0001950047-23-003072.txt : 20230814 0001950047-23-003072.hdr.sgml : 20230814 20230814173427 ACCESSION NUMBER: 0001950047-23-003072 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230814 DATE AS OF CHANGE: 20230814 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ForgeRock, Inc. CENTRAL INDEX KEY: 0001543916 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 331223363 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 231172291 BUSINESS ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 2900 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 599-1100 MAIL ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 2900 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Rosch Francis C CENTRAL INDEX KEY: 0001611878 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 350 ELLIS STREET CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 144 1 primary_doc.xml 144 0001611878 XXXXXXXX LIVE 0001543916 FORGEROCK, INC. 001-40787 201 Mission Street Suite 2900 San Francisco CA 94105 (415) 599-1100 FRANCIS ROSCH Officer Director Common E*TRADE FINANCIAL CORPORATION

3 EDISON DRIVE ALPHARETTA GA 30005

50000 1063165.00 89150203 08/14/2023 NYSE COMMON 08/14/2023 Stock Option Exercise ISSUER N 50000 08/14/2023 Cash N FRANCIS ROSCH

201 Mission Street Suite 2900 San Francisco CA 94105

Common 07/11/2023 50000 992170.00 FRANCIS ROSCH

201 Mission Street Suite 2900 San Francisco CA 94105

Common 06/12/2023 50000 974440.00 FRANCIS ROSCH

201 Mission Street Suite 2900 San Francisco CA 94105

Common 05/22/2023 10076 200670.00 08/14/2023 03/07/2023 /s/ Francis Clifford Rosch