUND, LTD. Other Cayman Islands Exempted Company true -- -- A.W. Jones Advisors LLC One Rockefeller Plaza Suite 302 New York NY NEW YORK 10020 Executive Officer Investment Manager Robert L. Burch, IV A.W. Jones Advisors LLC One Rockefeller Plaza, Suite 302 New York NY NEW YORK 10020 Executive Officer Director Manging Member of the Investment Manager William Shaw Maples Fiduciary Services Cayman Ltd Boundary Hall, Cricket Square Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Charles Thomas Maples Fiduciary Services Cayman Ltd Boundary Hall, Cricket Square Grand Cayman E9 CAYMAN ISLANDS KY1-1102 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000919574-19-001946 2012-02-01 true true true false 100000 Thomas W. Watts 2598112 KARBONE CAPITAL MARKETS, LLC 150704 675 THIRD AVEUNE 30TH FLOOR SUITE 3004 NEW YORK NY NEW YORK 10017 CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA NJ NEW JERSEY NY NEW YORK false Bhargava Capital 131817 None None 609 WHITE PINE ROAD FRANKLIN LAKES NJ NEW JERSEY 07417 CA CALIFORNIA CT CONNECTICUT FL FLORIDA MI MICHIGAN NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA PA PENNSYLVANIA VA VIRGINIA false Fort Ghent Brokerage LLC 170803 None None 575 MADISON AVENUE SUITE 1006 NEW YORK NY NEW YORK 10022 CA CALIFORNIA CT CONNECTICUT NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA PA PENNSYLVANIA VA VIRGINIA false Alpha Strategies Investment Consulting Inc. 151782 None None 17310 RED HILL AVENUE SUITE 135 IRVINE CA CALIFORNIA 92614 CA CALIFORNIA false Tangent Capital Partners, LLC 146999 None None 135 EAST 57TH STREET 23RD FLOOR NEW YORK NY NEW YORK 10022 CT CONNECTICUT NJ NEW JERSEY NY NEW YORK false Yuki-Co, LLC 282236 None None 2171 WALKER LANE SALT LAKE CITY UT UTAH 84117 CA CALIFORNIA IL ILLINOIS MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA UT UTAH false Indefinite 32594997 Indefinite false 11 0 true 0 true The recipients listed in Item 12 are paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or the incentive allocation. 0 true The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary director's fees. true A.W. JONES FUND, LTD. /s/ Robert L. Burch, IV Robert L. Burch, IV Director 2020-02-21