0001950047-23-002647.txt : 20230801 0001950047-23-002647.hdr.sgml : 20230801 20230801161111 ACCESSION NUMBER: 0001950047-23-002647 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230801 DATE AS OF CHANGE: 20230801 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ForgeRock, Inc. CENTRAL INDEX KEY: 0001543916 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 331223363 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 231131802 BUSINESS ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 2900 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 599-1100 MAIL ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 2900 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Barker Peter M CENTRAL INDEX KEY: 0001612102 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O FORGEROCK, INC. STREET 2: 201 MISSION STREET, SUITE 2900 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 144 1 primary_doc.xml 144 0001612102 XXXXXXXX LIVE 0001543916 FORGEROCK, INC. 001-40787 201 Mission Street Suite 2900 San Francisco CA 94105 (415) 599-1100 PETER BARKER Officer Common E*TRADE FINANCIAL CORPORATION

3 EDISON DRIVE ALPHARETTA GA 30005

2084 42826.20 88528339 08/01/2023 NYSE COMMON 08/01/2023 Stock Option Exercise ISSUER N 2084 08/01/2023 Cash N PETER BARKER

201 Mission Street Suite 2900 San Francisco CA 94105

Common 07/03/2023 2083 42618.18 PETER BARKER

201 Mission Street Suite 2900 San Francisco CA 94105

Common 06/01/2023 2083 41743.32 PETER BARKER

201 Mission Street Suite 2900 San Francisco CA 94105

Common 05/23/2023 4573 90762.16 Peter Barker

201 Mission Street Suite 2900 San Francisco CA 94105

common 05/22/2023 3030 60309.00 08/01/2023 12/01/2022 /s/ Peter Maximilian Barker