0001950047-23-000146.txt : 20230417 0001950047-23-000146.hdr.sgml : 20230417 20230417164236 ACCESSION NUMBER: 0001950047-23-000146 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230417 DATE AS OF CHANGE: 20230417 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ForgeRock, Inc. CENTRAL INDEX KEY: 0001543916 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 331223363 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-40787 FILM NUMBER: 23824427 BUSINESS ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 2900 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 599-1100 MAIL ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 2900 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Fernandez Juan P CENTRAL INDEX KEY: 0001882631 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 201 MISSION STREET STREET 2: SUITE 2900 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 144 1 primary_doc.xml 144 0001882631 XXXXXXXX LIVE 0001543916 FORGEROCK, INC. 001-40787 201 Mission Street Suite 2900 San Francisco CA 94105 (415) 599-1100 JUAN FERNANDEZ Officer Common Morgan Stanley Smith Barney LLC

1 New York Plaza 38th Floor New York NY 10004

7152 146516.59 88228935 04/17/2023 NYSE COMMON 03/03/2021 EXERCISED SHARES ISSUER N 7152 03/03/2021 Cash N Juan Fernandez

201 Mission Street Suite 2900 San Francisco CA 94105

Common 03/16/2023 7152 144417.00 Juan Fernandez

201 Mission Street Suite 2900 San Francisco CA 94105

Common 02/21/2023 18600 367956.00 Juan Fernandez

201 Mission Street Suite 2900 San Francisco CA 94105

Common 02/16/2023 7152 143058.00 Juan Fernandez

201 Mission Street Suite 2900 San Francisco CA 94105

Common 01/17/2023 7152 143527.00 04/17/2023 08/22/2022 /s/ Juan Pablo Fernandez