0001971821-23-000001.txt : 20230501 0001971821-23-000001.hdr.sgml : 20230501 20230501173319 ACCESSION NUMBER: 0001971821-23-000001 CONFORMED SUBMISSION TYPE: 144/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230501 DATE AS OF CHANGE: 20230501 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ForgeRock, Inc. CENTRAL INDEX KEY: 0001543916 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 331223363 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144/A SEC ACT: 1933 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 23875445 BUSINESS ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 2900 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 599-1100 MAIL ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 2900 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Barker Peter M CENTRAL INDEX KEY: 0001612102 FILING VALUES: FORM TYPE: 144/A MAIL ADDRESS: STREET 1: C/O FORGEROCK, INC. STREET 2: 201 MISSION STREET, SUITE 2900 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 144/A 1 primary_doc.xml 144/A 0001950047-23-000263 0001612102 XXXXXXXX LIVE 0001543916 ForgeRock, Inc. 001-40787 201 MISSION STREET SUITE 2900 SAN FRANCISCO CA 94105 (415) 599-1100 Barker Peter M Officer COMMON MORGAN STANLEY SMITH BARNEY LLC

1 New York Plaza 38th Floor New York NY 10004

2084 41617.48 88228935 05/01/2023 NYSE Common 05/01/2023 Stock Option Exercise Issuer N 2084 05/01/2023 Cash N Peter Barker

201 Mission Street Suite 2900 San Francisco CA 94105

Common 04/03/2023 2083 42687.00 Peter Barker

201 Mission Street Suite 2900 San Francisco CA 94105

Common 03/27/2023 97438 1986275.00 Peter Barker

201 Mission Street Suite 2900 San Francisco CA 94105

Common 03/20/2023 100000 2020321.00 Peter Barker

201 Mission Street Suite 2900 San Francisco CA 94105

Common 03/14/2023 100000 1985253.00 Peter Barker

201 Mission Street Suite 2900 San Francisco CA 94105

Common 03/06/2023 122163 2472840.00 Peter Barker

201 Mission Street Suite 2900 San Francisco CA 94105

Common 02/21/2023 10333 204424.00 05/01/2023 12/01/2022 /s/ Peter Maximilian Barker